STOCK TITAN

[8-K] Rocky Mountain Chocolate Factory, Inc. Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

Rocky Mountain Chocolate Factory, Inc. held its 2025 annual meeting of stockholders virtually and had a quorum with 5,589,814.46 of its common shares represented, equal to approximately 71.72% of the 7,793,924 shares issued and outstanding as of the record date. The meeting voted on the matters described in the company’s proxy statement and elected five directors to serve until the 2026 annual meeting: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating, and Brian Quinn. The filing notes the outstanding share count reflects an immaterial increase from the proxy statement figure. No financial results, changes to executive management, or material transactions were disclosed in this report.

Rocky Mountain Chocolate Factory, Inc. ha tenuto virtualmente la sua assemblea annuale dei soci per il 2025, con il raggiungimento del quorum e 5.589.814,46 azioni ordinarie rappresentate, pari a circa il 71,72% delle 7.793.924 azioni emesse e in circolazione alla data di registrazione. Durante la riunione si è votato sulle materie indicate nella relazione proxy della società ed è stato eletto il consiglio composto da cinque amministratori in carica fino all’assemblea del 2026: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating e Brian Quinn. Il deposito segnala che il numero di azioni in circolazione riflette un aumento non rilevante rispetto alla cifra riportata nella proxy. Nel rapporto non sono stati divulgati risultati finanziari, cambiamenti nella direzione esecutiva o operazioni rilevanti.

Rocky Mountain Chocolate Factory, Inc. celebró virtualmente su junta anual de accionistas de 2025 y contó con quórum, con 5.589.814,46 de sus acciones ordinarias representadas, equivalentes a aproximadamente el 71,72% de las 7.793.924 acciones emitidas y en circulación en la fecha de registro. En la reunión se votaron los asuntos descritos en la declaración proxy de la compañía y se eligieron cinco directores para el periodo hasta la junta anual de 2026: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating y Brian Quinn. El expediente indica que el recuento de acciones en circulación refleja un aumento no material respecto de la cifra de la proxy. En este informe no se divulgaron resultados financieros, cambios en la dirección ejecutiva ni transacciones materiales.

Rocky Mountain Chocolate Factory, Inc.는 2025년 연례 주주총회를 가상으로 개최했으며, 의결정족수가 충족되어 5,589,814.46주 보통주가 대표되어 기록일 기준 발행 및 유통 주식 총수 7,793,924주의 약 71.72%에 해당했습니다. 회의에서는 회사의 위임장(proxy) 설명서에 기재된 안건들에 대해 표결했으며 2026년 연례총회까지 임기인 이사 다섯 명을 선출했습니다: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating, 및 Brian Quinn. 제출 문서에는 유통 주식 수가 위임장 기재 수치보다 실질적이지 않은 증가를 반영한다고 기재되어 있습니다. 본 보고서에서는 재무 결과, 경영진 변경 또는 중요 거래는 공개되지 않았습니다.

Rocky Mountain Chocolate Factory, Inc. a tenu sa assemblée générale annuelle 2025 de façon virtuelle et a atteint le quorum avec 5 589 814,46 actions ordinaires représentées, soit environ 71,72% des 7 793 924 actions émises et en circulation à la date d'enregistrement. Lors de la réunion, les résolutions indiquées dans la notice de procuration de la société ont été mises au vote et cinq administrateurs ont été élus pour siéger jusqu'à l'assemblée générale 2026 : Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating et Brian Quinn. Le dépôt précise que le nombre d'actions en circulation reflète une augmentation non significative par rapport au chiffre figurant dans la procuration. Aucun résultat financier, changement à la direction exécutive ou transaction significative n'a été divulgué dans ce rapport.

Rocky Mountain Chocolate Factory, Inc. hielt seine virtuelle Hauptversammlung 2025 ab und hatte ein Quorum mit 5.589.814,46 vertretenen Stammaktien, was etwa 71,72% der zum Stichtag ausgegebenen und ausstehenden 7.793.924 Aktien entspricht. Auf der Versammlung wurde über die in der Proxy-Erklärung des Unternehmens beschriebenen Angelegenheiten abgestimmt, und fünf Direktoren wurden gewählt, die bis zur Hauptversammlung 2026 im Amt bleiben: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating und Brian Quinn. Die Einreichung weist darauf hin, dass die Anzahl der ausstehenden Aktien eine unerhebliche Erhöhung gegenüber der in der Proxy angegebenen Zahl widerspiegelt. In diesem Bericht wurden keine Finanzergebnisse, Änderungen im Management oder wesentliche Transaktionen offengelegt.

Positive
  • Quorum achieved with 5,589,814.46 shares represented (approximately 71.72%)
  • Re-election of full slate of five directors ensures board continuity: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating, and Brian Quinn
  • Outstanding share count disclosed (7,793,924), with only an immaterial increase from the proxy statement
Negative
  • None.

Insights

TL;DR: Routine annual meeting results with a typical quorum and re-election of the incumbent board; no material financial impacts disclosed.

The report documents standard corporate governance outcomes: shareholder turnout of roughly 72% and re-election of five directors. The outstanding share count is small and the stated increase is immaterial, so there is no immediate impact on capital structure or earnings per share. Because the filing contains no operational or financial disclosures, it should not affect near-term valuations.

TL;DR: Board continuity preserved through re-election of nominees; disclosure is procedural and non-material to governance control.

The election of the five named directors maintains board continuity. The proxy-referenced proposals were voted as described but the filing does not indicate contested elections, director departures, governance changes, or shareholder proposals that passed or failed materially. From a governance perspective, this is a routine disclosure confirming incumbents remain in place.

Rocky Mountain Chocolate Factory, Inc. ha tenuto virtualmente la sua assemblea annuale dei soci per il 2025, con il raggiungimento del quorum e 5.589.814,46 azioni ordinarie rappresentate, pari a circa il 71,72% delle 7.793.924 azioni emesse e in circolazione alla data di registrazione. Durante la riunione si è votato sulle materie indicate nella relazione proxy della società ed è stato eletto il consiglio composto da cinque amministratori in carica fino all’assemblea del 2026: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating e Brian Quinn. Il deposito segnala che il numero di azioni in circolazione riflette un aumento non rilevante rispetto alla cifra riportata nella proxy. Nel rapporto non sono stati divulgati risultati finanziari, cambiamenti nella direzione esecutiva o operazioni rilevanti.

Rocky Mountain Chocolate Factory, Inc. celebró virtualmente su junta anual de accionistas de 2025 y contó con quórum, con 5.589.814,46 de sus acciones ordinarias representadas, equivalentes a aproximadamente el 71,72% de las 7.793.924 acciones emitidas y en circulación en la fecha de registro. En la reunión se votaron los asuntos descritos en la declaración proxy de la compañía y se eligieron cinco directores para el periodo hasta la junta anual de 2026: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating y Brian Quinn. El expediente indica que el recuento de acciones en circulación refleja un aumento no material respecto de la cifra de la proxy. En este informe no se divulgaron resultados financieros, cambios en la dirección ejecutiva ni transacciones materiales.

Rocky Mountain Chocolate Factory, Inc.는 2025년 연례 주주총회를 가상으로 개최했으며, 의결정족수가 충족되어 5,589,814.46주 보통주가 대표되어 기록일 기준 발행 및 유통 주식 총수 7,793,924주의 약 71.72%에 해당했습니다. 회의에서는 회사의 위임장(proxy) 설명서에 기재된 안건들에 대해 표결했으며 2026년 연례총회까지 임기인 이사 다섯 명을 선출했습니다: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating, 및 Brian Quinn. 제출 문서에는 유통 주식 수가 위임장 기재 수치보다 실질적이지 않은 증가를 반영한다고 기재되어 있습니다. 본 보고서에서는 재무 결과, 경영진 변경 또는 중요 거래는 공개되지 않았습니다.

Rocky Mountain Chocolate Factory, Inc. a tenu sa assemblée générale annuelle 2025 de façon virtuelle et a atteint le quorum avec 5 589 814,46 actions ordinaires représentées, soit environ 71,72% des 7 793 924 actions émises et en circulation à la date d'enregistrement. Lors de la réunion, les résolutions indiquées dans la notice de procuration de la société ont été mises au vote et cinq administrateurs ont été élus pour siéger jusqu'à l'assemblée générale 2026 : Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating et Brian Quinn. Le dépôt précise que le nombre d'actions en circulation reflète une augmentation non significative par rapport au chiffre figurant dans la procuration. Aucun résultat financier, changement à la direction exécutive ou transaction significative n'a été divulgué dans ce rapport.

Rocky Mountain Chocolate Factory, Inc. hielt seine virtuelle Hauptversammlung 2025 ab und hatte ein Quorum mit 5.589.814,46 vertretenen Stammaktien, was etwa 71,72% der zum Stichtag ausgegebenen und ausstehenden 7.793.924 Aktien entspricht. Auf der Versammlung wurde über die in der Proxy-Erklärung des Unternehmens beschriebenen Angelegenheiten abgestimmt, und fünf Direktoren wurden gewählt, die bis zur Hauptversammlung 2026 im Amt bleiben: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating und Brian Quinn. Die Einreichung weist darauf hin, dass die Anzahl der ausstehenden Aktien eine unerhebliche Erhöhung gegenüber der in der Proxy angegebenen Zahl widerspiegelt. In diesem Bericht wurden keine Finanzergebnisse, Änderungen im Management oder wesentliche Transaktionen offengelegt.

false 0001616262 0001616262 2025-08-12 2025-08-12
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): August 12, 2025
 
Rocky Mountain Chocolate Factory, Inc.
(Exact name of registrant as specified in its charter)
 
rmcflogo01.jpg
 
Delaware
001-36865
47-1535633
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
265 Turner Drive
Durango, Colorado 81303
(Address, including zip code, of principal executive offices)
 
Registrant's telephone number, including area code: (970) 259-0554
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities Registered Pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol
Name of each exchange on which registered
Common Stock, $0.001 par value per share
RMCF
Nasdaq Capital Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
Item 5.07
Submission of Matters to a Vote of Security Holders.
 
On August 12, 2025, Rocky Mountain Chocolate Factory, Inc. (the “Company”) held its 2025 Annual Meeting of Stockholders (the “Annual Meeting”) virtually via live webcast. At the close of business on June 27, 2025, the record date for the Annual Meeting (the “Record Date”), there were 7,793,924 shares of the Company’s common stock issued and outstanding, which constituted all of the issued and outstanding capital stock of the Company. This outstanding share number reflects an immaterial increase from that included in the Company's Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on June 30, 2025 (the "Proxy Statement").
 
At the Annual Meeting, 5,589,814.46 shares of the Company’s issued and outstanding shares of common stock entitled to vote as of the Record Date, or approximately 71.72% of such shares, were represented by proxy or appeared in person (including virtually) and, therefore, a quorum was present.
 
The proposals voted on at the Annual Meeting are more fully described in the Proxy Statement.
 
The final voting results on the proposals presented for stockholder approval at the Annual Meeting are as follows:
 
Proposal 1 - Election of Directors. Each of Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating, and Brian Quinn was elected as a director to serve on the Company’s board of directors until the Company’s 2026 annual meeting of stockholders and until their respective successors are elected and qualified as follows:
 
Name
 
Votes For
 
Votes Withheld
 
Broker Non-Votes
Steven L. Craig
  3,653,721.21   53,793.26   1,882,300
Jeffrey R. Geygan
  3,644,796.21   62,718.26   1,882,300
Al Harper
  3,659,552.21   47,962.26   1,882,300
Mel Keating
  3,633,599.03   73,915.44   1,882,300
Brian Quinn
  3,550,932.21   156,582.26   1,882,300
 
Proposal 2 - Ratification of Independent Registered Public Accountants. The appointment of CohnReznick LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 28, 2026, was ratified as follows:
 
Votes For
 
Votes Against
 
Abstentions
 
Broker Non-Votes
5,448,025.82   20,784.64   121,004  
 
Proposal 3 - Approval, on an Advisory Basis, of the Compensation of the Companys Named Executive Officers. The compensation of the Company’s named executive officers was approved, on an advisory basis, as follows:
 
Votes For
 
Votes Against
 
Abstentions
 
Broker Non-Votes
3,577,692.63
 
81,989.36
 
47,832.47
 
1,882,300
 
 

 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.
     
     
Date: August 15, 2025
By:
/s/ Jeffrey R. Geygan
 
Name:
Jeffrey R. Geygan
 
Title:
Interim Chief Executive Officer
 
 

FAQ

How many shares of RMCF were outstanding for the 2025 annual meeting?

The company reported 7,793,924 shares of common stock issued and outstanding as of the record date.

What percentage of RMCF shares were represented at the 2025 annual meeting?

5,589,814.46 shares were represented, equal to approximately 71.72% of outstanding shares.

Who was elected to the board at Rocky Mountain Chocolate Factory's 2025 annual meeting?

Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating, and Brian Quinn were elected to serve until the 2026 annual meeting.

Did the 8-K disclose any material transactions or financial results?

No. The filing discloses meeting and voting results only and states there were no material transactions or financial disclosures in this report.

Was there any change in the company’s capital structure reported?

No material change; the filing notes an immaterial increase in the outstanding share number versus the proxy statement.
Rocky Mountain Chocolate Factory

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11.26M
5.44M
29.94%
45.15%
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Confectioners
Sugar & Confectionery Products
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United States
DURANGO