RMCF furnishes Regulation FD investor presentation on Form 8-K
Filing Impact
Filing Sentiment
Form Type
8-K
Rhea-AI Filing Summary
Rocky Mountain Chocolate Factory, Inc. (RMCF) filed a current report announcing that it has prepared an investor presentation for use in meetings with investors, analysts, and other interested parties. The presentation is furnished as Exhibit 99.1 under Regulation FD, which is intended to ensure broad, fair disclosure of company information. The company notes that this material is being furnished rather than filed, meaning it is not subject to certain liability provisions and is not automatically incorporated into other securities law filings.
Positive
- None.
Negative
- None.
8-K Event Classification
2 items: 7.01, 9.01
2 items
Item 7.01
Regulation FD Disclosure
Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01
Financial Statements and Exhibits
Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 19, 2025
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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(Address, including zip code, of principal executive offices)
Registrant's telephone number, including area code: (970 ) 259-0554
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities Registered Pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD.
Attached as Exhibit 99.1 and furnished for purposes of Regulation FD is a presentation that Rocky Mountain Chocolate Factory, Inc. may use from time to time in presentations or discussions with investors, analysts, and other parties.
The information in this Item 7.01 (including Exhibit 99.1) is being furnished solely to satisfy the requirements of Regulation FD and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act.
Item 9.01. Financial Statements and Exhibits.
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(d)
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Exhibits
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Exhibit No.
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Description
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99.1*
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Investor presentation of Rocky Mountain Chocolate Factory, Inc.
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104
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Cover Page Interactive Data File (embedded with the Inline XBRL document)
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*Furnished herewith
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.
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Date: November 19, 2025
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By:
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/s/ Jeffrey R. Geygan
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Name:
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Jeffrey R. Geygan
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Title:
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Interim Chief Executive Officer
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FAQ
What did Rocky Mountain Chocolate Factory (RMCF) announce in this 8-K?
The company announced that it has prepared and furnished an investor presentation as Exhibit 99.1, which it may use in discussions with investors, analysts, and other parties.
Under which SEC item did RMCF provide the investor presentation?
Rocky Mountain Chocolate Factory furnished the investor presentation under Item 7.01, Regulation FD, which covers fair disclosure to the market.
Is the RMCF investor presentation considered filed with the SEC?
No. The company states that the information in Item 7.01 and Exhibit 99.1 is being furnished and not filed, so it is not subject to certain Exchange Act Section 18 liabilities.
Where can investors find the RMCF investor presentation mentioned in the 8-K?
Investors can find it as Exhibit 99.1 to the 8-K, described as an investor presentation of Rocky Mountain Chocolate Factory, Inc.
What other exhibits are included with this RMCF 8-K?
In addition to Exhibit 99.1, the filing includes Exhibit 104, which is the Cover Page Interactive Data File embedded with the Inline XBRL document.