Welcome to our dedicated page for Rocky Mountain Chocolate Factory SEC filings (Ticker: RMCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) files a range of documents with the U.S. Securities and Exchange Commission that shed light on its financial condition, franchise operations, and corporate actions. As a franchiser of a premium chocolate and confectionary retail store concept and a manufacturer of chocolate candies and confectionery products, its SEC filings provide detail beyond headline financial results.
Investors can use this page to access current reports on Form 8-K, where the company furnishes quarterly earnings press releases, earnings call transcripts, investor presentations, and other material events. Recent 8-K filings cover fiscal 2026 first, second, and third quarter results, including revenue broken out between sales and franchise and royalty fees, cost structure, net loss, and reconciliations of net loss to EBITDA. Other 8-Ks describe credit agreements and amendments that establish term loans for capital investment and working capital needs, including key terms such as maturity dates, interest rates, financial covenants, and related security interests.
Additional 8-K filings address Nasdaq listing matters and governance, such as the transfer of RMCF’s listing from The Nasdaq Global Market to The Nasdaq Capital Market and notices of noncompliance with certain corporate governance requirements following a director resignation. These filings explain that the company’s common stock continues to trade under the symbol RMCF and outline available cure periods.
Through Stock Titan, users can view RMCF’s SEC filings as they are made available from EDGAR and take advantage of AI-powered summaries that explain the key points of lengthy documents in plain language. This includes highlighting important items in earnings releases, clarifying the implications of new credit facilities, and summarizing shareholder meeting results and advisory votes on executive compensation. The filings page also provides access to exhibits such as investor presentations and voting results from the company’s annual meeting of stockholders.
Rocky Mountain Chocolate Factory (RMCF): Director, Interim CEO and 10% owner Jeffrey R. Geygan reported insider activity. On 10/17/2025 and 10/20/2025, accounts he controls through Global Value Investment Corporation (GVIC) purchased 61,670 shares at a weighted average price of $1.5869 and 13,753 shares at a weighted average price of $1.607, respectively. After these transactions, indirect beneficial ownership reported through GVIC was 1,754,936 shares.
The filing also records administrative adjustments: a correction reattributing 445 shares from indirect to direct ownership tied to an October 24, 2024 transaction, and a decrease of 3,385 shares on 10/20/2025 due to certain separately managed accounts ending their advisory relationship with GVIC.
Rocky Mountain Chocolate Factory (RMCF) furnished an update on its financial results, announcing a press release covering the company’s performance for the three and six months ended August 31, 2025. The company also held a conference call to discuss these results.
The materials were provided as Exhibits 99.1 (press release dated October 13, 2025) and 99.2 (conference call transcript dated October 14, 2025) and were furnished, not filed under the Exchange Act.
Rocky Mountain Chocolate Factory, Inc. disclosed that a board member, Allen C. Harper, resigned from the board and all board committees for reasons related to his other professional responsibilities and not due to any disagreement with the company. The company acknowledged his contributions. As a result of the resignation, Nasdaq notified the company that it no longer meets the Corporate Governance Requirements under Nasdaq Listing Rule 5605 because the board composition no longer satisfies applicable listing standards. The filing incorporates the departure disclosure across related sections and does not disclose a replacement director or timeline for restoring compliance.
Radoff Family Foundation and Bradley L. Radoff disclosed holdings in Rocky Mountain Chocolate Factory, Inc. (RMCF). The Radoff Foundation directly owns 356,000 shares, about 4.6% of the 7,793,924 shares outstanding. Mr. Radoff directly owns 100 shares and, as a director of the Foundation, may be deemed to beneficially own the Foundation's shares, for an aggregate of 356,100 shares (about 4.6%). The Foundation paid approximately $748,155 for its 356,000 shares and Mr. Radoff paid approximately $583 for his 100 shares; purchases may have used working capital or margin. The filing notes these transactions were made in the open market and states that as of September 16, 2025 the reporting persons ceased to beneficially own more than 5%.
Rocky Mountain Chocolate Factory entered two related-party credit arrangements on August 28, 2025, raising $1.8 million in new debt to fund capital investment and working capital. The company borrowed $1,200,000 from RMCF2 Credit, LLC evidenced by a promissory note due September 30, 2027, carrying 12% annual interest payable monthly, and secured by a deed of trust on the company’s Durango, Colorado property. An amendment with RMC Credit Facility, LLC provides an additional $600,000 under similar terms: a promissory note due September 30, 2027 with 12% interest payable monthly. The two lenders are special-purpose entities affiliated with the interim CEO and a board member. The company and both lenders agreed to waive the covenant limiting total liabilities to net worth for the quarters ending August 31, 2025 and November 30, 2025. An intercreditor agreement among the company, RMCF2 and RMC was also executed.
Rocky Mountain Chocolate Factory, Inc. held its 2025 annual meeting of stockholders virtually and had a quorum with 5,589,814.46 of its common shares represented, equal to approximately 71.72% of the 7,793,924 shares issued and outstanding as of the record date. The meeting voted on the matters described in the company’s proxy statement and elected five directors to serve until the 2026 annual meeting: Steven L. Craig, Jeffrey R. Geygan, Al Harper, Mel Keating, and Brian Quinn. The filing notes the outstanding share count reflects an immaterial increase from the proxy statement figure. No financial results, changes to executive management, or material transactions were disclosed in this report.
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