Charles Schwab (RNST) Form 144: 12,704 listed; awards dated 2017–2021

Rhea-AI Filing Summary

The Charles Schwab Corporation provided a Form 144 filing that lists securities proposed for sale and several restricted stock awards by grant date. The filing shows a principal numeric line of 12,704 (displayed on the form) and individual restricted stock award quantities of 1,532, 2,939, 4,324 and 3,909 associated with grant dates in 2017, 2018 and 2021.

The form entry also displays 05/14/2026 and an NYSE listing; the excerpt is limited to schedule fields and award rows without sale execution details or transaction proceeds.

Insights

Securities Compliance Counsel

Form 144 lists quantities of restricted shares that a holder proposed to sell.

The excerpt lists a numeric line of 12,704 and four restricted stock award line items of 1,532, 2,939, 4,324 and 3,909 with grant dates. These are presented as form fields rather than executed sales.

Timing, method of sale, and cash‑flow treatment are not present in this excerpt; subsequent filings or broker records would show whether and when any sales occurred.

Key Figures

Principal line: 12,704 Restricted Stock Award: 1,532 shares Restricted Stock Award: 2,939 shares +2 more

5 metrics

Principal line 12,704 Form 144 numeric line displayed on the excerpt

Restricted Stock Award 1,532 shares Grant date <date>03/03/2017

Restricted Stock Award 2,939 shares Grant date <date>02/22/2018

Restricted Stock Award 4,324 shares Grant date <date>03/15/2021

Restricted Stock Award 3,909 shares Grant date <date>03/15/2021

Key Terms

Form 144, Restricted Stock Award, Issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Award financial

"Restricted Stock Award | Issuer | 1532 | 03/03/2017"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Issuer regulatory

"Restricted Stock Award | Issuer | | | 1532"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	The Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	12704	504602.88	92272120	05/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/03/2017	Restricted Stock Award	Issuer			1532	03/03/2017	N/A
Common	02/22/2018	Restricted Stock Award	Issuer			2939	02/22/2018	N/A
Common	03/15/2021	Restricted Stock Award	Issuer			4324	03/15/2021	N/A
Common	03/15/2021	Restricted Stock Award	Issuer			3909	03/15/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed by The Charles Schwab Corporation show?

It lists proposed sale information and restricted stock award lines. The form shows 12,704 on a principal line and award quantities of 1,532, 2,939, 4,324, and 3,909 tied to grant dates.

Does this excerpt confirm any completed stock sales for RNST or Schwab?

No. The excerpt contains schedule fields and award rows but does not show executed sale transactions, prices, or proceeds. It lists quantities and grant dates only.

What grant dates are associated with the restricted stock awards in the filing?

The restricted stock award lines show grant dates of 03/03/2017, 02/22/2018, and 03/15/2021, each paired with the respective award quantities shown on the form.

Is there timing or exchange information included in this excerpt?

Yes, the excerpt displays a date line of 05/14/2026 and lists NYSE, but it does not attach execution timing or settlement details for any proposed sales.