Rank One Computing (ROC) CFO discloses stock and option holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Rank One Computing Corp Chief Financial Officer Cody Barnes filed an initial Form 3 detailing his equity position in the company. He directly holds 475,950 shares of common stock. He also holds options over 133,600, 16,700 and 25,050 shares of common stock at exercise prices of $2.4000, $0.2200 and $0.1100, expiring between 2029-11-04 and 2032-03-01. The 133,600 options include a vesting schedule where 20% vest one year after the 3/1/2022 commencement date, with the remainder vesting monthly over four years.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Barnes Cody Heidt
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Option (right to buy) | -- | -- | -- |
| holding | Option (right to buy) | -- | -- | -- |
| holding | Option (right to buy) | -- | -- | -- |
| holding | Common Stock; $0.01 par value | -- | -- | -- |
Holdings After Transaction:
Option (right to buy) — 133,600 shares (Direct);
Common Stock; $0.01 par value — 475,950 shares (Direct)
Footnotes (1)
- Represents 133,600 options held by Cody Barnes, of which 20% vest 1 year after the vesting commencement date of 3/1/2022 and the remaining shares vest monthly over a remaining 4 year term. Represents options issued under the 2018 Equity Incentive Plan held by Cody Barnes. Exercise price.
