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Rank One Computing (ROC) CFO discloses stock and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Rank One Computing Corp Chief Financial Officer Cody Barnes filed an initial Form 3 detailing his equity position in the company. He directly holds 475,950 shares of common stock. He also holds options over 133,600, 16,700 and 25,050 shares of common stock at exercise prices of $2.4000, $0.2200 and $0.1100, expiring between 2029-11-04 and 2032-03-01. The 133,600 options include a vesting schedule where 20% vest one year after the 3/1/2022 commencement date, with the remainder vesting monthly over four years.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Barnes Cody Heidt

(Last) (First) (Middle)
C/O RANK ONE COMPUTING CORPORATION
1290 BROADWAY, SUITE 1200

(Street)
DENVER CO 80203

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/23/2026
3. Issuer Name and Ticker or Trading Symbol
Rank One Computing Corp [ ROC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock; $0.01 par value 475,950 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) (1)(2) 03/01/2032 Common Stock 133,600(1) $2.4(3) D
Option (right to buy) 09/23/2021(2) 09/23/2030 Common Stock 16,700 $0.22(3) D
Option (right to buy) 11/04/2019(2) 11/04/2029 Common Stock 25,050 $0.11(3) D
Explanation of Responses:
1. Represents 133,600 options held by Cody Barnes, of which 20% vest 1 year after the vesting commencement date of 3/1/2022 and the remaining shares vest monthly over a remaining 4 year term.
2. Represents options issued under the 2018 Equity Incentive Plan held by Cody Barnes.
3. Exercise price.
/s/ Cody Barnes 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Rank One Computing Corporation

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