Rank One Computing (ROC) General Counsel discloses shares and stock options

Rhea-AI Filing Summary

Rank One Computing Corp General Counsel Ray David Simpson reported his initial ownership position. He directly holds 693,050 shares of Common Stock. He also holds employee stock options over 33,400 shares at an exercise price of $0.2200 per share expiring on September 23, 2030, and options over 105,210 shares at an exercise price of $2.4000 per share expiring on March 1, 2032. These options were issued under the company’s 2018 Equity Incentive Plan.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Ray David Simpson

Role General Counsel

Type	Security	Shares	Price	Value
holding	Options (right to buy)	--	--	--
holding	Options (right to buy)	--	--	--
holding	Common Stock; $0.01 par value	--	--	--

Holdings After Transaction: Options (right to buy) — 33,400 shares (Direct); Common Stock; $0.01 par value — 693,050 shares (Direct)

Footnotes (1)

1. Represents options issued under the 2018 Equity Incentive Plan and held by David Ray. Exercise price.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Ray David Simpson

(Last) (First) (Middle)

C/O RANK ONE COMPUTING CORPORATION

1290 BROADWAY, SUITE 1200

(Street)

DENVER CO 80203

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/23/2026

3. Issuer Name and Ticker or Trading Symbol
Rank One Computing Corp [ ROC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock; $0.01 par value	693,050	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options (right to buy)	09/23/2021	09/23/2030	Common Stock	33,400(1)	$0.22(2)	D
Options (right to buy)	04/01/2025	03/01/2032	Common Stock	105,210(1)	$2.4(2)	D

Explanation of Responses:

1. Represents options issued under the 2018 Equity Incentive Plan and held by David Ray.

2. Exercise price.

	/s/ David Ray	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What does Ray David Simpson’s Form 3 filing for ROC show?

The Form 3 shows Ray David Simpson’s initial ownership in Rank One Computing Corp, including common shares and stock options granted under the 2018 Equity Incentive Plan, establishing his starting equity position as General Counsel.

How many Rank One Computing (ROC) common shares does Ray David Simpson hold?

Ray David Simpson directly holds 693,050 shares of Rank One Computing common stock. This position reflects his reported ownership as of the Form 3 filing and forms the core of his equity stake in the company.

What stock options does Ray David Simpson report in Rank One Computing (ROC)?

He reports options over 33,400 shares at $0.2200 per share expiring September 23, 2030, and options over 105,210 shares at $2.4000 per share expiring March 1, 2032, all on Rank One Computing common stock.

Are Ray David Simpson’s ROC options part of an equity incentive plan?

Yes. A footnote states the options were issued under Rank One Computing’s 2018 Equity Incentive Plan. This indicates they are compensation-related awards rather than open-market purchases of options.

Does Ray David Simpson’s Form 3 for ROC show any recent buying or selling?

No buy or sell transactions are shown. The Form 3 lists existing holdings of common stock and options, serving as a baseline disclosure of his equity position rather than reporting new market trades.