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Roivant officer plans sale of 5,112 shares

Roivant Sciences officer Meghan Fitzgerald filed a Rule 144 notice for a planned sale of 5,112 ROIV common shares, with prior 10b5-1 sales also disclosed.

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Roivant Sciences Ltd. (ROIV) received a notice under Rule 144 that officer Meghan Fitzgerald plans to sell 5,112 shares of common stock, held at Morgan Stanley Smith Barney LLC Executive Financial Services. The shares relate to Restricted Stock Units from the issuer dated September 10, 2026.

The notice also lists prior Rule 10b5-1 sales of 20,000 shares for $798,010.00 on September 8, 2026 and 10,000 shares for $349,000.00 on June 30, 2026.

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Planned shares to be sold 5,112 shares Common stock covered by the Rule 144 notice related to RSUs dated September 10, 2026
Prior 10b5-1 sale amount (September 8, 2026) $798,010.00 Proceeds from sale of 20,000 ROIV common shares under a 10b5-1 plan
Prior 10b5-1 shares sold (September 8, 2026) 20,000 shares Roivant Sciences Ltd. common stock sold under a 10b5-1 plan
Prior 10b5-1 sale amount (June 30, 2026) $349,000.00 Proceeds from sale of 10,000 ROIV common shares under a 10b5-1 plan
Prior 10b5-1 shares sold (June 30, 2026) 10,000 shares Roivant Sciences Ltd. common stock sold in a 10b5-1 transaction
CUSIP 722323015 Identifier for the common stock referenced in the securities information section
Planned sale filing date September 15, 2026 Date associated with the securities information for the planned sale notice
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Restricted Stock Units financial
"Common | 09/10/2026 | Restricted Stock Units | Issuer"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
10b5-1 Sales regulatory
"10b5-1 Sales for MEGHAN FITZGERALD 7th Floor 50 Broadway"
10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.
Form 144 regulatory
"144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Common stock financial
"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for Roivant Sciences Ltd. (ROIV)?

The filing discloses that officer Meghan Fitzgerald has filed a Rule 144 notice to sell 5,112 shares of Roivant Sciences Ltd. common stock, related to Restricted Stock Units from the issuer dated September 10, 2026, through Morgan Stanley Smith Barney LLC Executive Financial Services.

How many ROIV shares are planned to be sold under this Rule 144 notice?

The notice covers a proposed sale of 5,112 shares of Roivant Sciences Ltd. common stock. These shares are tied to Restricted Stock Units with an issuer date of September 10, 2026, and are held at Morgan Stanley Smith Barney LLC Executive Financial Services.

What prior sales by Meghan Fitzgerald in ROIV stock are reported in the past three months?

The filing reports Rule 10b5-1 sales by Meghan Fitzgerald of 20,000 shares for $798,010.00 on September 8, 2026 and 10,000 shares for $349,000.00 on June 30, 2026, both in Roivant Sciences Ltd. common stock.

What trading plan is referenced in Meghan Fitzgerald’s ROIV Form 144 activity?

The sales disclosed for the past three months are described as 10b5-1 Sales for Meghan Fitzgerald, indicating they were made under a pre-arranged Rule 10b5-1 trading plan, including transactions on June 30, 2026 and September 8, 2026.

Which broker is involved in handling the ROIV shares in this Form 144?

The common stock covered by the notice is held through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as listed in the securities information section.

On which market is the ROIV stock in this Form 144 listed?

The common stock referenced in this Form 144 for Roivant Sciences Ltd. is listed on the NASDAQ, as specified in the securities information section of the notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

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