ROIV Form 144: 500,000 Shares Planned Sale

ROIV filed a Form 144 reporting the proposed sale of $17,039,650.00 worth of 500,000 shares via the Exercise of Options Under a Registered Plan.

Rhea-AI Filing Summary

ROIV filed a Form 144 reporting the proposed sale of $17,039,650.00 worth of 500,000 shares via the Exercise of Options Under a Registered Plan. The filing cites an intended sale date of 06/26/2026 and lists cash as the method. The excerpt also shows 500,000 shares sold during the prior three months for $17,051,141.93.

Insights

Securities Counsel

Form 144 notifies the market of a planned Rule 144 sale tied to option exercise.

The filing lists the sale of 500,000 shares following an exercise of options under a registered plan, with an intended trade date of 06/26/2026 and $17,039,650.00 shown as the reported aggregate amount.

Timing and final cash proceeds depend on whether the sale occurs and on market execution; subsequent SEC filings (e.g., Form 4 or broker reports) would show completed transactions and final proceeds.

Key Figures

Planned shares to be sold: 500,000 shares Reported aggregate amount: $17,039,650.00 Shares sold in past 3 months: 500,000 shares

3 metrics

Planned shares to be sold 500,000 shares Intended sale via option exercise on <date>06/26/2026</date>

Reported aggregate amount $17,039,650.00 Aggregate amount shown alongside the 500,000 shares

Shares sold in past 3 months 500,000 shares Reported prior sales amounting to <money>$17,051,141.93</money>

Key Terms

Exercise of Options Under a Registered Plan, Form 144, Rule 144 sale

3 terms

Exercise of Options Under a Registered Plan regulatory

"Exercise of Options Under a Registered Plan"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 sale regulatory

"Securities To Be Sold ... Exercise of Options Under a Registered Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does ROIV's Form 144 report about the transaction?

The Form 144 reports a proposed sale of 500,000 shares via exercise of options, showing an aggregate amount of $17,039,650.00 and an intended date of 06/26/2026. It lists cash as the method of sale.

Does the Form 144 confirm the shares were already sold for ROIV?

No, Form 144 notifies intent to sell under Rule 144; it does not by itself confirm settlement. The excerpt shows prior three‑month sales of 500,000 shares for $17,051,141.93, separate from the planned sale.

Who is listed as the seller in the ROIV excerpt?

The excerpt lists Mayukh Sukhatme with an address and identifies the transaction as an exercise under a registered plan. The filing ties the sale to option exercise rather than an open‑market purchase by the filer.

What execution method and marketplace are cited for the ROIV sale?

The filing indicates the sale method as Cash and references NASDAQ with an intended trade date of 06/26/2026. Final execution details and actual proceeds depend on whether the transaction occurs as planned.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/26/2026 - 04:10 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001750050
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROIVANT SCIENCES LTD.
SEC File Number	001-40782
Address of Issuer	7th Floor 50 Broadway London UNITED KINGDOM SW1H 0DB
Phone	44 207 400 3347
Name of Person for Whose Account the Securities are To Be Sold	MAYUKH SUKHATME
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	500000	17039650.00	719270385	06/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/26/2026	Exercise of Options Under a Registered Plan	Issuer			500000	06/26/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mayukh Sukhatme 7th Floor 50 Broadway London X0 SW1H 0DB	Common	06/25/2026	500000	17051141.93

144: Remarks and Signature

Remarks
Date of Notice	06/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Mayukh Sukhatme
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)