STOCK TITAN

[Form 4] Roivant Sciences Ltd. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Roivant Sciences (ROIV) Form 4 reports that non-employee director Ilan Oren received 2,296 common shares on 17 Apr 2025 under the company’s Non-Employee Director Compensation Plan (transaction code A, price $0). The grant was fully vested on the award date.

To satisfy withholding taxes, the issuer effected a “net-settlement” disposal of 115 shares at $11.65 per share (code F). Following these routine transactions, Oren’s direct beneficial ownership increases to 104,681 common shares.

No derivative positions were reported, and the filing contains no information on revenues, earnings, guidance or corporate strategy. The activity is standard director compensation with no material impact on the company’s capital structure or control.

Roivant Sciences (ROIV) Modulo 4 comunica che il direttore non dipendente Ilan Oren ha ricevuto 2.296 azioni ordinarie il 17 aprile 2025 nell'ambito del Piano di Compensazione per Direttori Non Dipendenti della società (codice transazione A, prezzo $0). L'assegnazione era interamente maturata alla data dell'attribuzione.

Per coprire le imposte da trattenere, l'emittente ha effettuato una vendita “a saldo netto” di 115 azioni a $11,65 ciascuna (codice F). Dopo queste operazioni di routine, la proprietà diretta di Oren sale a 104.681 azioni ordinarie.

Non sono state segnalate posizioni derivati, e il documento non contiene informazioni su ricavi, utili, previsioni o strategia aziendale. L'attività rappresenta una normale compensazione per il direttore senza alcun impatto significativo sulla struttura del capitale o sul controllo della società.

Roivant Sciences (ROIV) Formulario 4 informa que el director externo Ilan Oren recibió 2.296 acciones ordinarias el 17 de abril de 2025 bajo el Plan de Compensación para Directores No Empleados de la compañía (código de transacción A, precio $0). La concesión estaba completamente consolidada en la fecha de adjudicación.

Para cubrir las retenciones fiscales, el emisor realizó una disposición de “liquidación neta” de 115 acciones a $11,65 por acción (código F). Tras estas operaciones rutinarias, la propiedad directa de Oren aumenta a 104.681 acciones ordinarias.

No se reportaron posiciones derivadas y el documento no contiene información sobre ingresos, ganancias, previsiones o estrategia corporativa. La actividad corresponde a una compensación estándar para directores sin impacto material en la estructura de capital o control de la empresa.

Roivant Sciences (ROIV) 양식 4에 따르면 비임원 이사 Ilan Oren은 2025년 4월 17일 회사의 비임원 이사 보상 계획에 따라 2,296 보통주를 받았으며(거래 코드 A, 가격 $0), 수여일에 전액 취득되었습니다.

원천징수세를 충당하기 위해 발행사는 주당 $11.65에 115주를 '순정산' 방식으로 처분했습니다(코드 F). 이와 같은 일상적인 거래 후 Oren의 직접 지분은 104,681 보통주로 증가했습니다.

파생상품 포지션은 보고되지 않았으며, 제출서류에는 수익, 이익, 전망 또는 기업 전략에 관한 정보가 포함되어 있지 않습니다. 이번 활동은 표준 이사 보상으로 회사의 자본 구조나 지배에 중대한 영향이 없습니다.

Roivant Sciences (ROIV) Formulaire 4 rapporte que le directeur non salarié Ilan Oren a reçu 2 296 actions ordinaires le 17 avril 2025 dans le cadre du Plan de Rémunération des Administrateurs Non Salariés de la société (code transaction A, prix $0). La subvention était entièrement acquise à la date d’attribution.

Pour couvrir les impôts à la source, l’émetteur a procédé à une cession « règlement net » de 115 actions à 11,65 $ chacune (code F). Suite à ces opérations courantes, la détention directe d’Oren s’élève à 104 681 actions ordinaires.

Aucune position dérivée n’a été déclarée, et le dépôt ne contient aucune information sur les revenus, les bénéfices, les prévisions ou la stratégie d’entreprise. Cette opération correspond à une rémunération standard d’administrateur sans impact significatif sur la structure du capital ou le contrôle de la société.

Roivant Sciences (ROIV) Formular 4 meldet, dass der nicht angestellte Direktor Ilan Oren am 17. April 2025 2.296 Stammaktien im Rahmen des Vergütungsplans für nicht angestellte Direktoren der Gesellschaft erhalten hat (Transaktionscode A, Preis $0). Die Zuteilung war am Zuteilungsdatum vollständig unverfallbar.

Zur Begleichung der Quellensteuern veranlasste der Emittent eine "Nettoabwicklung" durch den Verkauf von 115 Aktien zu je $11,65 (Code F). Nach diesen routinemäßigen Transaktionen erhöht sich Orens direkte wirtschaftliche Beteiligung auf 104.681 Stammaktien.

Es wurden keine Derivatpositionen gemeldet, und die Einreichung enthält keine Informationen zu Umsätzen, Gewinnen, Prognosen oder Unternehmensstrategie. Die Transaktion stellt eine übliche Direktorenvergütung dar und hat keinen wesentlichen Einfluss auf die Kapitalstruktur oder Kontrolle des Unternehmens.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine director share grant; immaterial to ROIV valuation.

The Form 4 shows a small equity grant to director Ilan Oren and a tax-related share withholding. The net addition of roughly 2.2k shares increases insider ownership by less than 0.01% of ROIV’s ~800 m shares outstanding, posing no dilution concerns. No open-market buying or selling signal is present, so the filing offers little insight into insider sentiment. Given the absence of derivative activity or large disposals, I view the disclosure as housekeeping rather than a market-moving event.

Roivant Sciences (ROIV) Modulo 4 comunica che il direttore non dipendente Ilan Oren ha ricevuto 2.296 azioni ordinarie il 17 aprile 2025 nell'ambito del Piano di Compensazione per Direttori Non Dipendenti della società (codice transazione A, prezzo $0). L'assegnazione era interamente maturata alla data dell'attribuzione.

Per coprire le imposte da trattenere, l'emittente ha effettuato una vendita “a saldo netto” di 115 azioni a $11,65 ciascuna (codice F). Dopo queste operazioni di routine, la proprietà diretta di Oren sale a 104.681 azioni ordinarie.

Non sono state segnalate posizioni derivati, e il documento non contiene informazioni su ricavi, utili, previsioni o strategia aziendale. L'attività rappresenta una normale compensazione per il direttore senza alcun impatto significativo sulla struttura del capitale o sul controllo della società.

Roivant Sciences (ROIV) Formulario 4 informa que el director externo Ilan Oren recibió 2.296 acciones ordinarias el 17 de abril de 2025 bajo el Plan de Compensación para Directores No Empleados de la compañía (código de transacción A, precio $0). La concesión estaba completamente consolidada en la fecha de adjudicación.

Para cubrir las retenciones fiscales, el emisor realizó una disposición de “liquidación neta” de 115 acciones a $11,65 por acción (código F). Tras estas operaciones rutinarias, la propiedad directa de Oren aumenta a 104.681 acciones ordinarias.

No se reportaron posiciones derivadas y el documento no contiene información sobre ingresos, ganancias, previsiones o estrategia corporativa. La actividad corresponde a una compensación estándar para directores sin impacto material en la estructura de capital o control de la empresa.

Roivant Sciences (ROIV) 양식 4에 따르면 비임원 이사 Ilan Oren은 2025년 4월 17일 회사의 비임원 이사 보상 계획에 따라 2,296 보통주를 받았으며(거래 코드 A, 가격 $0), 수여일에 전액 취득되었습니다.

원천징수세를 충당하기 위해 발행사는 주당 $11.65에 115주를 '순정산' 방식으로 처분했습니다(코드 F). 이와 같은 일상적인 거래 후 Oren의 직접 지분은 104,681 보통주로 증가했습니다.

파생상품 포지션은 보고되지 않았으며, 제출서류에는 수익, 이익, 전망 또는 기업 전략에 관한 정보가 포함되어 있지 않습니다. 이번 활동은 표준 이사 보상으로 회사의 자본 구조나 지배에 중대한 영향이 없습니다.

Roivant Sciences (ROIV) Formulaire 4 rapporte que le directeur non salarié Ilan Oren a reçu 2 296 actions ordinaires le 17 avril 2025 dans le cadre du Plan de Rémunération des Administrateurs Non Salariés de la société (code transaction A, prix $0). La subvention était entièrement acquise à la date d’attribution.

Pour couvrir les impôts à la source, l’émetteur a procédé à une cession « règlement net » de 115 actions à 11,65 $ chacune (code F). Suite à ces opérations courantes, la détention directe d’Oren s’élève à 104 681 actions ordinaires.

Aucune position dérivée n’a été déclarée, et le dépôt ne contient aucune information sur les revenus, les bénéfices, les prévisions ou la stratégie d’entreprise. Cette opération correspond à une rémunération standard d’administrateur sans impact significatif sur la structure du capital ou le contrôle de la société.

Roivant Sciences (ROIV) Formular 4 meldet, dass der nicht angestellte Direktor Ilan Oren am 17. April 2025 2.296 Stammaktien im Rahmen des Vergütungsplans für nicht angestellte Direktoren der Gesellschaft erhalten hat (Transaktionscode A, Preis $0). Die Zuteilung war am Zuteilungsdatum vollständig unverfallbar.

Zur Begleichung der Quellensteuern veranlasste der Emittent eine "Nettoabwicklung" durch den Verkauf von 115 Aktien zu je $11,65 (Code F). Nach diesen routinemäßigen Transaktionen erhöht sich Orens direkte wirtschaftliche Beteiligung auf 104.681 Stammaktien.

Es wurden keine Derivatpositionen gemeldet, und die Einreichung enthält keine Informationen zu Umsätzen, Gewinnen, Prognosen oder Unternehmensstrategie. Die Transaktion stellt eine übliche Direktorenvergütung dar und hat keinen wesentlichen Einfluss auf die Kapitalstruktur oder Kontrolle des Unternehmens.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MOMTAZEE JAMES C

(Last) (First) (Middle)
C/O ROIVANT SCIENCES LTD.
7TH FLOOR, 50 BROADWAY

(Street)
LONDON X0 SW1H 0DB

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Roivant Sciences Ltd. [ ROIV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 07/17/2025 A 1,201(1) A $0(1) 96,911 D
Common Shares 07/17/2025 F 241(2) D $11.65 96,670 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects an award of Common Shares received pursuant to the Issuer's Non-Employee Director Compensation Plan that was fully vested as of the grant date.
2. Represents the "net settlement" by the Issuer of Common Shares previously granted to the reporting person pursuant to the Issuer's Non-Employee Director Compensation Plan in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such Common Shares.
By: /s/ Jo Chen, as Attorney-in-Fact for James C. Momtazee 07/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Roivant Sciences

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7.91B
399.33M
27.66%
80.12%
6.47%
Biotechnology
Pharmaceutical Preparations
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United Kingdom
LONDON