STOCK TITAN

Roivant director awarded 10,531 options at $39.57

Roivant Sciences granted director equity awards of RSUs and stock options that fully vest in September 2027, increasing his direct Common Share holdings.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Roivant Sciences Ltd. (ROIV) reported that director Oren Ilan received equity awards on September 16, 2026 under the company's 2021 Equity Incentive Plan and Non-Employee Director Compensation Policy. He was granted 10,531 stock options to purchase Common Shares at an exercise price of $39.57 per share, expiring on September 15, 2036, and 5,054 restricted stock units (RSUs) covering Common Shares. Both the RSUs and the stock options are scheduled to vest 100% on September 16, 2027, subject to his continued service as a director. Following the RSU grant, he directly owned 123,680 Common Shares.

Positive

  • None.

Negative

  • None.
Insider Oren Ilan
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F2 10,531 $0.00 $0.00
Grant/Award Common Shares F1 5,054 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 10,531 contracts (Direct); Common Shares — 123,680 shares (Direct)
Footnotes (2)
  1. F1. Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 16, 2027, subject generally to the reporting person's service as a director through such date.
  2. F2. Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 16, 2027, subject generally to the reporting person's service as a director through such date.
Stock options granted 10,531 options Annual stock option award granted September 16, 2026
Stock option exercise price $39.57 per share Exercise price for 10,531 options granted to purchase Common Shares
Stock option expiration date September 15, 2036 Expiration of options granted September 16, 2026
RSUs granted 5,054 RSUs Annual RSU award with respect to Common Shares granted September 16, 2026
Vesting date for RSUs and options September 16, 2027 Both RSUs and options scheduled to vest 100% on this date
Common Shares held after transaction 123,680 shares Direct Common Share holdings after RSU grant
restricted stock units financial
"Reflects an annual award of restricted stock units with respect to Common Shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Equity Incentive Plan financial
"granted pursuant to the Company's 2021 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
Non-Employee Director Compensation Policy financial
"and the Company's Non-Employee Director Compensation Policy"
stock options financial
"Reflects an annual award of stock options to purchase Common Shares"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did Roivant Sciences (ROIV) director Oren Ilan receive on September 16, 2026?

He received 10,531 stock options to purchase Common Shares at $39.57 per share, expiring September 15, 2036, and an annual grant of 5,054 RSUs covering Common Shares, all under the 2021 Equity Incentive Plan and Non-Employee Director Compensation Policy.

When do the new RSUs and stock options for ROIV director Oren Ilan vest?

Both the RSUs and stock options are scheduled to vest and become exercisable 100% on September 16, 2027, generally subject to his continued service as a director through that date.

What is the exercise price and expiration date of the new Roivant Sciences (ROIV) stock options?

The annual stock option award covers 10,531 Common Shares at an exercise price of $39.57 per share and is scheduled to expire on September 15, 2036.

How many Roivant Sciences (ROIV) Common Shares did Oren Ilan hold after the RSU grant?

After the reported RSU grant of 5,054 Common Shares, Oren Ilan directly held 123,680 Common Shares of Roivant Sciences Ltd.

Were the Roivant Sciences (ROIV) equity awards to director Oren Ilan made under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed for these transactions, and the footnotes describe them as annual awards under the 2021 Equity Incentive Plan and Non-Employee Director Compensation Policy.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Oren Ilan

(Last)(First)(Middle)
C/O ROIVANT SCIENCES LTD.
7TH FLOOR, 50 BROADWAY

(Street)
LONDONSW1H 0DB

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
Roivant Sciences Ltd. [ ROIV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares09/16/2026A5,054(1)A$0(1)123,680D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$39.5709/16/2026A10,531 (2)09/15/2036Common Shares10,531$010,531D
Explanation of Responses:
1. Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 16, 2027, subject generally to the reporting person's service as a director through such date.
2. Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 16, 2027, subject generally to the reporting person's service as a director through such date.
Remarks:
By: Sam Kaplan, as Attorney-in-Fact for Ilan Oren09/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading