STOCK TITAN

Roivant grants director 10,531 options, 5,054 RSUs

Roivant director Melissa B. Epperly received annual RSU and stock option awards that fully vest in 2027, increasing her direct equity stake.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Roivant Sciences Ltd. (ROIV) reported that director Melissa B. Epperly received annual equity awards on September 16, 2026. She was granted 10,531 stock options to purchase Common Shares at an exercise price of $39.57 per share and 5,054 restricted stock units, all as direct holdings. The RSUs and the options are scheduled to vest 100% on September 16, 2027, subject to her continued service as a director. Following these awards, she directly holds 14,954 Common Shares and 10,531 options.

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Insider Epperly Melissa B,
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F2 10,531 $0.00 $0.00
Grant/Award Common Shares F1 5,054 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 10,531 contracts (Direct); Common Shares — 14,954 shares (Direct)
Footnotes (2)
  1. F1. Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 16, 2027, subject generally to the reporting person's service as a director through such date.
  2. F2. Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 16, 2027, subject generally to the reporting person's service as a director through such date.
RSUs granted 5,054 RSUs Annual award of restricted stock units granted September 16, 2026
Stock options granted 10,531 options Annual stock option award granted September 16, 2026
Option exercise price $39.57 per share Exercise price for options to purchase Roivant Common Shares
Common Shares held after award 14,954 shares Direct Roivant Common Share holdings after RSU grant
Options held after award 10,531 options Direct options position following the September 16, 2026 grant
Vesting date September 16, 2027 Scheduled vesting for both RSUs and stock options, subject to continued service
Option expiration date September 15, 2036 Expiration date for the granted stock options
restricted stock units financial
"Reflects an annual award of restricted stock units with respect to Common Shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2021 Equity Incentive Plan financial
"granted pursuant to the Company's 2021 Equity Incentive Plan"
Non-Employee Director Compensation Policy financial
"and the Company's Non-Employee Director Compensation Policy"
stock options financial
"Reflects an annual award of stock options to purchase Common Shares"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
vesting financial
"The award of RSUs is scheduled to vest 100% on September 16, 2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did Roivant Sciences (ROIV) grant to director Melissa B. Epperly?

Melissa B. Epperly received 5,054 RSUs and 10,531 stock options on September 16, 2026, under Roivant’s 2021 Equity Incentive Plan and Non-Employee Director Compensation Policy, all as direct holdings.

What is the exercise price of Melissa B. Epperly’s new Roivant (ROIV) stock options?

The new stock options granted to Melissa B. Epperly carry an exercise price of $39.57 per Common Share, with a scheduled expiration date of September 15, 2036, and they vest 100% on September 16, 2027, subject to continued board service.

When do Melissa B. Epperly’s new Roivant (ROIV) RSUs and options vest?

Both the 5,054 RSUs and the 10,531 stock options granted to Melissa B. Epperly are scheduled to vest and become exercisable 100% on September 16, 2027, generally conditioned on her continued service as a director through that date.

How many Roivant (ROIV) Common Shares does Melissa B. Epperly hold after these awards?

After the September 16, 2026 awards, Melissa B. Epperly directly holds 14,954 Roivant Common Shares. She also holds 10,531 stock options to purchase additional Common Shares, all reported as direct ownership.

Were Melissa B. Epperly’s Roivant (ROIV) transactions under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as an affirmative plan, and the footnotes describe these as annual equity awards under the company’s compensation arrangements for non-employee directors.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Epperly Melissa B,

(Last)(First)(Middle)
C/O ROIVANT SCIENCES LTD.
7TH FLOOR, 50 BROADWAY

(Street)
LONDONSW1H 0DB

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
Roivant Sciences Ltd. [ ROIV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares09/16/2026A5,054(1)A$0(1)14,954D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$39.5709/16/2026A10,531 (2)09/15/2036Common Shares10,531$010,531D
Explanation of Responses:
1. Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 16, 2027, subject generally to the reporting person's service as a director through such date.
2. Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 16, 2027, subject generally to the reporting person's service as a director through such date.
Remarks:
By: /s/ Sam Kaplan, as Attorney-in-Fact for Melissa Epperly09/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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