How many Roivant (ROIV) shares did QVT Financial LP-related entities sell in this Form 4?

They sold a total of 1,438,163 Roivant common shares across five open-market transactions. The sales occurred on June 26, 29 and 30, 2026 , with each trade reported separately and coded as open-market sales of non-derivative common shares.

Are the Roivant (ROIV) trades by QVT Financial LP option exercises or simple share sales?

The Form 4 describes each transaction as a sale of non-derivative common shares coded “S” for open-market or private sale. There are no derivative exercises , conversions, gifts, or tax-withholding dispositions reported in this data.

QVT Financial LP trims Roivant (ROIV) stake with 1.44M-share sale

Q: At what prices did QVT Financial LP’s affiliated entity sell Roivant (ROIV) shares?

The reported sales were executed at prices between $33.92 and $35.28 per share . Each transaction line specifies a single price per share, reflecting typical open-market sale executions during those trading days in late June 2026.

Q: How many Roivant (ROIV) shares does QVT Financial Investment Cayman Ltd. hold after these sales?

Following the reported transactions, QVT Financial Investment Cayman Ltd. holds 13,689,166 Roivant common shares . These holdings are reported as indirectly owned by QVT Financial LP, reflecting ownership through this Cayman investment vehicle.

Q: Does QVT Financial LP fully acknowledge beneficial ownership of all reported Roivant (ROIV) shares?

No. The footnotes explain that QVT Financial LP may be deemed to beneficially own shares held by related entities but disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest arising from them.

Filing Impact

(Very High)

Filing Sentiment

(Very Negative)

Form Type

Rhea-AI Filing Summary

Roivant Sciences Ltd. disclosed that investment firm QVT Financial LP, through QVT Financial Investment Cayman Ltd., executed open-market sales of a total of 1,438,163 common shares over three days at prices around $33.92–$35.28 per share. Following these transactions, QVT Financial Investment Cayman Ltd. held 13,689,166 common shares, while footnotes state that QVT Financial LP may be deemed to beneficially own 23,723,074 Roivant common shares across related entities, although it disclaims beneficial ownership beyond any pecuniary interest.

Insights

QVT-affiliated entity sold 1.44M Roivant shares but retains a large position.

The filing shows QVT Financial LP, via QVT Financial Investment Cayman Ltd., conducted five open-market sales totaling 1,438,163 Roivant common shares at prices in the mid-$30s. These are straightforward sale transactions, not option exercises or tax withholdings.

After the sales, the Cayman entity still holds 13,689,166 common shares, and footnotes state QVT may be deemed to beneficially own 23,723,074 shares across multiple vehicles, while disclaiming full beneficial ownership beyond pecuniary interest. This points to a sizable, but modestly reduced, economic exposure.

The transactions are all coded as open-market sales, with no reference to Rule 10b5-1 trading plans in the provided text. Future ownership changes for QVT-managed entities will appear in subsequent beneficial ownership or insider reports, providing more clarity on any continued stake reductions.

Insider Trade Summary

Net Seller: 1,438,163 shares ($49,354,076)

Net Sell 5 txns

Insider QVT Financial LP

Role null

Sold 1,438,163 shs ($49.35M)

Type	Security	Shares	Price	Value
Sale	Common Shares	12,380	$35.28	$437K
Sale	Common Shares	200,000	$34.44	$6.89M
Sale	Common Shares	600,000	$34.59	$20.75M
Sale	Common Shares	300,783	$33.92	$10.20M
Sale	Common Shares	325,000	$34.07	$11.07M

Holdings After Transaction: Common Shares — 13,689,166 shares (Indirect, Held by QVT Financial Investment Cayman Ltd.)

Footnotes (1)

Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 23,723,074 Common Shares, consisting of the Common Shares owned by QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT FIC. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Common Shares reported by QVT. QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Common Shares held by, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Common Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

Key Figures

Total shares sold: 1,438,163 shares Sale price June 30, 2026: $35.28 per share Largest single sale: 600,000 shares at $34.59 +2 more

5 metrics

Total shares sold 1,438,163 shares Aggregate open-market sales in late June 2026

Sale price June 30, 2026 $35.28 per share 12,380-share open-market sale of common shares

Largest single sale 600,000 shares at $34.59 Open-market sale on June 29, 2026

Post-transaction holding (Cayman entity) 13,689,166 shares Common shares held by QVT Financial Investment Cayman Ltd.

Aggregate beneficial ownership 23,723,074 shares Shares QVT Financial LP may be deemed to beneficially own

Key Terms

open-market sale, beneficial owner, pecuniary interest, Section 16

4 terms

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

beneficial owner financial

"may be deemed to be the beneficial owner of 23,723,074 Common Shares"

A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.

pecuniary interest financial

"disclaims beneficial ownership of such Common Shares, except to the extent of any pecuniary interest therein"

Section 16 regulatory

"shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/30/2026 - 07:59 PM Accepted by SEC EDGAR 06/30/2026 - 07:59 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

QVT Financial LP

(Last)

(First)

(Middle)

888 SEVENTH AVENUE, 43RD FLOOR

(Street)

NEW YORK

10106

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Roivant Sciences Ltd. [ ROIV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Director by Deputization

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	06/26/2026		S		300,783	D	$33.92	14,826,546	I⁽¹⁾	Held by QVT Financial Investment Cayman Ltd.⁽²⁾
Common Shares	06/26/2026		S		325,000	D	$34.07	14,501,546	I⁽¹⁾	Held by QVT Financial Investment Cayman Ltd.⁽²⁾
Common Shares	06/29/2026		S		200,000	D	$34.44	14,301,546	I⁽¹⁾	Held by QVT Financial Investment Cayman Ltd.⁽²⁾
Common Shares	06/29/2026		S		600,000	D	$34.59	13,701,546	I⁽¹⁾	Held by QVT Financial Investment Cayman Ltd.⁽²⁾
Common Shares	06/30/2026		S		12,380	D	$35.28	13,689,166	I⁽¹⁾	Held by QVT Financial Investment Cayman Ltd.⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 23,723,074 Common Shares, consisting of the Common Shares owned by QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT FIC. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Common Shares reported by QVT.

2. QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Common Shares held by, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Common Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

	/s/ Meg Eisner	06/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

At what prices did QVT Financial LP’s affiliated entity sell Roivant (ROIV) shares?

The reported sales were executed at prices between $33.92 and $35.28 per share. Each transaction line specifies a single price per share, reflecting typical open-market sale executions during those trading days in late June 2026.

How many Roivant (ROIV) shares does QVT Financial Investment Cayman Ltd. hold after these sales?

Following the reported transactions, QVT Financial Investment Cayman Ltd. holds 13,689,166 Roivant common shares. These holdings are reported as indirectly owned by QVT Financial LP, reflecting ownership through this Cayman investment vehicle.

What is QVT Financial LP’s aggregate beneficial ownership in Roivant (ROIV) after the transactions?

Footnotes state that QVT Financial LP may be deemed to beneficially own 23,723,074 Roivant common shares across QVT P&E Roiv Hldgs Ltd., QVT Deferred Compensation Holdings Ltd., and QVT Financial Investment Cayman Ltd., while disclaiming beneficial ownership beyond any pecuniary interest.

Does QVT Financial LP fully acknowledge beneficial ownership of all reported Roivant (ROIV) shares?

No. The footnotes explain that QVT Financial LP may be deemed to beneficially own shares held by related entities but disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest arising from them.