Rockwell Automation: House gets 3,371 performance shares

Payout was based on three-year total shareowner returns compared with S&P 500 companies and ranged from 0% to 200% of target.

Rhea-AI Filing Summary

Rockwell Automation, Inc. (ROK) reported that Rebecca W. House, SVP, CLO and Secretary, acquired 3,371 performance shares on October 1, 2026. Each performance share is a contingent right to receive one share of common stock or its cash equivalent. The award was originally granted December 4, 2023, and vests December 4, 2026, provided she remains an employee on that date, subject to limited exceptions.

Insider Trade Summary

Grant/Award: 3,371 shares

Grant/Award 1 txn

Insider House Rebecca W

Role SVP, CLO and Secretary

Type	Security	Shares	Price	Value
Grant/Award	Performance Shares F1, F2, F3	3,371	$0.00	$0.00

Holdings After Transaction: Performance Shares — 3,371 contracts (Direct)

Footnotes (3)

1. F1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
2. F2. On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
3. F3. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Key Figures

Performance shares acquired: 3,371 shares Performance shares following transaction: 3,371 shares Performance-share payout range: 0% to 200% of target +1 more

4 metrics

Performance shares acquired 3,371 shares October 1, 2026

Performance shares following transaction 3,371 shares Reported resulting position

Performance-share payout range 0% to 200% of target Based on total shareowner return relative to S&P 500 companies over three years

Shares represented per performance share 1 common share, or its cash equivalent Contingent right

Key Terms

performance shares, contingent right, total shareowner return

3 terms

performance shares financial

"Each performance share represents a contingent right"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

contingent right financial

"a contingent right to receive one share of Company common stock"

total shareowner return financial

"based on the Company's total shareowner return compared to"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many performance shares did Rebecca W. House acquire at Rockwell Automation (ROK)?

Rebecca W. House acquired 3,371 performance shares on October 1, 2026, and the reported position following the transaction was 3,371 performance shares. Each performance share represents a contingent right to receive one common share or its cash equivalent.

How was the Rockwell Automation (ROK) performance-share payout determined?

The payout was calculated at the end of a three-year period and ranged from 0% to 200% of target, based on Rockwell Automation's total shareowner return compared with companies in the S&P 500 Index.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 05:13 PM Accepted by SEC EDGAR 10/05/2026 - 05:13 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

House Rebecca W

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WISCONSIN 53204

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, CLO and Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Shares	(1)	10/01/2026		A		3,371(2)		(3)	12/04/2026	Common Stock	3,371	$0	3,371	D

Explanation of Responses:

1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

2. On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

3. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Remarks:

	Danielle White, Attorney-in-fact for Rebecca W. House	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)