Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation, Inc. director William P. Gipson acquired 75 restricted stock units on October 1, 2026, as compensation for director service under the 2026 Long-Term Incentives Plan. Each unit is a contingent right to receive one share of Rockwell Automation common stock, payable upon retirement, a change of control and certain other circumstances. His reported direct position following the award was 5,737 restricted stock units.
Rockwell Automation, Inc. (ROK) said Scott A. Genereux notified the company on September 21, 2026, that he plans to retire from employment effective December 31, 2026. Effective September 30, 2026, he will cease serving as Chief Revenue Officer and remain a Senior Vice President through his retirement date to facilitate a smooth transition.
ROCKWELL AUTOMATION, INC (ROK) is the issuer for a Form 144 notice filed in connection with sales by board member Patricia A. Watson. The notice covers the sale of 1,100 shares of common stock through Merrill Lynch, with the sale executed on August 27, 2026, under Rule 144. The company is stated to be aware of this activity.
ROCKWELL AUTOMATION, INC (ROK) reported that Vice President and Treasurer Isaac Woods exercised 325 Restricted Stock Units into 325 shares of Common Stock on September 5, 2026, and on September 8, 2026 sold a total of 154 shares of Common Stock at prices between $432.11 and $432.83. The sales were made under a Rule 10b5-1 plan entered into on November 26, 2025 to cover taxes due on restricted stock units that vested on September 5, 2026. In addition, Woods has 479.3094 shares of Common Stock held indirectly through the Company Savings Plan based on information as of June 30, 2026.
ROCKWELL AUTOMATION, INC (ROK) has a notice of proposed sale of common stock filed under Rule 144 for the account of company officer Isaac Woods. The notice covers 154 shares of common stock held at Charles Schwab & Co., Inc. with an aggregate value of $66,624.00 and listed on the NYSE.
The shares relate to a Restricted Stock Lapse from equity compensation, with a proposed sale date of September 8, 2026. The selling stockholder states that the shares are to be sold pursuant to a Rule 10b5-1 trading plan dated November 26, 2025, which is represented as having been adopted when the seller did not possess material non-public information.
ROCKWELL AUTOMATION, INC (ROK) reports that Matheus De A G Viera, SVP Software and Control, sold a total of 867 shares of Common Stock in open-market transactions pursuant to a Rule 10b5-1 trading plan entered into on May 28, 2026. The sales included 467 shares on August 31, 2026 at $426.96 per share and 400 shares on September 2, 2026 at $420.14 per share. The filing also notes an indirect holding of 5.7084 shares represented by company stock fund units in a Company Savings Plan as of June 30, 2026.
ROCKWELL AUTOMATION, INC (ROK) is the issuer of common stock that Bulho Matheus De A G Viera, an officer, has notified for potential sale under Rule 144. The notice covers 400 shares of common stock held at Charles Schwab, with an aggregate market value of $168,056.00 as of September 2, 2026, to be sold upon a restricted stock lapse on December 9, 2025 as equity compensation.
The seller previously sold 467 shares for $199,390.00 on August 31, 2026. The filing states that the planned sales are being made pursuant to a Rule 10b5-1 trading plan dated May 28, 2026, which is represented as being adopted when the seller lacked material nonpublic information.
ROCKWELL AUTOMATION, INC (ROK) is the issuer for a notice of proposed sale of securities filed for officer Bulho Matheus De A G Viera under Rule 144. The notice covers the potential sale of 467 shares of common stock, with an aggregate market value of $199,390.00 as of August 31, 2026, listed on the NYSE.
The shares arise from equity compensation, including 420 shares from a restricted stock lapse dated December 5, 2025 and 47 shares from a restricted stock lapse dated December 9, 2025. The filing states that the shares are to be sold pursuant to a Rule 10b5-1 trading plan dated May 28, 2026.
ROCKWELL AUTOMATION, INC (ROK) director Patricia A. Watson reported selling 1,100 shares of common stock on August 27, 2026, in an open market or private transaction at a weighted average price of $431.4265 per share, with individual sale prices ranging from $431.30 to $431.4573. Following this sale, she directly holds 6,385 shares of Rockwell Automation common stock.
ROCKWELL AUTOMATION, INC (ROK) reported insider activity by Sr. VP and CFO Christian E. Rothe. On 8/19/2026, he exercised 1,257 Restricted Stock Units, receiving 1,257 shares of common stock at $0.00 per share. On 8/20/2026, he sold 590 shares of common stock at a weighted average price of $434.3008 per share, with individual sale prices ranging from $433.73 to $434.42. The sale was made under a Rule 10b5-1 trading plan adopted on 11/25/2025 to cover taxes due on RSUs that vested on 8/19/2026.