Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation SVP and Chief Information Officer Christopher Nardecchia exercised employee stock options and sold the resulting shares. On May 5, 2026, he exercised options for 2,538 shares of Rockwell Automation common stock at $350.76 per share and sold 2,538 shares in multiple open‑market transactions at weighted average prices of about $440.82, $447.37, and $450.04 per share. The filing notes these transactions were carried out under a Rule 10b5‑1 trading plan entered into on November 26, 2025, and that he continues to hold Rockwell Automation stock, including shares held indirectly through the Company Savings Plan.
Rockwell Automation Sr. VP and Chief Revenue Officer Scott Genereux executed an open-market sale of 550 shares of Common Stock at $447.73 per share. The transaction was carried out under a Rule 10b5-1 trading plan entered into on November 26, 2025, leaving him with 2,764 shares held directly.
Rockwell Automation reported a Form 144 notice of proposed sale of common stock by a selling holder. The filing lists restricted stock lapses dated 12/07/2024 (234 shares) and 12/09/2024 (316 shares). It also records a sale during the past three months of 17,407 shares on 02/25/2026, with proceeds shown as $7,043,126.00. The excerpt includes a share count of 111,273,953 tied to 05/05/2026.
Rockwell Automation filed a Form 144 notifying the proposed sale of 600 shares of Common Stock. The filing lists the method as an Employee Stock Option Exercise with Broker Payment for Cashless Exercise on 05/05/2026. The header shows shares outstanding 111,273,953 as of 05/05/2026. The filing also discloses two prior sales by Matthew W. Fordenwalt of 1,200 shares on 02/25/2026 for $485,050 and 1,200 shares on 04/13/2026 for $480,000.
Rockwell Automation filed a Rule 144 notice to sell 2,538 shares. The transaction is an employee stock option exercise settled via broker payment for cashless exercise on 05/05/2026. The filing also lists prior sales of 14,465 shares on 02/26/2026 totaling $5,930,806. Shares outstanding are shown as 111,273,953 as of 05/05/2026.
Rockwell Automation delivered strong growth in its quarter ended March 31, 2026. Sales rose to $2,239 million, up 12% year over year, with organic sales up 9% and pricing adding three percentage points. All three segments grew sales, led by Software & Control and Intelligent Devices.
Net income attributable to Rockwell Automation increased to $350 million from $252 million, and diluted EPS climbed to $3.10 from $2.22. Enterprise operating margin improved to 22.5%, driven by higher volume, pricing above input costs, and favorable mix, partly offset by higher compensation. The company is dissolving its Sensia joint venture, has classified related assets as held for sale, and is investing in a new manufacturing campus in Wisconsin as part of a $2 billion multi‑year investment plan.
Rockwell Automation reported a strong second quarter of fiscal 2026, with sales of $2,239 million, up 12% from $2,001 million a year earlier. Organic sales grew 9% and currency added 3%.
Income before income taxes rose to $440 million from $299 million, lifting pre-tax margin to 19.7% from 14.9%. Net income attributable to Rockwell Automation increased to $350 million, or $3.10 diluted EPS, compared with $252 million, or $2.22 per share. Adjusted EPS grew to $3.30 from $2.50.
Free cash flow improved to $275 million from $171 million, and Annual Recurring Revenue grew 6% year over year. The company raised its fiscal 2026 outlook, now guiding reported and organic sales growth of 5%–9%, diluted EPS of $11.88–$12.48, and Adjusted EPS of $12.50–$13.10.
Rockwell Automation Inc ownership disclosure: Vanguard Capital Management reports beneficial ownership of 8,400,924 shares of Common Stock, equal to 7.47% of the class as of 03/31/2026. The filing shows sole voting power for 1,099,093 shares and sole dispositive power for 8,400,924 shares; holdings are reported on behalf of Vanguard-managed funds and accounts.
Rockwell Automation Inc ownership disclosure: Vanguard Portfolio Management reports beneficial ownership of 5,860,884 shares of Common Stock, representing 5.21% of the class as of 03/31/2026. The filing states Vanguard entities exercise dispositive power on behalf of funds and managed accounts.
BlackRock, Inc. amended a Schedule 13G to report beneficial ownership of 10,222,503 shares of Rockwell Automation common stock, representing 9.1% of the class as of 03/31/2026. The filing states BlackRock's Reporting Business Units hold these securities and shows sole voting power 9,494,309 and sole dispositive power 10,222,503. The schedule notes various persons have rights to dividends or sale proceeds and includes Exhibit 24 (Power of Attorney) and Exhibit 99.