Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rockwell Automation reported insider securities activity under a Form 144. The filing lists recent dispositions by Scott Genereux: sales of 282, 267 and 1,387 shares on 12/05/2025, 12/08/2025, and 12/10/2025 with proceeds of 113,607.00, 107,027.00, and 557,613.00.
The filing also lists securities related to restricted stock lapses and an employee stock option exercise of 16,207 shares on 02/25/2026 described as a Broker Payment for Cashless Exercise.
Rockwell Automation reported securities tied to a proposed sale and recent dispositions. The filing lists a proposed 900-share transaction on 02/25/2026 described as an Employee Stock Option Exercise with Broker Payment for Cashless Exercise. The record also shows equity vesting entries of 257, 110, and 4 shares on their respective dates. The excerpt shows prior sales by Isaac Woods: 68 shares on 12/05/2025 for $27,396.00, 61 shares on 12/08/2025 for $24,460.00, and 229 shares on 02/10/2026 for $92,040.00.
Rockwell Automation filed a Form 144 notifying a proposed sale of $4,891,716.00 representing 12,100 common shares via an Employee Stock Option Exercise on 02/25/2026. The filing lists shares outstanding 112,357,908 as of 02/25/2026 as context. The transaction is described as a broker payment for cashless exercise.
Rockwell Automation filed a Rule 144 notice to sell 1,200 common shares. The filing states the sale is an Employee Stock Option Exercise executed on 02/25/2026 with proceeds handled as a broker payment for a cashless exercise.
Examples of recent dispositions by the same reporting person include sales of 295 shares on 12/05/2025 for $118,860.00 and 359 shares on 12/08/2025 for $143,967.00. Shares outstanding were reported as 112,357,908 as of 02/25/2026.
Rockwell Automation insider sales reported. The filing lists sales by Tessa M. Myers of 371 shares on 12/05/2025 for $149,486.00, 351 shares on 12/08/2025 for $140,747.00, and 1,020 shares on 12/10/2025 for $410,113.00. The filing also lists earlier restricted stock lapses of 1,143; 216; 157; and 469 shares on various dates in 2023–2024.
Rockwell Automation SVP Robert L. Buttermore reported transactions in company stock linked to restricted stock units (RSUs). On 02/13/2026 he exercised 568 RSUs at $0, receiving 568 shares of common stock and bringing his directly held stake to 3,482 shares. On 02/17/2026 he sold 204 shares of common stock in an open-market transaction at a weighted average price of $380.1395 per share under a pre-arranged Rule 10b5-1 trading plan to cover taxes on the vested RSUs, leaving 3,278 shares held directly. He also has 277.9801 shares of common stock held indirectly through the Company Savings Plan based on information as of 12/31/2025.
Rockwell Automation, Inc. shareowners approved a new 2026 Long-Term Incentives Plan at the February 10, 2026 annual meeting. The plan authorizes delivery of 10.6 million shares of common stock for future equity awards, plus additional shares that may return from prior plans if awards expire, are forfeited, cancelled, or settled in cash.
The 2026 plan supports a wide range of incentives, including stock options, stock appreciation rights, restricted stock, restricted stock units, performance units, performance shares, and unrestricted stock for directors. Board approval was contingent on shareowner approval to meet New York Stock Exchange rules and federal tax requirements for incentive stock options.
Rockwell Automation insider Robert L. Buttermore has filed a notice to sell 204 shares of common stock. The planned sale through Charles Schwab on the NYSE has an aggregate market value of $77,548. These shares were acquired on the same day via a restricted stock lapse as equity compensation.
Rockwell Automation had 112,357,908 shares outstanding at the time referenced, so this planned sale is very small relative to the total. Over the prior three months, the filer sold 644 shares of Rockwell Automation stock in three transactions totaling about $258,803 in gross proceeds.
Rockwell Automation, Inc. reported the results of its annual shareowner meeting held on February 10, 2026. Shareowners elected three directors — William P. Gipson, Pam Murphy, and Robert W. Soderbery — to terms ending at the 2029 annual meeting, each receiving strong majority support.
On an advisory basis, approximately 87% of votes cast approved the compensation of the company’s named executive officers, indicating broad backing for current pay practices. Shareowners also approved the Audit Committee’s selection of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2026.
In addition, shareowners approved the Rockwell Automation, Inc. 2026 Long-Term Incentives Plan, which is designed to govern future long-term equity and incentive awards. Overall, all management proposals on the agenda received clear majority approval.
Rockwell Automation director Donald R. Parfet reported exercising restricted stock units into common stock in connection with his retirement from the company’s board on February 10, 2026. He converted blocks of 1,508, 154, and 500 restricted stock units to common shares at an exercise price of $0 per share.
After these derivative exercises, he directly owned 14,497 shares of Rockwell Automation common stock and indirectly held 17 shares through the Parfet Family Trust. The restricted stock units had been granted as director compensation under the company’s 2003 Directors Stock Plan and were payable upon retirement.