Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rockwell Automation (ROK) insider activity centers on tax-related sales and new equity awards. Vice President and Treasurer Isaac Woods reported several stock transactions dated 12/08/2025 through 12/10/2025. On multiple dates, he sold small blocks of Rockwell Automation common stock, such as 58 shares at a weighted average price of
On 12/09/2025 he exercised equity awards, including 154 and 329 shares acquired at
Rockwell Automation reported an equity award for its Senior Vice President and Chief Financial Officer, Christian E. Rothe, in a Form 4 filing. On December 8, 2025, he received employee stock options to buy 11,523 shares of Rockwell Automation common stock at an exercise price of $402.22 per share. These options were granted under the company’s 2020 Long-Term Incentive Plan and are scheduled to vest in three substantially equal annual installments beginning on December 8, 2026, continuing through December 8, 2035 as the option term.
On the same date, Rothe was also granted 3,357 restricted stock units, each representing a contingent right to receive one share of Rockwell Automation common stock. These RSUs were also awarded under the 2020 Long-Term Incentive Plan and vest in three substantially equal annual installments starting on December 8, 2026 and ending on December 8, 2028. Following these awards, the Form 4 shows Rothe holding all of these derivative securities as direct ownership.
Rockwell Automation officer Terry L. Riesterer, Vice President and Controller, reported multiple equity transactions in company stock. On 12/8/2025, she sold 52 and 9 shares of common stock in open-market transactions at weighted average prices of about $400–$402, and on 12/10/2025 sold 51, 94 and 80 shares at weighted average prices around $401–$403, largely under a Rule 10b5‑1 plan to cover taxes on vested restricted stock units.
On 12/9/2025, 154 and 329 shares of common stock were acquired at $0 upon the vesting or settlement of equity awards. She also received an employee stock option for 1,025 shares at an exercise price of $402.22 and a grant of 299 restricted stock units under the 2020 Long‑Term Incentive Plan. After these transactions, she directly held 2,034 shares of common stock and 628.1656 shares indirectly through the company savings plan.
Rockwell Automation (ROK) insider activity: the company’s SVP and Chief Technology Officer, Cyril Perducat, reported multiple equity transactions in early
On
Rockwell Automation senior vice president and chief information officer Christopher Nardecchia reported several stock transactions in Rockwell Automation, Inc. common stock. On December 8–10, 2025, he sold blocks of 390, 90, 185, 276, and 151 shares at weighted average prices around $400–$403 per share, under a Rule 10b5-1 trading plan entered on November 27, 2024 to cover taxes on recently vested restricted stock units. He also exercised or settled equity awards, acquiring 385 and 822 shares from awards at a price of $0 per share.
Following these transactions, Nardecchia beneficially owns 14,232 shares of Rockwell Automation common stock directly and 5.566 shares indirectly through a company savings plan. In addition, he was granted an employee stock option for 3,329 shares at an exercise price of $402.22 per share and new restricted stock unit awards covering 4,973 and 970 shares, all awarded under the company’s 2020 Long-Term Incentive Plan.
Rockwell Automation, Inc. senior vice president of Intelligent Devices Tessa M. Myers reported multiple stock transactions in December 2025. On December 8 and 10, 2025, she sold several small blocks of Rockwell common stock under a Rule 10b5-1 trading plan established on November 29, 2024, to cover taxes due on restricted stock units that vested on December 5 and December 9, 2025. Sale prices were reported as weighted averages, generally around $400–$403 per share.
On December 9, 2025, previously granted restricted stock units and performance shares for a total of 2,173 shares were settled into common stock at an exercise price of $0, reducing those derivative balances to zero. On December 8, 2025, Myers also received new equity awards under Rockwell’s 2020 Long-Term Incentive Plan: an employee stock option for 11,267 shares at an exercise price of $402.22, vesting in three annual installments starting December 8, 2026, and 3,282 restricted stock units that vest in three annual installments beginning the same date. Following the reported transactions, she continued to hold Rockwell shares directly and through the company savings plan.
Rockwell Automation (ROK) insider John M. Miller, VP and Chief IP Counsel, reported multiple equity transactions in December 2025. On 12/8/2025 and 12/10/2025 he sold small blocks of common stock, including sales of 23, 2, 19, 43, 1 and 29 shares, at weighted average prices around the low
On 12/9/2025 he acquired 62 and 132 shares of common stock at a price of
Rockwell Automation, Inc. President and CEO Blake D. Moret reported multiple stock transactions in December 2025. Through a family trust, he sold several blocks of common stock on 12/08/2025 and 12/10/2025 at weighted average prices around $400–$404 per share under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.
On 12/09/2025, previously granted restricted stock units and performance shares converted into common stock, reflected as acquisitions at $0 price in the table. He also received new equity awards: an employee stock option for 35,849 shares of common stock with a $402.22 exercise price, exercisable starting 12/08/2026 and expiring in 2035, and 10,443 restricted stock units scheduled to vest in three annual installments beginning 12/08/2026. The filing also notes additional Company stock fund units held under the Company Savings Plan.
Rockwell Automation, Inc. reported equity transactions by senior vice president, chief legal officer and secretary Rebecca W. House. On 12/08/2025, she sold 289 and 62 shares of common stock at weighted average prices of
On 12/09/2025, 1,155 and 2,466 common shares were acquired at
Rockwell Automation senior vice president and chief revenue officer Scott Genereux reported multiple stock transactions in December 2025. On December 8–10, 2025, he sold several small blocks of Rockwell Automation common stock at prices generally around $400–$404 per share, with some sales executed under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.
The filing also shows new equity awards and settlements. On December 8, 2025, he received an employee stock option grant for 6,146 shares at an exercise price of $402.22 and 1,791 restricted stock units, all under the company’s 2020 Long-Term Incentive Plan. On December 9, 2025, 963 restricted stock units and 2,055 performance shares were converted into common stock, reducing those derivative positions to zero.
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