Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation Inc ownership disclosure: Vanguard Capital Management reports beneficial ownership of 8,400,924 shares of Common Stock, equal to 7.47% of the class as of 03/31/2026. The filing shows sole voting power for 1,099,093 shares and sole dispositive power for 8,400,924 shares; holdings are reported on behalf of Vanguard-managed funds and accounts.
Rockwell Automation Inc ownership disclosure: Vanguard Portfolio Management reports beneficial ownership of 5,860,884 shares of Common Stock, representing 5.21% of the class as of 03/31/2026. The filing states Vanguard entities exercise dispositive power on behalf of funds and managed accounts.
BlackRock, Inc. amended a Schedule 13G to report beneficial ownership of 10,222,503 shares of Rockwell Automation common stock, representing 9.1% of the class as of 03/31/2026. The filing states BlackRock's Reporting Business Units hold these securities and shows sole voting power 9,494,309 and sole dispositive power 10,222,503. The schedule notes various persons have rights to dividends or sale proceeds and includes Exhibit 24 (Power of Attorney) and Exhibit 99.
Rockwell Automation director David A. Zapico received a stock grant as part of his board compensation. He acquired 229 shares of Rockwell Automation common stock on April 16, 2026 at no cash price, delivered as compensation for service under the company’s 2026 Long-Term Incentives Plan. Following this grant, he directly holds 229 shares.
ROCKWELL AUTOMATION, INC director David A. Zapico filed an initial Form 3 reporting his holdings in the company’s Common Stock. The filing shows 0 shares of Common Stock owned directly as of the reported date, and no derivative securities positions.
Rockwell Automation, Inc. expanded its board and added a new director. The board increased its size from ten to eleven directors effective April 16, 2026, and elected David A. Zapico, Chairman and CEO of AMETEK, Inc., to fill the new seat.
Zapico will serve in the director class whose term expires at the 2027 Annual Meeting of Shareowners and joined the Compensation and Talent Management Committee and the Board Composition and Corporate Governance Committee. He will receive standard non-employee director compensation, including shares of common stock valued at $92,055 under the 2026 Long-Term Incentives Plan. The company states there is no arrangement behind his selection and no related-party transactions requiring disclosure.
Rockwell Automation senior vice president Matthew W. Fordenwalt exercised employee stock options for 1,200 shares of common stock at an exercise price of $196.43 per share and sold the 1,200 shares at $400.00 per share on the same date.
The filing describes this as an option exercise and open-market sale sequence, carried out under a Rule 10b5-1 trading plan entered into on 11/26/2025. After the transactions, he holds 4,437 shares directly and 70.072 shares indirectly through the Company Savings Plan.
Rockwell Automation executive Cyril Perducat exercised 581 restricted stock units into common shares on April 9, 2026, then sold 198 common shares on April 10, 2026 at a weighted average price of $394.9963.
The sale was made under a pre-arranged Rule 10b5-1 plan to cover taxes due on the vested restricted stock units. Following these transactions, Perducat directly holds 6,241 common shares and 582 restricted stock units.
Rockwell Automation filed a Form 144 notice reporting the proposed sale of 1,200 shares related to an employee stock option exercise and a broker payment for a cashless exercise. The filing lists a transaction date of 04/13/2026 and an earlier sale record on 02/25/2026 showing 1,200 shares for $485,050.00.