Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation senior vice president of Software and Control, Bulho Matheus De A G Viera, sold 1,250 shares of common stock in an open-market transaction at $387.50 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan entered into on 11/26/2025.
Following the sale, Viera holds 1,734 shares of Rockwell Automation stock directly. In addition, 5.71 shares are held indirectly through units in the Company Savings Plan, based on information from the plan administrator as of 3/31/2026.
Rockwell Automation reported a Form 144 notice of securities to be sold. The filing lists multiple restricted stock lapse events (including 491 shares dated 06/06/2024, 218 shares dated 12/04/2024, and 241 shares dated 12/04/2025) and shows a sale of 299 shares on 04/02/2026 for $107,342. The filing names Matheus De A G Viera Bulho as the seller and includes a reported figure of 112,357,908 shares outstanding as of 04/08/2026.
Rockwell Automation executive Bulho Matheus De A G Viera exercised restricted stock units and made a small, pre-planned share sale. On April 1, 2026, he converted 882 restricted stock units into the same number of common shares at a stated price of $0.00 per share, reflecting equity compensation rather than a market purchase.
On April 2, 2026, he sold 299 common shares in an open-market transaction at a weighted average price of $359.00 per share, with actual prices ranging from $358.76 to $359.25. A footnote explains this sale was made under a pre-arranged Rule 10b5-1 plan entered on November 26, 2025 to cover taxes due on RSUs that vested on April 1, 2026.
Following these transactions, he holds 2,984 common shares directly and an additional 5.71 shares indirectly through the Company Savings Plan. Footnotes note that each restricted stock unit represents a right to receive one share of Rockwell Automation common stock and that the RSUs vest in three substantially equal annual installments beginning on the exercisable date.
Gipson William P reported acquisition or exercise transactions in this Form 4 filing.
Rockwell Automation director William P. Gipson received a grant of 90 restricted stock units as compensation for his board service. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, generally payable upon retirement, change of control, or certain other circumstances. Following this award, he holds 5,593 shares directly, reflecting a routine, compensation-related equity grant rather than an open-market purchase or sale.
Rockwell Automation Inc — Schedule 13G/A amendment from The Vanguard Group reporting zero beneficial ownership. The filing states that following an internal realignment announced January 12, 2026, certain Vanguard subsidiaries now report disaggregated holdings and Vanguard no longer is deemed to beneficially own those securities. The filing is signed by Ashley Grim on March 27, 2026.
Rockwell Automation senior vice president Robert L. Buttermore exercised employee stock options and sold shares of common stock. On March 2, 2026, he converted multiple Employee Stock Options (Rights to Buy) into common shares, then sold 8,932 shares in open-market transactions at weighted average prices ranging roughly from about $396 to just over $402 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. Following these transactions, he held 2,878 shares of Rockwell Automation common stock directly and 277.9801 shares indirectly through a company savings plan.
Robert L. Buttermore reported proposed sales of Common stock of Rockwell Automation. The filing lists securities to be sold tied to restricted stock lapses on 12/04/2024 (390 shares) and 12/07/2024 (10 shares), and an employee stock option exercise on 03/02/2026 (8,532 shares, broker payment for cashless exercise).
The filing also shows recent sales in the prior three months, including 184 shares on 12/05/2025 and 231 shares on 12/08/2025, with additional disposals listed on other dates.
Rockwell Automation vice president and treasurer Isaac Woods reported option exercises and share sales in Rockwell Automation, Inc. common stock. On February 25, 2026, he exercised employee stock options and acquired shares, then sold 1,271 common shares in multiple open‑market transactions under a pre‑arranged Rule 10b5‑1 trading plan entered into on November 26, 2025.
The sales were executed at weighted average prices in the low $400 range, with detailed price ranges available on request from the company. Following these transactions, Woods directly owned 1,687 common shares, and also had 468.2288 shares represented by company stock fund units in the Rockwell Automation Savings Plan as of December 31, 2025.
Rockwell Automation senior vice president and chief revenue officer Scott Genereux reported option exercises and share sales in company stock. On February 25, 2026, he exercised employee stock options to acquire 6,844 common shares at $350.76 per share and 9,363 shares at $259.81 per share through derivative conversions. The filing also shows open-market sales totaling 17,407 common shares at weighted average prices ranging from about $401.67 to $409.37, executed under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, his directly held common stock position was 3,314 shares.