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Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation director David A. Zapico received a stock grant as part of his board compensation. He acquired 229 shares of Rockwell Automation common stock on April 16, 2026 at no cash price, delivered as compensation for service under the company’s 2026 Long-Term Incentives Plan. Following this grant, he directly holds 229 shares.
ROCKWELL AUTOMATION, INC director David A. Zapico filed an initial Form 3 reporting his holdings in the company’s Common Stock. The filing shows 0 shares of Common Stock owned directly as of the reported date, and no derivative securities positions.
Rockwell Automation, Inc. expanded its board and added a new director. The board increased its size from ten to eleven directors effective April 16, 2026, and elected David A. Zapico, Chairman and CEO of AMETEK, Inc., to fill the new seat.
Zapico will serve in the director class whose term expires at the 2027 Annual Meeting of Shareowners and joined the Compensation and Talent Management Committee and the Board Composition and Corporate Governance Committee. He will receive standard non-employee director compensation, including shares of common stock valued at $92,055 under the 2026 Long-Term Incentives Plan. The company states there is no arrangement behind his selection and no related-party transactions requiring disclosure.
Rockwell Automation senior vice president Matthew W. Fordenwalt exercised employee stock options for 1,200 shares of common stock at an exercise price of $196.43 per share and sold the 1,200 shares at $400.00 per share on the same date.
The filing describes this as an option exercise and open-market sale sequence, carried out under a Rule 10b5-1 trading plan entered into on 11/26/2025. After the transactions, he holds 4,437 shares directly and 70.072 shares indirectly through the Company Savings Plan.
Rockwell Automation executive Cyril Perducat exercised 581 restricted stock units into common shares on April 9, 2026, then sold 198 common shares on April 10, 2026 at a weighted average price of $394.9963.
The sale was made under a pre-arranged Rule 10b5-1 plan to cover taxes due on the vested restricted stock units. Following these transactions, Perducat directly holds 6,241 common shares and 582 restricted stock units.
Rockwell Automation filed a Form 144 notice reporting the proposed sale of 1,200 shares related to an employee stock option exercise and a broker payment for a cashless exercise. The filing lists a transaction date of 04/13/2026 and an earlier sale record on 02/25/2026 showing 1,200 shares for $485,050.00.
Rockwell Automation senior vice president of Software and Control, Bulho Matheus De A G Viera, sold 1,250 shares of common stock in an open-market transaction at $387.50 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan entered into on 11/26/2025.
Following the sale, Viera holds 1,734 shares of Rockwell Automation stock directly. In addition, 5.71 shares are held indirectly through units in the Company Savings Plan, based on information from the plan administrator as of 3/31/2026.
Rockwell Automation reported a Form 144 notice of securities to be sold. The filing lists multiple restricted stock lapse events (including 491 shares dated 06/06/2024, 218 shares dated 12/04/2024, and 241 shares dated 12/04/2025) and shows a sale of 299 shares on 04/02/2026 for $107,342. The filing names Matheus De A G Viera Bulho as the seller and includes a reported figure of 112,357,908 shares outstanding as of 04/08/2026.
Rockwell Automation executive Bulho Matheus De A G Viera exercised restricted stock units and made a small, pre-planned share sale. On April 1, 2026, he converted 882 restricted stock units into the same number of common shares at a stated price of $0.00 per share, reflecting equity compensation rather than a market purchase.
On April 2, 2026, he sold 299 common shares in an open-market transaction at a weighted average price of $359.00 per share, with actual prices ranging from $358.76 to $359.25. A footnote explains this sale was made under a pre-arranged Rule 10b5-1 plan entered on November 26, 2025 to cover taxes due on RSUs that vested on April 1, 2026.
Following these transactions, he holds 2,984 common shares directly and an additional 5.71 shares indirectly through the Company Savings Plan. Footnotes note that each restricted stock unit represents a right to receive one share of Rockwell Automation common stock and that the RSUs vest in three substantially equal annual installments beginning on the exercisable date.