Rockwell Automation (ROK) director awarded 498 RSUs under 2020 incentive plan

Rhea-AI Filing Summary

Rockwell Automation, Inc. reported a routine insider equity transaction involving a company director. On 12/08/2025, the director received 498 restricted stock units (RSUs) as compensation for service under the company’s 2020 Long‑Term Incentives Plan. Each RSU represents a contingent right to receive one share of Rockwell Automation common stock.

The RSU grant was recorded at a price of $0, reflecting that it is an equity-based award rather than a market purchase. After this transaction, the director beneficially owned 5,419 derivative securities in the form of RSUs, held directly. The share equivalents tied to these RSUs are payable in cash upon retirement or after termination of employment.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Gipson William P

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	498	$0.00	--

Holdings After Transaction: Restricted Stock Units — 5,419 shares (Direct)

Footnotes (1)

1. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. The share equivalents are payable in cash upon retirement or after termination of employment.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gipson William P

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	12/08/2025		A(2)		498		(3)	(3)	Common Stock	498	$0	5,419	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

2. Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

3. The share equivalents are payable in cash upon retirement or after termination of employment.

Remarks:

	Danielle White, Attorney-in-fact for William P. Gipson	12/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rockwell Automation (ROK) report in this Form 4?

Rockwell Automation reported that a director received 498 restricted stock units on 12/08/2025 as part of director compensation under the 2020 Long‑Term Incentives Plan.

How many Rockwell Automation (ROK) restricted stock units does the director own after this transaction?

Following the reported grant, the director beneficially owned 5,419 derivative securities in the form of restricted stock units, held directly.

What does each Rockwell Automation (ROK) restricted stock unit represent?

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

How will the Rockwell Automation (ROK) restricted stock units be settled?

The share equivalents associated with these restricted stock units are payable in cash upon the director’s retirement or after termination of employment.

Was the Rockwell Automation (ROK) director’s RSU grant a cash purchase?

No. The grant of 498 RSUs was recorded at a price of $0, indicating it is an equity-based compensation award rather than a market purchase of shares.

Under which plan were the Rockwell Automation (ROK) restricted stock units granted?

The 498 restricted stock units were delivered as compensation for service as a director under Rockwell Automation’s 2020 Long‑Term Incentives Plan.