Rockwell Automation (NYSE: ROK) SVP sells 377 shares under Rule 10b5-1 plan

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Rockwell Automation SVP Lifecycle Services Matthew W. Fordenwalt reported an open-market sale of company stock. He sold 377 shares of Common Stock at an average price of $460.51 per share in a transaction classified as an open-market sale pursuant to a Rule 10b5-1 plan entered into on 11/26/2025. After this sale, he held 4,437 Common Stock shares directly and 70.0720 shares represented by company stock fund units under the Company Savings Plan based on information from the plan administrator as of 3/31/2026.

Insider Trade Summary 10b5-1

Net Seller: 377 shares ($173,612)

Net Sell 2 txns

Insider Fordenwalt Matthew W.

Role SVP Lifecycle Services

Sold 377 shs ($174K)

Type	Security	Shares	Price	Value
Sale	Common Stock	377	$460.51	$174K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 4,437 shares (Direct, null); Common Stock — 70.072 shares (Indirect, By Savings Plan)

Footnotes (1)

Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025. Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2026.

Key Figures

Shares sold: 377 shares Sale price: $460.51 per share Direct holdings after sale: 4,437 shares +1 more

4 metrics

Shares sold 377 shares Open-market sale of Common Stock

Sale price $460.51 per share Average price for 377-share sale

Direct holdings after sale 4,437 shares Common Stock held directly post-transaction

Savings Plan units 70.0720 shares Represented by Company stock fund units as of 3/31/2026

Key Terms

Rule 10b5-1 plan, Company Savings Plan, open-market sale

3 terms

Rule 10b5-1 plan financial

"Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

Company Savings Plan financial

"Shares represented by Company stock fund units acquired under the Company Savings Plan"

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Form 4 Insider Transactions: What Each Field Means →

06/04/2026 - 05:04 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fordenwalt Matthew W.

(Last)

(First)

(Middle)

1201 S 2ND STREET

(Street)

MILWAUKEE

WISCONSIN

53204

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP Lifecycle Services

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/04/2026		S⁽¹⁾		377	D	$460.51	4,437	D
Common Stock								70.072⁽²⁾	I	By Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025.

2. Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2026.

Remarks:

	Danielle White, By Power of Attorney for Matthew W. Fordenwalt	06/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Rockwell Automation (ROK) report for Matthew W. Fordenwalt?

Rockwell Automation reported that SVP Lifecycle Services Matthew W. Fordenwalt sold 377 shares of Common Stock. The sale was an open-market transaction executed under a Rule 10b5-1 plan, indicating it followed a pre-established arrangement rather than a discretionary one-time trade.

At what price did the Rockwell Automation (ROK) SVP sell his shares?

Matthew W. Fordenwalt sold 377 Rockwell Automation Common Stock shares at an average price of $460.51 per share. This price reflects the transaction value disclosed for the open-market sale reported in the insider filing for the SVP of Lifecycle Services.

How many Rockwell Automation (ROK) shares does the SVP hold after the reported sale?

Following the reported sale, Matthew W. Fordenwalt held 4,437 shares of Rockwell Automation Common Stock directly. In addition, 70.0720 shares were represented by company stock fund units under the Company Savings Plan, based on information from the plan administrator as of 3/31/2026.

Was the Rockwell Automation (ROK) insider trade made under a Rule 10b5-1 plan?

Yes. The filing states the 377-share sale was made pursuant to a Rule 10b5-1 plan entered into on 11/26/2025. This indicates the transaction followed a previously established trading arrangement rather than being initiated at the time of execution.

How is the Rockwell Automation (ROK) SVP’s indirect ownership reported in this filing?

Indirect ownership is reported through company stock fund units in the Company Savings Plan. The filing notes 70.0720 shares represented by these units, based on information furnished by the plan administrator as of 3/31/2026, and classifies this holding as indirect ownership by Savings Plan.