Rockwell Automation (ROK) insider schedules sale of 281 shares after award vests

Rhea-AI Filing Summary

Rockwell Automation, Inc. insider Terry L. Riesterer filed to sell up to 281 shares of common stock, with an indicated value of $127,359.00, through Charles Schwab on or after July 17, 2026, following a restricted stock lapse under an equity compensation award.

The filing also notes a prior sale of 4,024 shares of Rockwell Automation common stock on May 7, 2026 for proceeds of $1,818,722.00.

Key Figures

Planned shares to be sold: 281 shares Planned sale value: $127,359.00 Prior shares sold: 4,024 shares +2 more

5 metrics

Planned shares to be sold 281 shares Common stock sale planned on or after July 17, 2026

Planned sale value $127,359.00 Indicated aggregate value for 281 shares in planned sale

Prior shares sold 4,024 shares Common stock sold on May 7, 2026

Prior sale proceeds $1,818,722.00 Aggregate proceeds from 4,024 shares sold on May 7, 2026

Planned sale date 07/17/2026 Expected date linked to restricted stock lapse and sale

Key Terms

Form 144, Restricted Stock Lapse, Equity Compensation

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Lapse financial

"Common | 07/17/2026 | Restricted Stock Lapse - See Remarks"

Equity Compensation financial

"281 | 07/17/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/17/2026 - 04:03 PM Accepted by SEC EDGAR 07/17/2026 - 04:02 PM Learn about SEC filing dates

FAQ

What stock sale is disclosed in Rockwell Automation (ROK) Form 144?

The filing reports a planned sale of 281 shares of Rockwell Automation common stock, with an indicated value of $127,359.00, by insider Terry L. Riesterer following a restricted stock lapse on July 17, 2026.

Who is the insider selling Rockwell Automation (ROK) shares and through which broker?

Insider Terry L. Riesterer plans to sell Rockwell Automation common shares through Charles Schwab & Co., Inc. The transaction involves 281 shares of common stock listed on the NYSE.

What is the value of the Rockwell Automation (ROK) shares planned for sale?

The Form 144 indicates an aggregate value of $127,359.00 for the planned sale of 281 Rockwell Automation common shares, based on the pricing information used in the filing for the anticipated July 17, 2026 transaction.

What prior Rockwell Automation (ROK) stock sale is referenced in this Form 144?

The filing references a prior sale of 4,024 shares of Rockwell Automation common stock on May 7, 2026, for total proceeds of $1,818,722.00, associated with insider Terry L. Riesterer.

How are the Rockwell Automation (ROK) shares in this Form 144 being acquired for sale?

The 281 shares planned for sale are tied to a restricted stock lapse under an equity compensation arrangement, effective around July 17, 2026, after which the shares become eligible for sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	281	127359.00	111273953	07/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/17/2026	Restricted Stock Lapse - See Remarks	Rockwell Automation, Inc.			281	07/17/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Terry L. Riesterer 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	05/07/2026	4024	1818722.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)