Rockwell Automation officer plans $201K share sale

Available on EDGAR 11/12/2026 - 04:13 PM EST Accepted by SEC EDGAR 11/12/2026 - 04:12 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Isaac Woods, an officer of Rockwell Automation, Inc. (ROK), reported a proposed sale of 500 common shares, with an aggregate market value of $201,305 and an approximate sale date of November 12, 2026. Charles Schwab & Co., Inc. is named as the broker. The notice also reports that Woods sold 154 shares on September 8, 2026, for gross proceeds of $66,624 during the prior three months.

Key Figures

Shares in Proposed Sale: 500 shares Aggregate Market Value: $201,305 Shares Outstanding: 111,048,676 shares +2 more

5 metrics

Shares in Proposed Sale 500 shares Proposed sale of common shares; approximate sale date November 12, 2026.

Aggregate Market Value $201,305 Value reported for the 500 shares in the proposed sale.

Shares Outstanding 111,048,676 shares Reported in the securities information.

Shares Sold in Prior Three Months 154 shares Sold September 8, 2026.

Gross Proceeds $66,624 Proceeds from the 154 shares sold September 8, 2026.

Key Terms

Rule 10b5-1, Restricted Stock Lapse, Gross Proceeds

3 terms

Rule 10b5-1 regulatory

"If Relying on Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Restricted Stock Lapse financial

"Nature of Acquisition Transaction: Restricted Stock Lapse"

Gross Proceeds financial

"Amount of Securities Sold; Gross Proceeds"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ROK shares is Isaac Woods planning to sell?

Isaac Woods reported a planned sale of 500 ROK common shares, with an aggregate market value of $201,305. The approximate sale date is November 12, 2026, and Charles Schwab & Co., Inc. is named as the broker.

When was Isaac Woods’s Rule 10b5-1 plan adopted?

The proposed sale is stated to be under a Rule 10b5-1 trading plan dated August 11, 2026, which the remarks say is intended to comply with Rule 10b5-1.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001825762
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROCKWELL AUTOMATION, INC
SEC File Number	001-12383
Address of Issuer	1201 SOUTH 2ND STREET MILWAUKEE WISCONSIN 53204
Phone	414-382-2000
Name of Person for Whose Account the Securities are To Be Sold	Woods Isaac
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	500	201305.00	111048676	11/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/29/2024	Restricted Stock Lapse	Rockwell Automation, Inc.			59	02/29/2024	Equity Compensation
Common	06/06/2024	Restricted Stock Lapse	Rockwell Automation, Inc			377	06/06/2024	Equity Compensation
Common	06/06/2025	Restricted Stock Lapse	Rockwell Automation, Inc.			64	06/06/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	09/08/2026	154	66624.00

144: Remarks and Signature

Remarks	The Shares covered by this form 144 are being sold pursuant to a 10b51 trading plan dated 08 11 2026 which plan is intended to comply with Rule 10b51 and the representation regarding sellers lack of knowledge of material non-public information as of the date of the trading plan.
Date of Notice	11/12/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/11/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Isaac Woods
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)