Rockwell Automation CEO exercises options for 700 shares

Three Family Trust purchase entries list weighted-average prices of $385.5906, $386.4502 and $387.4354 per share.

Available on EDGAR 11/09/2026 - 05:48 PM EST Accepted by SEC EDGAR 11/09/2026 - 05:48 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Rockwell Automation, Inc. (ROK) President and CEO Blake D. Moret reported exercising an employee stock option covering 700 common shares at $136.40 per share on November 9, 2026; the derivative position was reported as zero afterward. A separate entry lists 700 common shares acquired indirectly through Family Trust. The filing also lists Family Trust purchases of 1,039, 2,411 and 550 shares at weighted-average prices of $385.5906, $386.4502 and $387.4354 per share, respectively. It lists 165.0922 shares through the Company Savings Plan based on Plan Administrator information as of September 30, 2026.

Insider Trade Summary

Net Buyer: 4,000 shares

Net Buy 5 txns

Insider Moret Blake D.

Role President and CEO

Bought 4,000 shs ($1.55M)

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (Right to Buy)	700	$136.40	$95K
Exercise	Common Stock	700	$136.40	$95K
Purchase	Common Stock F1	1,039	$385.5906	$401K
Purchase	Common Stock F2	2,411	$386.4502	$932K
Purchase	Common Stock F3	550	$387.4354	$213K
Holding	Common Stock F4	--	--	--

Holdings After Transaction: Employee Stock Option (Right to Buy) — 0 options (Direct); Common Stock — 99,285 shares (Indirect, By Family Trust); Common Stock — 165.0922 shares (Indirect, By Savings Plan)

Footnotes (4)

1. F1. Price reported in column 4 is a weighted average price. Shares were purchased at prices ranging from $385.00 to $385.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
2. F2. Price reported in column 4 is a weighted average price. Shares were purchased at prices ranging from $386.00 to $386.97. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
3. F3. Price reported in column 4 is a weighted average price. Shares were purchased at prices ranging from $387.01 $387.9672. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
4. F4. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Key Figures

Option exercise: 700 shares Exercise price: $136.40 per share Family Trust purchase: 1,039 shares at a weighted-average price of $385.5906 per share +4 more

7 metrics

Option exercise 700 shares November 9, 2026

Exercise price $136.40 per share November 9, 2026

Family Trust purchase 1,039 shares at a weighted-average price of $385.5906 per share November 9, 2026

Family Trust purchase 2,411 shares at a weighted-average price of $386.4502 per share November 9, 2026

Family Trust purchase 550 shares at a weighted-average price of $387.4354 per share November 9, 2026

Derivative position after exercise 0 shares Reported after the November 9, 2026 exercise

Company Savings Plan shares 165.0922 shares Based on Plan Administrator information as of September 30, 2026

Key Terms

Employee Stock Option (Right to Buy), weighted average price, Company stock fund units, reference fund

4 terms

Employee Stock Option (Right to Buy) financial

"Employee Stock Option (Right to Buy)"

weighted average price financial

"Price reported in column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Company stock fund units financial

"shares represented by Company stock fund units acquired under the Company Savings Plan"

reference fund financial

"uninvested cash held in the reference fund"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did Blake D. Moret's family trust purchase in ROK?

The Family Trust entries report purchases of 1,039 shares at a weighted-average $385.5906 per share, 2,411 at $386.4502, and 550 at $387.4354 on November 9, 2026. No Rule 10b5-1 plan is reported.

What option exercise did Blake D. Moret report for ROK?

He reported exercising an employee stock option for 700 shares of common stock at $136.40 per share on November 9, 2026; the derivative position was reported as zero afterward. A separate same-day entry lists 700 common shares acquired indirectly through Family Trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moret Blake D.

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WISCONSIN 53204

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/09/2026		M		700	A	$136.4	95,285	I	By Family Trust
Common Stock	11/09/2026		P		1,039	A	$385.5906(1)	96,324	I	By Family Trust
Common Stock	11/09/2026		P		2,411	A	$386.4502(2)	98,735	I	By Family Trust
Common Stock	11/09/2026		P		550	A	$387.4354(3)	99,285	I	By Family Trust
Common Stock								165.0922(4)	I	By Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$136.4	11/09/2026		M			700	12/06/2017	12/06/2026	Common Stock	700	$136.4	0	D

Explanation of Responses:

1. Price reported in column 4 is a weighted average price. Shares were purchased at prices ranging from $385.00 to $385.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

2. Price reported in column 4 is a weighted average price. Shares were purchased at prices ranging from $386.00 to $386.97. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

3. Price reported in column 4 is a weighted average price. Shares were purchased at prices ranging from $387.01 $387.9672. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

4. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Remarks:

	Danielle White, Attorney-in-Fact for Blake D. Moret	11/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)