ROK Form 144: Director reports 1,800 shares sold

Rockwell Automation filings report notices of proposed sales under Rule 144 by Matthew W. Fordenwalt.

Rhea-AI Filing Summary

Rockwell Automation filings report notices of proposed sales under Rule 144 by Matthew W. Fordenwalt. The excerpt lists two completed sales in the past three months: 1,200 shares sold on 04/13/2026 for $480,000.00 and 600 shares sold on 05/05/2026 for $269,749.00. A separate entry shows restricted stock lapse dated 06/02/2026.

Key Figures

Shares sold (04/13/2026): 1,200 shares Proceeds (04/13/2026): $480,000.00 Shares sold (05/05/2026): 600 shares +3 more

6 metrics

Shares sold (04/13/2026) 1,200 shares Sale reported under Rule 144 on 04/13/2026

Proceeds (04/13/2026) $480,000.00 Proceeds reported for 1,200-share sale on 04/13/2026

Shares sold (05/05/2026) 600 shares Sale reported under Rule 144 on 05/05/2026

Proceeds (05/05/2026) $269,749.00 Proceeds reported for 600-share sale on 05/05/2026

Restricted stock lapse Event dated 06/02/2026 Restricted stock lapse listed as Equity Compensation on 06/02/2026

Filer address 1201 SOUTH 2ND STREET, MILWAUKEE WI 53204 Address tied to reporting person Matthew W. Fordenwalt

Key Terms

Rule 144, Restricted Stock Lapse, Equity Compensation

3 terms

Rule 144 regulatory

"Securities Sold During The Past 3 Months — entries labeled with sale dates and proceeds"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Lapse financial

"Securities To Be Sold — entry dated 06/02/2026 labeled Restricted Stock Lapse"

Equity Compensation financial

"Securities To Be Sold — shows Equity Compensation for 06/02/2026"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for ROK show?

It lists Rule 144 sale notices for Rockwell Automation by Matthew W. Fordenwalt. The filing records 1,200 shares sold on 04/13/2026 for $480,000.00 and 600 shares sold on 05/05/2026 for $269,749.00, plus a restricted stock lapse on 06/02/2026.

Who filed the reported sales in the ROK excerpt?

The excerpt identifies Matthew W. Fordenwalt as the reporting person. It gives an address (1201 South 2nd Street, Milwaukee, WI) and records his two reported transactions on 04/13/2026 and 05/05/2026 under Rule 144.

How many shares and proceeds are reported in the two transactions?

The two reported dispositions total 1,800 shares: 1,200 shares sold for $480,000.00 and 600 shares sold for $269,749.00. Each sale date is shown alongside the dollar amounts in the excerpt.

What is the significance of the 'restricted stock lapse' entry?

The excerpt lists a restricted stock lapse dated 06/02/2026 tied to equity compensation. This indicates restricted shares became free of restrictions on that date; the filing shows the event but does not state subsequent sales or cash flow in this excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/02/2026 - 04:18 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001979295
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROCKWELL AUTOMATION, INC
SEC File Number	001-12383
Address of Issuer	1201 SOUTH 2ND STREET MILWAUKEE WISCONSIN 53204
Phone	414-382-2000
Name of Person for Whose Account the Securities are To Be Sold	Fordenwalt Matthew W.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	218	99482.00	111273953	06/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/02/2026	Restricted Stock Lapse	Rockwell Automation, Inc.			218	06/02/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Matthew W. Fordenwalt 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	04/13/2026	1200	480000.00
Matthew W. Fordenwalt 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	05/05/2026	600	269749.00

144: Remarks and Signature

Remarks	The Shares covered by this form 144 are being sold pursuant to a 10b51 trading plan dated 11.26.2025, which plan is intended to comply with Rule 10b51 and the representation regarding seller's lack of knowledge of material non-public information as of the date of the trading plan.
Date of Notice	06/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/26/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Matthew W. Fordenwalt
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)