Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation SVP reports equity transactions and holdings. Robert L. Buttermore, Senior Vice President and Chief Supply Chain Officer of Rockwell Automation (ROK), reported the vesting and exercise of restricted stock units and a small share sale. On 12/04/2025 and 12/05/2025, he acquired 573 and 538 shares of common stock, respectively, at an exercise price of $0 as restricted stock units vested. On 12/05/2025, he sold 184 shares of common stock at a weighted average price of $402.8619 per share under a Rule 10b5-1 trading plan entered on 11/27/2024 to cover taxes due on the vesting. After these transactions, he directly held 2,891 shares of common stock, 277.2183 shares indirectly through a company savings plan, 1,078 restricted stock units, and 63.06 common stock share equivalents in a nonqualified savings plan.
Rockwell Automation senior executive Matthew W. Fordenwalt, SVP Lifecycle Services, reported equity transactions in company stock. On December 4 and 5, 2025, he acquired 787 and 841 shares of Rockwell Automation common stock at $0 per share through the vesting and settlement of restricted stock units. On December 5, he then sold 295 shares at a weighted average price of about $402.89 per share under a pre‑arranged Rule 10b5‑1 trading plan to cover taxes due on the vesting.
After these transactions, he directly owned 4,529 shares of common stock and also held additional interests through the company savings plans and restricted stock units, which each represent the right to receive one share of Rockwell Automation common stock as they vest.
Rockwell Automation (ROK) senior vice president and chief revenue officer Scott Genereux reported equity transactions in company stock. On December 4 and 5, 2025, previously granted restricted stock units were converted into 787 and 740 shares of common stock at an exercise price of $0, increasing his directly held shares.
On December 5, he then sold 194 and 88 shares of Rockwell Automation common stock at weighted average prices of $402.6684 and $403.2875, respectively, under a pre-established Rule 10b5-1 trading plan entered into on November 26, 2024 to cover taxes due on vesting. Following these transactions, he directly beneficially owned 3,150 shares of common stock and held additional restricted stock units representing the right to receive common shares in the future.
Rockwell Automation senior executive reports stock transactions and equity awards. SVP, Intelligent Devices Tessa M. Myers exercised restricted stock units into 787 shares of Rockwell Automation common stock on 12/04/2025 and 740 shares on 12/05/2025, both at an exercise price of $0 per share. On 12/05/2025, she sold 336 shares at a weighted average price of $402.8869 and 35 shares at $403.325, pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2024 to cover taxes due on vested restricted stock units. Following these transactions, she directly beneficially owned 5,219 shares of common stock and held 8.464 shares represented by company stock fund units in the company savings plan, as well as 27.08 common stock share equivalents in a nonqualified savings plan.
Rockwell Automation (ROK) disclosed insider stock activity by its SVP and Chief Technology Officer. On December 4 and 5, 2025, the officer exercised restricted stock units, receiving 465 and 538 shares of common stock at an exercise price of $0. On December 5, 139 shares of common stock were sold at a weighted average price of $402.9079 per share under a prearranged Rule 10b5-1 trading plan to cover taxes on vested awards. After these transactions, the officer beneficially owned 4,651 shares of Rockwell Automation common stock directly, along with 466 and 1,078 restricted stock units in separate grants that each convert into one share upon vesting.
Rockwell Automation, Inc. President and CEO Blake D. Moret reported equity transactions involving company stock. On 12/04/2025 and 12/05/2025, a family trust associated with him acquired 3,936 and 3,702 shares of common stock at an exercise price of $0 through the vesting and settlement of restricted stock units. On 12/05/2025, the trust sold 1,660 shares at a weighted average price of $402.873 and 102 shares at a weighted average price of $403.3822 under a Rule 10b5-1 trading plan to cover taxes on vested awards. Following these transactions, the filing reports 89,749 shares of common stock held indirectly through the family trust, plus additional stock fund units held in a company savings plan and nonqualified savings plan that track the value of Rockwell Automation stock.
Rockwell Automation executive John M. Miller reported equity transactions in company stock. As VP and Chief IP Counsel, he exercised restricted stock units into 65 shares of common stock on 12/04/2025 and 54 shares on 12/05/2025, both at an exercise price of $0, reflecting stock-based compensation vesting.
On 12/05/2025, he sold 27 shares at a weighted average price of $402.8326 and 3 shares at $403.43 under a pre-arranged Rule 10b5‑1 trading plan to cover taxes on vested units. After these transactions, he beneficially owned 5,891.8061 shares directly and 475.6753 shares indirectly through a company savings plan, plus 108.0236 common stock share equivalents in a nonqualified savings plan.
Rockwell Automation (ROK) disclosed an insider equity transaction by its Senior Vice President and Chief Financial Officer, Christian E. Rothe. On 12/05/2025, Rothe acquired 1,077 shares of Rockwell Automation common stock at an exercise price of $0 through the vesting and settlement of restricted stock units. Following this transaction, he beneficially owned 9,731.7093 shares of common stock directly.
The filing also shows that 1,077 restricted stock units converted into an equal number of common shares, leaving 2,155 restricted stock units beneficially owned. These units vest in three substantially equal annual installments beginning 12/05/2025. The share count includes stock previously acquired under the company’s dividend reinvestment plan as reported by the plan administrator on 9/12/2025.
Rockwell Automation (ROK) disclosed insider equity activity by its SVP, CLO and Secretary, Rebecca W. House. On 12/04/2025 and 12/05/2025, restricted stock units (RSUs) covering 787 and 740 shares of common stock were converted at an exercise price of $0, increasing her directly owned shares. On 12/05/2025, she sold 313 shares at a weighted average price of $402.816 and 58 shares at a weighted average price of $403.3497 pursuant to a Rule 10b5-1 trading plan entered into on 11/27/2024 to cover taxes on vested RSUs. After these transactions, she directly owned 10,628 common shares and held additional interests through company savings plans and share equivalents, while retaining outstanding RSUs that vest in substantially equal annual installments.
Rockwell Automation, Inc. (ROK) executive Isaac Woods, Vice President and Treasurer, reported routine stock activity involving restricted stock units and related share sales. On 12/04/2025 and 12/05/2025, restricted stock units were converted into a total of 271 shares of common stock at an exercise price of $0, reflecting vesting of equity awards. On 12/05/2025, Woods sold 68 shares of common stock, including a block at a weighted average price of $402.825, under a pre-arranged Rule 10b5-1 trading plan to cover taxes on the vested units.
After these transactions, Woods directly holds 1,865 shares of Rockwell Automation common stock and an additional 465.2217 shares represented by units in the company’s savings plan stock fund. Each restricted stock unit represents the right to receive one share of common stock, and the units vest in three substantially equal annual installments starting on their respective exercisable dates.