Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation (ROK) disclosed an insider equity transaction by its Senior Vice President and Chief Financial Officer, Christian E. Rothe. On 12/05/2025, Rothe acquired 1,077 shares of Rockwell Automation common stock at an exercise price of $0 through the vesting and settlement of restricted stock units. Following this transaction, he beneficially owned 9,731.7093 shares of common stock directly.
The filing also shows that 1,077 restricted stock units converted into an equal number of common shares, leaving 2,155 restricted stock units beneficially owned. These units vest in three substantially equal annual installments beginning 12/05/2025. The share count includes stock previously acquired under the company’s dividend reinvestment plan as reported by the plan administrator on 9/12/2025.
Rockwell Automation (ROK) disclosed insider equity activity by its SVP, CLO and Secretary, Rebecca W. House. On 12/04/2025 and 12/05/2025, restricted stock units (RSUs) covering 787 and 740 shares of common stock were converted at an exercise price of $0, increasing her directly owned shares. On 12/05/2025, she sold 313 shares at a weighted average price of $402.816 and 58 shares at a weighted average price of $403.3497 pursuant to a Rule 10b5-1 trading plan entered into on 11/27/2024 to cover taxes on vested RSUs. After these transactions, she directly owned 10,628 common shares and held additional interests through company savings plans and share equivalents, while retaining outstanding RSUs that vest in substantially equal annual installments.
Rockwell Automation, Inc. (ROK) executive Isaac Woods, Vice President and Treasurer, reported routine stock activity involving restricted stock units and related share sales. On 12/04/2025 and 12/05/2025, restricted stock units were converted into a total of 271 shares of common stock at an exercise price of $0, reflecting vesting of equity awards. On 12/05/2025, Woods sold 68 shares of common stock, including a block at a weighted average price of $402.825, under a pre-arranged Rule 10b5-1 trading plan to cover taxes on the vested units.
After these transactions, Woods directly holds 1,865 shares of Rockwell Automation common stock and an additional 465.2217 shares represented by units in the company’s savings plan stock fund. Each restricted stock unit represents the right to receive one share of common stock, and the units vest in three substantially equal annual installments starting on their respective exercisable dates.
Rockwell Automation, Inc. executive Form 4 discloses equity transactions by Vice President and Controller Terry L. Riesterer. On 12/04/2025 and 12/05/2025, restricted stock units were converted into 150 and 134 shares of common stock at an exercise price of $0 per share, reflecting previously granted equity that vested.
On 12/05/2025, Riesterer sold 50 shares at a weighted average price of $402.7998 and 10 shares at a weighted average price of $403.336, in transactions noted as pursuant to a Rule 10b5-1 trading plan entered into on 11/20/2024 to cover taxes due on vested restricted stock units. After these transactions, Riesterer beneficially owns 1,837 shares of Rockwell Automation common stock directly, plus 628.1656 shares through a company savings plan and 28.79 common stock share equivalents through a nonqualified savings plan.
Rockwell Automation senior vice president and chief information officer Christopher Nardecchia reported routine equity transactions in company stock. On December 4 and 5, 2025, previously granted restricted stock units were converted into 358 and 1,177 shares of common stock at an exercise price of $0, increasing his direct holdings. On December 5, a total of 129 shares of common stock were sold under a prearranged Rule 10b5‑1 trading plan entered on November 27, 2024, to cover taxes on the vesting of these units, at weighted average prices around $403 per share.
After these transactions, Nardecchia directly owned 14,117 shares of Rockwell Automation common stock and also had an indirect interest in approximately 5.566 shares through the company savings plan, as reported by the plan administrator as of September 30, 2025.
Rockwell Automation, Inc. insider plans small Rule 144 sale. A holder has filed to sell 68 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $27,396. The filing notes that 112,273,567 shares of Rockwell Automation common stock were outstanding at the time, which is a baseline figure and not the amount being sold.
The 68 shares to be sold were acquired on 12/05/2025 through a restricted stock lapse from Rockwell Automation as equity compensation, with payment also dated 12/05/2025. The person filing also sold Rockwell Automation securities in the prior three months: 103 shares on 09/08/2025 for gross proceeds of $35,552 and 250 shares on 09/11/2025 for gross proceeds of $87,500.
A shareholder of Rockwell Automation, Inc. filed a notice of proposed sale of restricted shares under Rule 144. The filing covers the planned sale of 60 shares of common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an indicated aggregate market value of 24,173.00. The securities to be sold were acquired on 12/05/2025 through a restricted stock lapse as part of equity compensation, in a transaction with Rockwell Automation, Inc. as the issuer. The notice includes a representation that the seller is not aware of undisclosed material adverse information about the company’s operations.
Rockwell Automation, Inc. insider plans small Rule 144 sale. A holder has filed a notice to sell 139 shares of Rockwell Automation common stock, with an aggregate market value of $56,004.00. The shares are to be sold through Charles Schwab & Co., Inc. on the NYSE, with an approximate sale date of 12/05/2025. Rockwell Automation had 112,273,567 common shares outstanding, providing context for the relatively small size of this planned sale.
The 139 shares were acquired on 12/05/2025 through a restricted stock lapse from Rockwell Automation, Inc., treated as equity compensation. The filer represents that they are not aware of any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation, Inc. insider filed a notice of proposed sale of common stock under Rule 144. The planned transaction covers 129 shares of common stock through broker Charles Schwab & Co., Inc., with an aggregate market value of $51,981.00, to be sold on the NYSE on or about 12/05/2025. The filing notes that there were 112,273,567 shares of the issuer’s common stock outstanding.
The securities to be sold were acquired on 12/05/2025 via a restricted stock lapse from Rockwell Automation, Inc. as equity compensation. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the company’s current or prospective operations.
Rockwell Automation has an affiliated seller planning to dispose of a small block of company stock under Rule 144. The notice covers the proposed sale of 371 shares of common stock through Charles Schwab & Co., Inc., with an indicated aggregate market value of $149,486.00 on the NYSE. The shares relate to a restricted stock lapse from Rockwell Automation, Inc. treated as equity compensation, with both acquisition and payment dated 12/05/2025. The filing also notes that total common shares outstanding are 112,273,567 for context and includes the standard representation that the seller does not possess undisclosed material adverse information about the issuer.