ROK Form 144: Employee Exercises Options, Plans Sale of 365 Shares

Rhea-AI Filing Summary

Form 144 filing for Rockwell Automation (ROK): The notice reports a proposed sale of 365 shares of common stock through Charles Schwab & Co., Inc., with an aggregate market value of $127,181.00. The shares are scheduled for sale on 08/29/2025 on the NYSE. The filing states the 365 shares were acquired on 08/29/2025 by an employee stock option exercise from Rockwell Automation, with payment described as a broker payment for cashless exercise. The filer previously sold 297 shares on 06/09/2025 for $96,913.00. The filer also certifies they are unaware of any material nonpublic information about the issuer.

Insights

Securities Analyst

TL;DR: Routine insider exercise and planned sale of 365 shares via cashless exercise; transaction size is immaterial to company market cap.

The filing documents an employee exercising options and immediately proposing to sell 365 shares through a broker on 08/29/2025. The reported aggregate value of $127,181 is small relative to Rockwell Automation's public float, indicating limited market impact. A prior sale of 297 shares on 06/09/2025 generated $96,913, showing some recent insider liquidity but not necessarily signaling company-specific issues. This is a standard Rule 144 notification accompanying insider dispositions and compliance with securities law disclosure requirements.

Corporate Governance Expert

TL;DR: Compliance-focused filing: officer/insider follows Rule 144 procedures after exercising options; disclosure aligns with governance norms.

The notice provides required disclosure for an insider sale following an employee stock option exercise, including acquisition date, method (cashless exercise), broker, and scheduled sale date. The signer affirms no known material nonpublic information, which is a standard representation. From a governance perspective, the filing demonstrates procedural compliance with trading and reporting rules; there is no information here of unusual timing, pattern, or magnitude that would raise governance red flags.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	365	127181.00	112434397	08/29/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/29/2025	Employee Stock Option Exercise	Rockwell Automation, Inc.			365	08/29/2025	Broker Payment for Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	06/09/2025	297	96913.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Rockwell Automation (ROK) Form 144 report?

The Form 144 reports a proposed sale of 365 shares acquired on 08/29/2025 by employee stock option exercise, to be sold via Charles Schwab on 08/29/2025.

How much are the 365 shares worth in the filing?

The filing lists an aggregate market value of $127,181.00 for the 365 shares.

Was there any recent insider selling by the same person?

Yes. The filing discloses a prior sale of 297 shares on 06/09/2025 that produced $96,913.00 in gross proceeds.

How were the 365 shares acquired?

The shares were acquired on 08/29/2025 through an employee stock option exercise, with payment described as a broker payment for cashless exercise.

Where will the shares be sold?

The planned sale is listed on the NYSE through Charles Schwab & Co., Inc.