Rockwell Automation (ROK) insider plans 800-share Rule 144 stock sale

Rhea-AI Filing Summary

Rockwell Automation, Inc. insider plans additional share sale under Rule 144. A holder identified as Terry L. Riesterer has filed to sell 800 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $313,600. The filing notes that 112,273,567 shares of Rockwell Automation common stock were outstanding. The 800 shares to be sold were originally acquired on 12/05/2022 as equity compensation in the form of PSU/RSU awards.

The notice also reports prior sales over the past three months for the same account, including 60, 61, and 225 shares of Rockwell Automation common stock on 12/05/2025, 12/08/2025, and 12/10/2025, generating gross proceeds of $24,173, $24,454, and $90,480, respectively. The signer represents that they are not aware of undisclosed material adverse information about Rockwell Automation’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	800	313600.00	112273567	01/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/05/2022	PSU / RSU - See Remarks	Rockwell Automation, Inc.			800	12/05/2022	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Terry L. Riesterer 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/05/2025	60	24173.00
Terry L. Riesterer 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/08/2025	61	24454.00
Terry L. Riesterer 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/10/2025	225	90480.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for Rockwell Automation (ROK) disclose?

The Form 144 notice discloses that a shareholder, Terry L. Riesterer, intends to sell 800 shares of Rockwell Automation, Inc. common stock under Rule 144, with an aggregate market value of $313,600, through Charles Schwab & Co., Inc. on the NYSE.

How many Rockwell Automation (ROK) shares are planned to be sold in this Form 144?

The filing states that 800 shares of Rockwell Automation common stock are to be sold, with an indicated aggregate market value of $313,600.

How and when were the Rockwell Automation (ROK) shares in this Form 144 acquired?

The 800 shares were acquired on 12/05/2022 as equity compensation described as PSU / RSU, from Rockwell Automation, Inc., with the nature of payment shown as Equity Compensation.

What past Rockwell Automation (ROK) share sales are reported in the last three months?

The notice reports three prior sales by Terry L. Riesterer: 60 shares on 12/05/2025 for gross proceeds of $24,173, 61 shares on 12/08/2025 for $24,454, and 225 shares on 12/10/2025 for $90,480.

How many Rockwell Automation (ROK) shares are outstanding according to this Form 144?

The securities information section lists 112,273,567 shares of Rockwell Automation common stock outstanding.

Which broker and exchange are used for the Rockwell Automation (ROK) Form 144 sale?

The filing identifies Charles Schwab & Co., Inc., located at 3000 Schwab Way, Westlake, TX 76262, as the broker, and names the NYSE as the securities exchange.

What representation does the seller make in the Rockwell Automation (ROK) Form 144?

The person for whose account the shares are to be sold represents that they do not know any material adverse information about Rockwell Automation’s current or prospective operations that has not been publicly disclosed.