Rockwell Automation (NYSE: ROK) officer reports 800-share 10b5-1 sale

Rhea-AI Filing Summary

Rockwell Automation officer Terry L. Riesterer, Vice President and Controller, reported a sale of company stock. On 01/02/2026, Riesterer sold 800 shares of Rockwell Automation common stock at a price of $392 per share in a transaction coded "S," which indicates a sale. The filing notes this sale was made under a Rule 10b5-1 trading plan that was entered into on 5/30/2025.

After this transaction, Riesterer beneficially owned 1,234 shares of Rockwell Automation common stock directly. In addition, 628.1656 shares were held indirectly through the company savings plan, represented by stock fund units based on information from the Plan Administrator as of 9/30/2025.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Riesterer Terry L.

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President and Controller

3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/02/2026		S(1)		800	D	$392	1,234	D
Common Stock								628.1656(2)	I	By Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025.

2. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Remarks:

	Danielle White, Attorney-in-fact for Terry L. Riesterer	01/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Rockwell Automation (ROK) report for Terry L. Riesterer?

The filing reports that Terry L. Riesterer, Vice President and Controller of Rockwell Automation, sold 800 shares of common stock on 01/02/2026 in a transaction coded as a sale ("S").

At what price were the Rockwell Automation (ROK) shares sold in this Form 4?

The 800 shares of Rockwell Automation common stock were sold at a price of $392 per share on 01/02/2026.

Was the Rockwell Automation (ROK) insider sale made under a Rule 10b5-1 trading plan?

Yes. The filing explains that the 800-share sale was made pursuant to a Rule 10b5-1 plan that Terry L. Riesterer entered into on 5/30/2025.

How many Rockwell Automation (ROK) shares does Terry L. Riesterer own after the reported sale?

After the transaction, Terry L. Riesterer beneficially owned 1,234 shares of Rockwell Automation common stock directly.

Does Terry L. Riesterer hold Rockwell Automation (ROK) shares through a company plan?

Yes. The filing states that 628.1656 shares are held indirectly through the company savings plan, represented by stock fund units based on information as of 9/30/2025.

What is Terry L. Riesterer’s role at Rockwell Automation (ROK)?

Terry L. Riesterer is identified as an officer of Rockwell Automation, serving as Vice President and Controller.