Rockwell Automation (ROK) director reports 84 new restricted stock units

Rhea-AI Filing Summary

Rockwell Automation, Inc. director equity compensation reported

A director of Rockwell Automation, Inc. reported receiving 84 restricted stock units on 01/02/2026 as compensation for service under the company’s 2020 Long-Term Incentives Plan. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, with the share equivalents payable in cash upon retirement or after termination of employment. Following this transaction, the director beneficially owned 5,503 derivative securities related to Rockwell Automation on a direct basis.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gipson William P

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	01/02/2026		A(2)		84		(3)	(3)	Common Stock	84	$0	5,503	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

2. Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

3. The share equivalents are payable in cash upon retirement or after termination of employment.

Remarks:

	Danielle White, Attorney-in-fact for William P. Gipson	01/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rockwell Automation (ROK) report for January 2, 2026?

A Rockwell Automation director reported receiving 84 restricted stock units on 01/02/2026 as part of equity compensation.

Who is the reporting person in the latest Rockwell Automation (ROK) insider filing?

The reporting person is identified as a director of Rockwell Automation, with the form signed by Danielle White, attorney-in-fact for William P. Gipson.

How many Rockwell Automation derivative securities does the director own after this transaction?

After the reported transaction, the director beneficially owned 5,503 derivative securities related to Rockwell Automation, held as direct ownership.

What do the Rockwell Automation restricted stock units in this filing represent?

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, with the share equivalents payable in cash.

Under which plan were the Rockwell Automation (ROK) restricted stock units granted?

The 84 restricted stock units were granted as compensation for director service under the 2020 Long-Term Incentives Plan.

When are the Rockwell Automation restricted stock unit equivalents paid out?

The share equivalents tied to these restricted stock units are payable in cash upon retirement or after termination of employment.