[144] Rockwell Automation, Inc. SEC Filing

Rhea-AI Filing Summary

SEC Form 4 filing overview: On 07/14/2025 Toll Brothers, Inc. (TOL) director Christine Garvey reported the sale of 770 common shares at $119.8156 per share, coded “S” for disposition.

After the transaction, Garvey’s holdings stand at 11,590 shares held indirectly through a trust and 124 shares held indirectly through her spouse; no shares are shown as held directly. The filing, signed on 07/15/2025 by attorney-in-fact Michael J. Grubb, discloses no derivative security activity.

The trade, valued at roughly $92k, is a routine move by a non-executive director and is unlikely to have a material impact on Toll Brothers’ ownership structure or governance.

Insights

Financial Analyst

TL;DR: Minor insider sale; neutral impact.

The Form 4 shows a small disposition—770 shares—by director Christine Garvey at $119.8156. Post-sale ownership remains above 11.7k shares through indirect vehicles. No options or other derivatives were involved, and her board role is unchanged. Given Toll Brothers’ ~112 million shares outstanding, this sale is immaterial (<0.001%) and signals neither significant confidence change nor liquidity stress. Investors generally view such modest director-level trades as routine portfolio adjustments. Overall impact on valuation, governance, or insider-sentiment metrics is neutral.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	2100	735166.00	112716471	07/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/15/2025	Employee Stock Option Exercise	Rockwell Automation, Inc.			2100	07/15/2025	Broker Payment for Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Terry L. Riesterer 1201 SOUTH 2ND STREET MILWAUKEE WI 52304	ROCKWELL AUTOMATION, INC	05/12/2025	2500	760321.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What insider transaction did Toll Brothers (TOL) report?

Director Christine Garvey filed a Form 4 reporting the sale of 770 common shares on 07/14/2025.

At what price were the Toll Brothers shares sold?

The shares were disposed of at $119.8156 per share, as disclosed in the Form 4.

How many Toll Brothers shares does Christine Garvey now own?

After the sale, Garvey holds 11,590 shares indirectly via a trust and 124 shares indirectly through her spouse; she lists no direct holdings.

Were any derivative securities involved in this filing?

No. The Form 4 indicates no transactions in options, warrants, or other derivative instruments.

Does the sale affect Christine Garvey’s position on the Toll Brothers board?

No. The filing lists her continuing role as a director without change.