Rockwell Automation Form 4: Director James Keane disposes 3,000 shares

Rhea-AI Filing Summary

James P. Keane, a director of Rockwell Automation (ROK), reported three open-market sales of the company's common stock on 08/26/2025, disposing of 2,795 shares at $356.05, 100 shares at $356.315, and 105 shares at $356.20. After these transactions the reported beneficial ownership counts listed were 9,397; 9,297; and 9,192 shares respectively, all held directly.

Positive

• Clear and complete disclosure of sale dates, share amounts, prices, and post-transaction beneficial ownership
• Transactions executed in open market (transaction code S) with direct ownership retained

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Director executed modest open-market sales totaling 3,000 shares on a single day; ownership remained direct and clearly disclosed.

The Form 4 shows routine insider dispositions rather than derivative exercises or transfers to affiliates. Sales were executed at prices around $356 per share and reported by an attorney-in-fact, indicating a standard filing process. The disclosure is complete for the transactions shown and provides clear post-sale beneficial ownership figures.

Securities Analyst

TL;DR: Three stock sales by a director totaling 3,000 shares were reported; transaction sizes are small relative to typical institutional stakes.

The report lists three separate sale entries with precise per-share prices and resulting beneficial ownership counts. There are no derivative transactions reported and no indication of Rule 10b5-1 plan usage. From an investor-materiality perspective, these appear routine and informational rather than material company events.

Insider Trade Summary

Net Seller: 3,000 shares ($1,068,192)

Net Sell 3 txns

Insider KEANE JAMES P

Role Director

Sold 3,000 shs ($1.07M)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,795	$356.05	$995K
Sale	Common Stock	100	$356.315	$36K
Sale	Common Stock	105	$356.20	$37K

Holdings After Transaction: Common Stock — 9,397 shares (Direct)

Footnotes (1)

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KEANE JAMES P

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/26/2025		S		2,795	D	$356.05	9,397	D
Common Stock	08/26/2025		S		100	D	$356.315	9,297	D
Common Stock	08/26/2025		S		105	D	$356.2	9,192	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Danielle White, Attorney-in-fact for James P. Keane	08/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions were reported for ROK on 08/26/2025?

Three sales by director James P. Keane: 2,795 shares at $356.05, 100 shares at $356.315, and 105 shares at $356.20.

How many shares did James P. Keane sell in total on 08/26/2025?

3,000 shares in aggregate (2,795 + 100 + 105) as reported on the Form 4.

What was James P. Keane's beneficial ownership after the reported transactions?

Reported post-sale ownership counts are shown as 9,397; 9,297; and 9,192 shares respectively in the Form 4 entries.

Were any derivative securities reported in this Form 4 for ROK?

No derivative securities were reported; Table II contains no entries.

Who signed or filed the Form 4 for James P. Keane?

Danielle White, Attorney-in-fact for James P. Keane signed the filing on 08/26/2025.