Rockwell Automation director sells 3,000 shares

Rockwell Automation director James P. Keane reported selling a total of 3,000 shares of common stock on August 26, 2025, in three open-market transactions priced between $356.0500 and $356.3150 per share.

Rhea-AI Filing Summary

Rockwell Automation director James P. Keane reported selling a total of 3,000 shares of common stock on August 26, 2025, in three open-market transactions priced between $356.0500 and $356.3150 per share. After these sales, he directly holds 9,192 shares.

Insights

Corporate Governance Expert

TL;DR: Director executed modest open-market sales totaling 3,000 shares on a single day; ownership remained direct and clearly disclosed.

The Form 4 shows routine insider dispositions rather than derivative exercises or transfers to affiliates. Sales were executed at prices around $356 per share and reported by an attorney-in-fact, indicating a standard filing process. The disclosure is complete for the transactions shown and provides clear post-sale beneficial ownership figures.

Securities Analyst

TL;DR: Three stock sales by a director totaling 3,000 shares were reported; transaction sizes are small relative to typical institutional stakes.

The report lists three separate sale entries with precise per-share prices and resulting beneficial ownership counts. There are no derivative transactions reported and no indication of Rule 10b5-1 plan usage. From an investor-materiality perspective, these appear routine and informational rather than material company events.

Insider Trade Summary

Net Seller: 3,000 shares

Net Sell 3 txns

Insider KEANE JAMES P

Role Director

Sold 3,000 shs ($1.07M)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,795	$356.05	$995K
Sale	Common Stock	100	$356.315	$36K
Sale	Common Stock	105	$356.20	$37K

Holdings After Transaction: Common Stock — 9,192 shares (Direct)

Key Figures

Total shares sold: 3,000 shares First sale size: 2,795 shares Second sale size: 100 shares +3 more

6 metrics

Total shares sold 3,000 shares Aggregate non-derivative common stock sales on August 26, 2025

First sale size 2,795 shares Common stock sale on August 26, 2025 at $356.0500 per share

Second sale size 100 shares Common stock sale on August 26, 2025 at $356.3150 per share

Third sale size 105 shares Common stock sale on August 26, 2025 at $356.2000 per share

Sale price range $356.0500–$356.3150 per share Prices received across the three reported sales

Post-transaction holdings 9,192 shares Direct common stock ownership after the August 26, 2025 sales

Key Terms

Form 4, non-derivative, open market or private transaction

3 terms

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

non-derivative financial

"transaction_type": "non-derivative""

open market or private transaction financial

"transaction_code_description": "Sale in open market or private transaction""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Rockwell Automation (ROK) director James P. Keane disclose in this Form 4?

James P. Keane disclosed sales of 3,000 Rockwell Automation shares of common stock on August 26, 2025, across three non-derivative transactions. Sale prices ranged from $356.0500 to $356.3150 per share, and he now directly holds 9,192 shares.

How many Rockwell Automation (ROK) shares did James P. Keane sell and on what date?

Keane sold a total of 3,000 shares on August 26, 2025. The Form 4 reports three separate non-derivative sales of 2,795, 100 and 105 shares of Rockwell Automation common stock, all executed on the same date at prices around $356 per share.

What prices were received in James P. Keane’s Rockwell Automation (ROK) share sales?

Keane’s Form 4 shows sale prices of $356.0500, $356.3150 and $356.2000 per share for Rockwell Automation common stock. All three transactions were non-derivative sales in the open market or private transactions on August 26, 2025.

How many Rockwell Automation (ROK) shares does James P. Keane hold after these transactions?

After the reported sales, Keane directly holds 9,192 shares of Rockwell Automation common stock. This post-transaction holding figure is explicitly provided as the canonical balance and reflects his remaining direct ownership position following the 3,000-share sale.

Were James P. Keane’s Rockwell Automation (ROK) transactions derivative-based or common stock sales?

The Form 4 reports three non-derivative transactions in common stock. Each entry is classified as a sale of Rockwell Automation common stock, with no accompanying option exercises or other derivative activity disclosed in this particular insider report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/26/2025 - 06:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KEANE JAMES P

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/26/2025		S		2,795	D	$356.05	9,397	D
Common Stock	08/26/2025		S		100	D	$356.315	9,297	D
Common Stock	08/26/2025		S		105	D	$356.2	9,192	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Danielle White, Attorney-in-fact for James P. Keane	08/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.