Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation insider plans small stock sale under Rule 144. Cyril Perducat filed a notice to sell 162 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on or around 12/08/2025 on the NYSE. The filing lists an aggregate market value of $64,957.00 for these shares and notes that Rockwell Automation had 112,273,567 shares of common stock outstanding. The shares to be sold were acquired on 12/08/2025 via an equity compensation transaction described as a restricted stock lapse.
The notice also reports that over the prior three months, Cyril Perducat sold 139 additional Rockwell Automation shares for gross proceeds of $56,004.00. By signing the form, the seller represents that they are not aware of any material adverse, nonpublic information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider plans small stock sale under Rule 144. A holder filed to sell 351 shares of Rockwell Automation common stock through Charles Schwab on or about 12/08/2025 on the NYSE. The filing notes an aggregate market value of $140,747.00 for this planned sale, compared with 112,273,567 Rockwell Automation shares outstanding.
The 351 shares were acquired on 12/08/2025 through a restricted stock lapse granted as equity compensation from Rockwell Automation, Inc. The filer also reports a recent sale of 371 Rockwell Automation shares on 12/05/2025 for gross proceeds of $149,486.00 over the prior three months, as required by Rule 144 disclosure.
Rockwell Automation, Inc. insider plans small Rule 144 sale. A holder has filed to sell 25 shares of Rockwell Automation common stock through broker Charles Schwab on or about 12/08/2025 on the NYSE, with an indicated aggregate market value of $10,023. The shares were acquired the same day via a restricted stock lapse as equity compensation from Rockwell Automation.
As context, Rockwell Automation reports 112,273,567 common shares outstanding. Over the prior three months, the same seller disposed of 30 additional Rockwell Automation shares for gross proceeds of $12,087. The filer represents that they are not aware of any undisclosed material adverse information about the company’s current or prospective operations.
Rockwell Automation, Inc. insider Rebecca W. House filed a notice of proposed sale of company stock under Rule 144. The filing covers the planned sale of 351 shares of common stock through broker Charles Schwab & Co., Inc., with an aggregate market value of 140,738.00, on the NYSE. These shares were acquired on 12/08/2025 via a restricted stock lapse as part of equity compensation from Rockwell Automation.
The notice also reports that during the past three months, Rebecca W. House sold 371 Rockwell Automation securities on 12/05/2025 for gross proceeds of 149,476.00. The filing states that the person for whose account the securities are to be sold represents that they do not know any material adverse nonpublic information about Rockwell Automation’s current or prospective operations.
Rockwell Automation, Inc. has an affiliated seller filing a notice of proposed sale under Rule 144 for 267 shares of common stock. The shares are to be sold through Charles Schwab & Co., Inc. on or about December 8, 2025, with an indicated aggregate market value of $107,027.00, and are listed on the NYSE. The table notes that 112,273,567 shares of this class of stock are outstanding. The 267 shares to be sold were acquired on December 8, 2025 through the lapse of restrictions on equity compensation from Rockwell Automation. Over the prior three months, the same seller completed a separate sale of 282 shares of Rockwell Automation stock on December 5, 2025 for gross proceeds of $113,607.00.
Rockwell Automation insider plans small stock sale under Rule 144. A holder related to Rockwell Automation intends to sell 359 common shares through broker Charles Schwab on the NYSE, with an aggregate market value of $143,967.00. Rockwell Automation had 112,273,567 common shares outstanding when this notice was prepared, so the planned sale represents a very small portion of the company’s stock.
The shares to be sold were acquired on 12/08/2025 through an equity compensation award when restricted stock vested, and were fully paid via equity compensation rather than cash. Over the prior three months, the same seller completed another sale of 295 shares of Rockwell Automation for gross proceeds of $118,860.00. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about Rockwell Automation’s operations.
Rockwell Automation, Inc. filed a Form 144 notice for a small insider sale of common stock. The filing covers a proposed sale of 231 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of 92,637.00. The filing notes that 112,273,567 shares of Rockwell Automation common stock were outstanding. These shares were acquired on 12/08/2025 via a restricted stock lapse as equity compensation from Rockwell Automation, Inc., with payment also dated 12/08/2025.
The person for whose account the securities are to be sold previously sold 184 Rockwell Automation shares on 12/05/2025 for gross proceeds of 74,127.00. By signing the notice, the seller represents that they do not know of any material adverse nonpublic information about Rockwell Automation’s current or prospective operations.
Rockwell Automation, Inc. reported a planned sale of common stock by a shareholder under Rule 144. The notice covers the proposed sale of 294 common shares through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $117,896.00. The issuer’s common shares outstanding were 112,273,567 at the time referenced.
The 294 shares to be sold were acquired on 12/08/2025 via a restricted stock lapse from Rockwell Automation, treated as equity compensation. Over the prior three months, the same seller completed additional Rockwell Automation stock sales totaling 4,356 shares in three transactions, with gross proceeds of $300,030.00, $468,189.00, and $956,169.00. The notice includes a representation that the seller is not aware of undisclosed material adverse information about the company’s operations.
Blake D. Moret filed a notice of proposed sale under Rule 144 covering 1,667 shares of Rockwell Automation common stock, with an aggregate market value of $668,465.00. The shares were acquired on 12/08/2025 through a restricted stock lapse from Rockwell Automation, Inc. as equity compensation, and are to be sold through Charles Schwab & Co., Inc. on the NYSE.
The notice also lists prior sales of Rockwell Automation securities by the same seller during the past three months: 24,400 shares on 09/11/2025 for gross proceeds of $8,543,197.00, 61,700 shares on 11/06/2025 for $24,159,343.00, and 1,762 shares on 12/05/2025 for $709,914.00. By signing the notice, the seller represents that they do not know of any material adverse, nonpublic information about the issuer.
Rockwell Automation, Inc. senior vice president of Software and Control reported multiple equity transactions in company stock. On 12/04/2025 and 12/05/2025, the executive exercised employee stock options at exercise prices of $279.5 and $297.1 per share, and vested restricted stock units with a conversion price of $0, receiving Rockwell Automation common shares.
The filing also reports a series of open‑market sales of common stock on those dates at weighted average prices ranging from about $400.10 to $404.68, including sales made under a Rule 10b5-1 trading plan entered into on May 30, 2025, and sales to cover taxes due on restricted stock units that vested on 12/04/2025. Following these transactions, the executive directly owns 1,964 shares of common stock, plus additional indirect holdings through the company’s savings and nonqualified savings plans.