Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rockwell Automation (ROK) officer Rebecca W. House reported an acquisition of 2,466 performance shares on October 1, 2025 (transaction code A) at a reported price of $0. Each performance share represents a contingent right to receive one share of common stock or the cash equivalent.
The award stems from a grant made on December 9, 2022, with payout determined by total shareowner return versus the S&P 500 over three years. The resulting 2,466 performance shares are scheduled to vest on December 9, 2025, provided continued employment. Following the transaction, 2,466 derivative securities were beneficially owned directly.
Rockwell Automation (ROK) reported an executive equity event on a Form 4. President and CEO Blake D. Moret acquired 8,218 performance shares on 10/01/2025, recorded as a derivative security at $0 and held directly.
These shares stem from a 12/09/2022 grant with a payout ranging from 0% to 200% of target based on total shareowner return versus the S&P 500 over a three-year period. The performance shares vest on 12/09/2025, contingent on continued employment, and each represents the right to receive one share of common stock or the cash equivalent.
Rockwell Automation filed a Form 8-K to disclose newly executed Change of Control Agreements dated September 30, 2025. The filing names a specific agreement with CEO Blake D. Moret and a form agreement for other senior officers including Christian E. Rothe, Scott A. Genereux, Tessa M. Myers, and Rebecca W. House. The document is signed on behalf of the company by Rebecca W. House in her role as Senior Vice President, Chief People and Legal Officer and Secretary. The filing also includes a cover page interactive data file formatted in inline XBRL.
Isaac Woods, Vice President and Treasurer of Rockwell Automation (ROK), reported a sale of 250 shares of Rockwell common stock on 09/11/2025 at a price of $350 per share. After the sale he directly beneficially owned 1,662 shares, and indirectly held 462.7408 shares through the Company Savings Plan as of information furnished by the plan administrator on 09/03/2025. The sale was made pursuant to a Rule 10b5-1 trading plan entered on 05/30/2025. The Form 4 was executed by an attorney-in-fact on 09/12/2025.
Blake D. Moret, President and CEO and a director of Rockwell Automation (ROK), reported transactions dated 09/11/2025. He exercised 24,400 employee stock options with an exercise price of $115.89 and acquired 24,400 common shares. The same day 24,400 shares were sold under a Rule 10b5-1 trading plan entered 05/30/2025 at a weighted average price of $350.131 per share. Following the reported transactions his total beneficial ownership is reported as 108,273 shares in one line and 83,873 shares in the sale line; additional holdings include Company stock fund units noted from the Savings Plan as reported by the Plan Administrator.
Rockwell Automation, Inc. (ROK) Form 144 summary — This notice reports a proposed sale of 250 common shares through Charles Schwab & Co., Inc. with an aggregate market value of $87,500, and lists total shares outstanding as 112,434,397. The securities were acquired in late 2023 through restricted stock lapses as equity compensation (42 shares on 10/01/2023, 58 shares on 12/07/2023, and 150 shares on 12/09/2023). The filing also discloses two recent sales by the same person in the past three months: 365 shares sold on 08/29/2025 for $127,181 and 103 shares sold on 09/08/2025 for $35,552. The proposed sale is scheduled approximately 09/11/2025 on the NYSE. The filer certifies no undisclosed material adverse information.
Form 144 filed for Rockwell Automation, Inc. (ROK) shows a proposed sale of 24,400 shares of common stock through Charles Schwab & Co., Inc. on the NYSE. The filing lists an aggregate market value of $8,543,197.00 and reports 112,434,397 shares outstanding for the issuer. The securities were acquired and are to be sold on 09/11/2025 as the result of an employee stock option exercise, with payment described as a broker payment for a cashless exercise. The filer certifies they are not aware of undisclosed material adverse information and has no reported sales in the prior three months.
Isaac Woods, Vice President and Treasurer of Rockwell Automation (ROK), reported changes in his beneficial ownership on Form 4. 324 restricted stock units vested on 09/05/2025 and converted into 324 shares of common stock; those shares have a $0 conversion price and are accounted as 650 restricted stock units originally granted with a vesting schedule over three equal annual installments beginning on the date exercisable.
Following vesting, Woods sold shares under a Rule 10b5-1 plan: on 09/08/2025 he sold 102 shares at $345.16 and 1 share at $345.185 to cover taxes, reducing his direct holdings to 1,912 shares. Additionally, he holds 460.9468 shares indirectly through the Company Savings Plan per the plan administrator as of 06/30/2025.
Form 144 notice filed for Rockwell Automation, Inc. (ROK) reporting a proposed sale of 103 shares of common stock through Charles Schwab with an aggregate market value of $35,552.00, scheduled for 09/08/2025. The shares were acquired on 09/08/2025 by restricted stock lapse from Rockwell Automation, Inc. and are identified as equity compensation. The filing records that 112,434,397 shares are outstanding. The filer discloses two prior sales in the past three months by Isaac Woods (297 shares on 06/09/2025 for $96,913 and 365 shares on 08/29/2025 for $127,181) and affirms no nonpublic material information is known when signing the notice.
Insider transactions by Cyril Perducat at Rockwell Automation (ROK) show a grant of 581 restricted stock units on 04/09/2025 that convert to common stock and vest in three equal annual installments beginning on the date exercisable. Those 581 RSUs are reported as acquired at $0, increasing his beneficial ownership to 5,222 shares. On 08/29/2025 Perducat sold 1,335 shares at a weighted-average price of $348.0155 and an additional 100 shares at $348.99 under a Rule 10b5-1 plan entered 05/30/2025, reducing his reported beneficial ownership to 3,787 shares. The filer notes availability of share-by-share sale prices upon request.
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