Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation, Inc. reported a planned sale of common stock by a shareholder under Rule 144. The notice covers the proposed sale of 294 common shares through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $117,896.00. The issuer’s common shares outstanding were 112,273,567 at the time referenced.
The 294 shares to be sold were acquired on 12/08/2025 via a restricted stock lapse from Rockwell Automation, treated as equity compensation. Over the prior three months, the same seller completed additional Rockwell Automation stock sales totaling 4,356 shares in three transactions, with gross proceeds of $300,030.00, $468,189.00, and $956,169.00. The notice includes a representation that the seller is not aware of undisclosed material adverse information about the company’s operations.
Blake D. Moret filed a notice of proposed sale under Rule 144 covering 1,667 shares of Rockwell Automation common stock, with an aggregate market value of $668,465.00. The shares were acquired on 12/08/2025 through a restricted stock lapse from Rockwell Automation, Inc. as equity compensation, and are to be sold through Charles Schwab & Co., Inc. on the NYSE.
The notice also lists prior sales of Rockwell Automation securities by the same seller during the past three months: 24,400 shares on 09/11/2025 for gross proceeds of $8,543,197.00, 61,700 shares on 11/06/2025 for $24,159,343.00, and 1,762 shares on 12/05/2025 for $709,914.00. By signing the notice, the seller represents that they do not know of any material adverse, nonpublic information about the issuer.
Rockwell Automation, Inc. senior vice president of Software and Control reported multiple equity transactions in company stock. On 12/04/2025 and 12/05/2025, the executive exercised employee stock options at exercise prices of $279.5 and $297.1 per share, and vested restricted stock units with a conversion price of $0, receiving Rockwell Automation common shares.
The filing also reports a series of open‑market sales of common stock on those dates at weighted average prices ranging from about $400.10 to $404.68, including sales made under a Rule 10b5-1 trading plan entered into on May 30, 2025, and sales to cover taxes due on restricted stock units that vested on 12/04/2025. Following these transactions, the executive directly owns 1,964 shares of common stock, plus additional indirect holdings through the company’s savings and nonqualified savings plans.
Rockwell Automation SVP reports equity transactions and holdings. Robert L. Buttermore, Senior Vice President and Chief Supply Chain Officer of Rockwell Automation (ROK), reported the vesting and exercise of restricted stock units and a small share sale. On 12/04/2025 and 12/05/2025, he acquired 573 and 538 shares of common stock, respectively, at an exercise price of $0 as restricted stock units vested. On 12/05/2025, he sold 184 shares of common stock at a weighted average price of $402.8619 per share under a Rule 10b5-1 trading plan entered on 11/27/2024 to cover taxes due on the vesting. After these transactions, he directly held 2,891 shares of common stock, 277.2183 shares indirectly through a company savings plan, 1,078 restricted stock units, and 63.06 common stock share equivalents in a nonqualified savings plan.
Rockwell Automation senior executive Matthew W. Fordenwalt, SVP Lifecycle Services, reported equity transactions in company stock. On December 4 and 5, 2025, he acquired 787 and 841 shares of Rockwell Automation common stock at $0 per share through the vesting and settlement of restricted stock units. On December 5, he then sold 295 shares at a weighted average price of about $402.89 per share under a pre‑arranged Rule 10b5‑1 trading plan to cover taxes due on the vesting.
After these transactions, he directly owned 4,529 shares of common stock and also held additional interests through the company savings plans and restricted stock units, which each represent the right to receive one share of Rockwell Automation common stock as they vest.
Rockwell Automation (ROK) senior vice president and chief revenue officer Scott Genereux reported equity transactions in company stock. On December 4 and 5, 2025, previously granted restricted stock units were converted into 787 and 740 shares of common stock at an exercise price of $0, increasing his directly held shares.
On December 5, he then sold 194 and 88 shares of Rockwell Automation common stock at weighted average prices of $402.6684 and $403.2875, respectively, under a pre-established Rule 10b5-1 trading plan entered into on November 26, 2024 to cover taxes due on vesting. Following these transactions, he directly beneficially owned 3,150 shares of common stock and held additional restricted stock units representing the right to receive common shares in the future.
Rockwell Automation senior executive reports stock transactions and equity awards. SVP, Intelligent Devices Tessa M. Myers exercised restricted stock units into 787 shares of Rockwell Automation common stock on 12/04/2025 and 740 shares on 12/05/2025, both at an exercise price of $0 per share. On 12/05/2025, she sold 336 shares at a weighted average price of $402.8869 and 35 shares at $403.325, pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2024 to cover taxes due on vested restricted stock units. Following these transactions, she directly beneficially owned 5,219 shares of common stock and held 8.464 shares represented by company stock fund units in the company savings plan, as well as 27.08 common stock share equivalents in a nonqualified savings plan.
Rockwell Automation (ROK) disclosed insider stock activity by its SVP and Chief Technology Officer. On December 4 and 5, 2025, the officer exercised restricted stock units, receiving 465 and 538 shares of common stock at an exercise price of $0. On December 5, 139 shares of common stock were sold at a weighted average price of $402.9079 per share under a prearranged Rule 10b5-1 trading plan to cover taxes on vested awards. After these transactions, the officer beneficially owned 4,651 shares of Rockwell Automation common stock directly, along with 466 and 1,078 restricted stock units in separate grants that each convert into one share upon vesting.
Rockwell Automation, Inc. President and CEO Blake D. Moret reported equity transactions involving company stock. On 12/04/2025 and 12/05/2025, a family trust associated with him acquired 3,936 and 3,702 shares of common stock at an exercise price of $0 through the vesting and settlement of restricted stock units. On 12/05/2025, the trust sold 1,660 shares at a weighted average price of $402.873 and 102 shares at a weighted average price of $403.3822 under a Rule 10b5-1 trading plan to cover taxes on vested awards. Following these transactions, the filing reports 89,749 shares of common stock held indirectly through the family trust, plus additional stock fund units held in a company savings plan and nonqualified savings plan that track the value of Rockwell Automation stock.
Rockwell Automation executive John M. Miller reported equity transactions in company stock. As VP and Chief IP Counsel, he exercised restricted stock units into 65 shares of common stock on 12/04/2025 and 54 shares on 12/05/2025, both at an exercise price of $0, reflecting stock-based compensation vesting.
On 12/05/2025, he sold 27 shares at a weighted average price of $402.8326 and 3 shares at $403.43 under a pre-arranged Rule 10b5‑1 trading plan to cover taxes on vested units. After these transactions, he beneficially owned 5,891.8061 shares directly and 475.6753 shares indirectly through a company savings plan, plus 108.0236 common stock share equivalents in a nonqualified savings plan.