Rockwell Automation Insider Sale: 250 Shares Sold Under 10b5-1 Plan

Rhea-AI Filing Summary

Isaac Woods, Vice President and Treasurer of Rockwell Automation (ROK), reported a sale of 250 shares of Rockwell common stock on 09/11/2025 at a price of $350 per share. After the sale he directly beneficially owned 1,662 shares, and indirectly held 462.7408 shares through the Company Savings Plan as of information furnished by the plan administrator on 09/03/2025. The sale was made pursuant to a Rule 10b5-1 trading plan entered on 05/30/2025. The Form 4 was executed by an attorney-in-fact on 09/12/2025.

Positive

• Transaction disclosed under a Rule 10b5-1 plan, indicating pre-scheduled trading
• Timely, detailed Form 4 filing including direct and indirect holdings and plan date

Negative

• Reduction in direct holdings by 250 shares following the sale

Insights

Financial Analyst

TL;DR Insider sold a small block under a pre-set 10b5-1 plan; routine disclosure, limited market impact.

The sale of 250 shares at $350 under a Rule 10b5-1 plan indicates a pre-scheduled disposition rather than opportunistic trading. Post-transaction direct beneficial ownership is 1,662 shares with an additional 462.7408 shares held indirectly via the Savings Plan. Given the modest size disclosed, this filing is informational and unlikely to materially affect Rockwell Automation's capitalization or signal a change in executive view.

Corporate Governance Expert

TL;DR Filing shows compliance with insider-trading controls and timely SEC disclosure under Section 16.

The report documents that the officer used a Rule 10b5-1 trading plan (established 05/30/2025) and that the Form 4 was signed via attorney-in-fact, reflecting procedural compliance. The disclosure of Savings Plan units as of 09/03/2025 provides transparency on indirect holdings. This is a standard governance disclosure with no disclosed departures, option exercises, or derivative activity.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Woods Isaac

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President and Treasurer

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2025		S(1)		250	D	$350	1,662	D
Common Stock								462.7408(2)	I	By Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025.

2. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/3/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Remarks:

	Danielle White, Attorney-in-fact for Isaac Woods	09/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What shares did Isaac Woods sell according to the Form 4 (ROK)?

He sold 250 shares of Rockwell Automation common stock on 09/11/2025 at $350 per share.

Was the sale made under a trading plan or as an open-market trade?

The sale was made pursuant to a Rule 10b5-1 trading plan entered on 05/30/2025.

How many Rockwell shares does Isaac Woods beneficially own after the transaction?

He directly beneficially owned 1,662 shares after the sale and indirectly held 462.7408 shares via the Company Savings Plan.

What date is used for the Savings Plan holdings reported on the Form 4?

Savings Plan units were reported based on information from the Plan Administrator as of 09/03/2025.

Who signed the Form 4 filing for Isaac Woods?

The Form 4 was executed by Danielle White, Attorney-in-fact for Isaac Woods on 09/12/2025.