Rockwell Automation (ROK) SVP logs RSU conversion and 204-share sale

Rhea-AI Filing Summary

Rockwell Automation SVP Robert L. Buttermore reported transactions in company stock linked to restricted stock units (RSUs). On 02/13/2026 he exercised 568 RSUs at $0, receiving 568 shares of common stock and bringing his directly held stake to 3,482 shares. On 02/17/2026 he sold 204 shares of common stock in an open-market transaction at a weighted average price of $380.1395 per share under a pre-arranged Rule 10b5-1 trading plan to cover taxes on the vested RSUs, leaving 3,278 shares held directly. He also has 277.9801 shares of common stock held indirectly through the Company Savings Plan based on information as of 12/31/2025.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Buttermore Robert L.

(Last) (First) (Middle)

1201 S 2ND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP,Chief Supply Chain Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/13/2026		M		568	A	$0	3,482	D
Common Stock	02/17/2026		S(1)		204	D	$380.1395(2)	3,278	D
Common Stock								277.9801(3)	I	By Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(4)	02/13/2026		M			568	02/13/2024(5)	02/13/2026	Common Stock	568	$0	0	D

Explanation of Responses:

1. Sale of shares pursuant to Rule 10b5-1 plan entered on 11/27/2024 to cover taxes due on restricted stock units that vested on 2/13/2026.

2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $379.8600 to $380.4850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

3. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

4. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

5. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Remarks:

	Danielle White, Attorney-in-fact for Robert L. Buttermore	02/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Rockwell Automation (ROK) SVP Robert Buttermore report?

Robert L. Buttermore reported an RSU vesting and a share sale. He exercised 568 restricted stock units into common shares, then sold 204 shares in an open-market transaction, as disclosed in the Form 4 insider trading report.

How many Rockwell Automation (ROK) shares did the SVP sell and at what price?

The SVP sold 204 Rockwell Automation common shares. The sale occurred on 02/17/2026 at a weighted average price of $380.1395 per share, with individual trades ranging from $379.8600 to $380.4850.

Why did Rockwell Automation SVP Robert Buttermore sell shares according to the Form 4?

The share sale was made under a Rule 10b5-1 plan. The filing states the 204 shares were sold pursuant to a plan entered on 11/27/2024 to cover taxes due on restricted stock units that vested on 02/13/2026.

How many Rockwell Automation (ROK) shares does the SVP hold after these transactions?

After the reported transactions he directly holds 3,278 shares. The Form 4 also shows 277.9801 additional shares held indirectly through the Company Savings Plan, based on plan administrator information as of 12/31/2025.

What restricted stock unit activity did the Rockwell Automation SVP report?

He reported the exercise of 568 restricted stock units. Each unit represented a right to receive one Rockwell Automation common share, vesting in three substantially equal annual installments beginning on 02/13/2024, with 568 units converting to shares on 02/13/2026.