ROK Form 144: 24,400 Shares Proposed Sale ($8.54M) via Schwab

Form 144 filed for Rockwell Automation, Inc. (ROK) shows a proposed sale of 24,400 shares of common stock through Charles Schwab & Co., Inc. on the NYSE.

Rhea-AI Filing Summary

Form 144 filed for Rockwell Automation, Inc. (ROK) shows a proposed sale of 24,400 shares of common stock through Charles Schwab & Co., Inc. on the NYSE. The filing lists an aggregate market value of $8,543,197.00 and reports 112,434,397 shares outstanding for the issuer. The securities were acquired and are to be sold on 09/11/2025 as the result of an employee stock option exercise, with payment described as a broker payment for a cashless exercise. The filer certifies they are not aware of undisclosed material adverse information and has no reported sales in the prior three months.

Positive

• Compliance disclosure: Form 144 filed with acquisition date, broker, and nature of transaction clearly stated
• Transaction transparency: Broker name and exchange (Charles Schwab & Co.; NYSE) and aggregate market value provided

Negative

• None.

Insights

Securities Analyst

TL;DR: Small insider sale filed under Rule 144: 24,400 shares worth $8.54M, from an employee option exercise; appears routine.

The filing discloses a single proposed sale executed via Charles Schwab on 09/11/2025 following an employee stock option exercise and a cashless exercise settlement. The size of the holding relative to the issuer's reported outstanding shares (112,434,397) is small in absolute percentage terms. No prior sales by the filer in the past three months are reported. The document is procedural and provides the required compliance representation under Rule 144.

Corporate Governance Expert

TL;DR: Disclosure is complete for a Rule 144 notice; includes acquisition method and broker details, indicating compliance.

The form identifies the nature of acquisition (employee stock option exercise), the timing (09/11/2025 for acquisition and intended sale), broker details (Charles Schwab & Co., Inc.), and the filer's certification about material information. These elements satisfy typical governance and disclosure expectations for an insider sale notice. No indications of unusual trading patterns or aggregated related-party sales are included in this filing.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed for Rockwell Automation (ROK) disclose?

It discloses a proposed sale of 24,400 common shares acquired and to be sold on 09/11/2025 following an employee stock option exercise, through Charles Schwab on the NYSE, with an aggregate market value of $8,543,197.00.

Who is the broker handling the ROK securities sale reported on Form 144?

The broker listed is Charles Schwab & Co., Inc. with an address of 3000 Schwab Way Westlake TX 76262.

Does the filing report any sales by the filer in the past three months?

The filing states Nothing to Report for securities sold during the past three months by the person for whose account the securities are to be sold.

How were the shares acquired according to the Form 144?

The shares were acquired on 09/11/2025 via an employee stock option exercise, with the payment noted as a broker payment for cashless exercise.

What certification does the filer make in this Form 144?

By signing, the filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed and references Rule 10b5-1 if a trading plan applies.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/11/2025 - 04:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001515154
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROCKWELL AUTOMATION, INC
SEC File Number	001-12383
Address of Issuer	1201 SOUTH 2ND STREET MILWAUKEE WISCONSIN 53204
Phone	414-382-2000
Name of Person for Whose Account the Securities are To Be Sold	Moret Blake D.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	24400	8543197.00	112434397	09/11/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/11/2025	Employee Stock Option Exercise	Rockwell Automation, Inc.			24400	09/11/2025	Broker Payment for Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The shares covered by this form 144 are being sold pursuant to a 10b51 trading plan dated 05 30 2025 which plan is intended to comply with Rule 10b51 and the representation regarding sellers lack of knowledge of material non public information as of the date of the trading plan.
Date of Notice	09/11/2025
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/30/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Blake D. Moret
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)