Rockwell (ROK) Form 4: Executive RSU grant and 10b5-1 sales detailed
Rhea-AI Filing Summary
Insider transactions by Cyril Perducat at Rockwell Automation (ROK) show a grant of 581 restricted stock units on 04/09/2025 that convert to common stock and vest in three equal annual installments beginning on the date exercisable. Those 581 RSUs are reported as acquired at $0, increasing his beneficial ownership to 5,222 shares. On 08/29/2025 Perducat sold 1,335 shares at a weighted-average price of $348.0155 and an additional 100 shares at $348.99 under a Rule 10b5-1 plan entered 05/30/2025, reducing his reported beneficial ownership to 3,787 shares. The filer notes availability of share-by-share sale prices upon request.
Positive
- 581 restricted stock units granted with clear vesting in three substantially equal annual installments
- Sales executed under a Rule 10b5-1 plan, providing an affirmative defense and indicating pre-planned disposition
- Disclosure offers additional per-share sale price details on request, showing transparency
Negative
- Reported beneficial ownership decreased from 5,222 to 3,787 shares following the transactions
- 1,435 shares sold on 08/29/2025, representing a reduction in the insider's stake
Insights
TL;DR: Routine executive equity grant and planned sales under a 10b5-1 plan; disclosure aligns with governance norms.
The filing documents a typical restricted stock unit grant and subsequent planned sales executed under a Rule 10b5-1 plan, which provides an affirmative defense against insider trading claims when properly adopted. Vesting occurs in three substantially equal annual installments, which is a common retention structure. The reporting includes weighted-average sale price disclosure and an undertaking to provide per-price detail on request, demonstrating transparency. The transactions materially reduce reported beneficial ownership but are consistent with disclosed plan activity rather than ad hoc sales.
TL;DR: Small-scale insider selling after an RSU grant; not likely material to company valuation.
The reporting person received 581 RSUs exercisable beginning 04/09/2025 and sold 1,435 shares on 08/29/2025 in two tranches at prices around $347.56–$348.99. Beneficial ownership fell from 5,222 to 3,787 shares. The sales occurred under a pre-established 10b5-1 plan entered 05/30/2025, suggesting scheduled disposition rather than information-driven trading. Based solely on the disclosed quantities, the transactions appear minor relative to a large-cap issuer and present limited immediate market impact.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 1,335 | $348.0155 | $465K |
| Sale | Common Stock | 100 | $348.99 | $35K |
| Exercise | Restricted Stock Units | 581 | $0.00 | -- |
| Exercise | Common Stock | 581 | $0.00 | -- |
Footnotes (1)
- Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $347.56 to $348.44. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
