Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation insider Matthew W. Fordenwalt has filed a Form 144 notice to sell 216 shares of the company’s common stock through Charles Schwab on the NYSE, with an aggregate market value of $86,825.00. These shares were acquired on 12/10/2025 via a restricted stock lapse as equity compensation. The filing notes that 112,273,567 shares of this class were outstanding. Over the past three months, Fordenwalt previously sold 295 shares for gross proceeds of $118,860.00 on 12/05/2025 and 359 shares for $143,967.00 on 12/08/2025.
A holder has filed a notice to sell 229 common shares of Rockwell Automation, Inc., to be executed through Charles Schwab & Co., Inc. on or around 12/10/2025 on the NYSE. The filing lists an aggregate market value of 92039.00 for these shares, compared with 112273567 common shares outstanding. The shares were acquired on 12/10/2025 through a restricted stock lapse as part of equity compensation.
Over the prior three months, Robert L. Buttermore reported additional sales of Rockwell Automation securities, including 184 shares on 12/05/2025 for gross proceeds of 74127.00 and 231 shares on 12/08/2025 for gross proceeds of 92637.00. The signer represents that they are not aware of undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider plans additional stock sale under Rule 144. A holder of Rockwell Automation, Inc. common stock has filed a notice to sell 476 shares through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $191,361.00. The shares relate to restricted stock that lapsed and converted into common stock on 12/10/2025 as part of equity compensation from Rockwell Automation.
Rockwell Automation had 112,273,567 shares of common stock outstanding, providing context for the size of this planned sale. The same individual reported several prior sales of Rockwell Automation securities over the past three months, each listed with specific dates, amounts of shares sold, and gross proceeds.
Rockwell Automation insider plans additional share sale under Rule 144. A notice reports a proposed sale of 5,564 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $2,236,851.00. The filing notes 112,273,567 shares of Rockwell Automation common stock outstanding.
The seller, identified as Blake D. Moret, acquired the 5,564 shares on 12/10/2025 through a restricted stock lapse classified as equity compensation. Over the prior three months, the same seller completed multiple sales of Rockwell Automation securities, including 24,400 shares for gross proceeds of $8,543,197.00 on 09/11/2025, 61,700 shares for $24,159,343.00 on 11/06/2025, 1,762 shares for $709,914.00 on 12/05/2025, and 1,667 shares for $668,465.00 on 12/08/2025.
Rockwell Automation, Inc. insider plans additional share sale under Rule 144. A holder has filed notice to sell 1,289 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc. on or around 12/09/2025 on the NYSE, with an aggregate market value of about $519,218. The filing notes that 112,273,567 shares of Rockwell Automation common stock were outstanding.
The seller acquired these 1,289 shares on 12/09/2025 via an employee stock option exercise, using a broker payment for a cashless exercise. Over the prior three months, the same holder reported several sales of Rockwell Automation securities, including 822 shares on 10/29/2025 for gross proceeds of $300,030, 1,164 shares on 12/04/2025 for $468,189, 2,370 shares on 12/05/2025 for $956,169, and 294 shares on 12/08/2025 for $117,896.
Rockwell Automation insider plans additional small stock sale
A holder of Rockwell Automation common stock filed a notice to sell 61 shares through Charles Schwab on the NYSE, with an aggregate market value of $24,460.00. The filing notes that there were 112,273,567 Rockwell Automation shares outstanding at the time of the notice. The 61 shares come from restricted stock that vested on 12/08/2025 as part of equity compensation from Rockwell Automation.
Over the prior three months, the same seller, Isaac Woods, reported three Rockwell Automation stock sales of 103, 250, and 68 shares, with gross proceeds of $35,552.00, $87,500.00, and $27,396.00, respectively. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about Rockwell Automation’s operations.
Rockwell Automation insider plans a small Rule 144 stock sale. The notice covers a proposed sale of 61 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $24,454. These shares were acquired on 12/08/2025 via an equity compensation grant described as a restricted stock lapse. Rockwell Automation had 112,273,567 shares outstanding, providing context for the relatively small size of this transaction.
The filing also reports that Terry L. Riesterer sold 60 Rockwell Automation shares on 12/05/2025 for gross proceeds of $24,173 over the prior three months. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the company.
Rockwell Automation insider plans sale of common stock under Rule 144. A notice has been filed for the proposed sale of 480 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $192,463.00. The issuer reports 112,273,567 shares of this class outstanding.
The 480 shares were acquired on 12/08/2025 via a restricted stock lapse from Rockwell Automation, treated as equity compensation. Over the past three months, the same insider, Christopher Nardecchia, sold 129 Rockwell Automation shares on 12/05/2025 for gross proceeds of $51,981.00. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the company.
Rockwell Automation insider plans small stock sale under Rule 144. Cyril Perducat filed a notice to sell 162 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on or around 12/08/2025 on the NYSE. The filing lists an aggregate market value of $64,957.00 for these shares and notes that Rockwell Automation had 112,273,567 shares of common stock outstanding. The shares to be sold were acquired on 12/08/2025 via an equity compensation transaction described as a restricted stock lapse.
The notice also reports that over the prior three months, Cyril Perducat sold 139 additional Rockwell Automation shares for gross proceeds of $56,004.00. By signing the form, the seller represents that they are not aware of any material adverse, nonpublic information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider plans small stock sale under Rule 144. A holder filed to sell 351 shares of Rockwell Automation common stock through Charles Schwab on or about 12/08/2025 on the NYSE. The filing notes an aggregate market value of $140,747.00 for this planned sale, compared with 112,273,567 Rockwell Automation shares outstanding.
The 351 shares were acquired on 12/08/2025 through a restricted stock lapse granted as equity compensation from Rockwell Automation, Inc. The filer also reports a recent sale of 371 Rockwell Automation shares on 12/05/2025 for gross proceeds of $149,486.00 over the prior three months, as required by Rule 144 disclosure.