Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rockwell Automation (ROK): President and CEO Blake D. Moret reported a pre‑planned transaction under a Rule 10b5‑1 trading plan. On 11/06/2025, he exercised employee stock options for 61,700 shares at an exercise price of $136.4 per share and sold the same number of shares in multiple trades.
Weighted average sale prices disclosed include $390.6211 (range $390.00–$390.79), $391.6984 (range $391.36–$391.87), and a trade at $392.4. Following these transactions, indirect holdings by a Family Trust were 83,873 shares. The filing also notes 165.5327 shares represented by company stock fund units in the Savings Plan as of 9/30/2025.
Rockwell Automation (ROK) received a Form 144 notice for a proposed sale of 61,700 shares of common stock with an aggregate market value of $24,159,343. The filing lists Charles Schwab & Co., Inc. as broker, with an approximate sale date of 11/06/2025 on the NYSE. The shares relate to an employee stock option exercise on 11/06/2025 using a broker payment for cashless exercise.
Shares outstanding were 112,434,397. In the past three months, the filing lists a sale by Blake D. Moret of 24,400 shares on 09/11/2025 for $8,543,197. Form 144 is a notice of a proposed sale by an affiliate or other person under Rule 144 and indicates planned secondary market activity by the seller.
Rockwell Automation, Inc. filed a current report to furnish a press release announcing its financial results for the year ended September 30, 2025. The press release, dated November 6, 2025, is included as Exhibit 99 and incorporated by reference. The filing is made under the Securities Exchange Act of 1934 and relates to the company’s common stock listed on the New York Stock Exchange under the symbol ROK.
Rockwell Automation (ROK): SVP, Software and Control, Matheus De A G Viera Bulho reported an option exercise and sale on 10/29/2025. He exercised 822 employee stock options at $350.76 per share and sold 822 shares at $365 per share pursuant to a Rule 10b5-1 trading plan entered into on 11/25/2024.
Following the transactions, he held 983 shares of common stock directly and 5.6667 shares indirectly through the Company Savings Plan. The reported option grant shows $350.76 exercise price, originally granted 12/07/2022 and expiring 12/07/2031.
Rockwell Automation (ROK) received a Form 144 notice for a proposed sale of 822 common shares, with an aggregate market value of $300,030. The shares are planned to be sold through Charles Schwab & Co., Inc. on or about 10/29/2025 on the NYSE.
The seller acquired the shares on 10/29/2025 via an employee stock option exercise using a broker payment for cashless exercise. Rockwell Automation reported 112,434,397 shares outstanding.
John M. Miller, Vice President and Chief IP Counsel at Rockwell Automation, Inc. (ROK), reported a non-derivative acquisition of 132 performance shares on 10/01/2025. The filing shows these performance shares were originally granted on 12/09/2022 with a payout range of 0–200% tied to the company’s total shareowner return versus the S&P 500 over a three-year performance period. The payout was calculated at the end of that period, producing the reported 132 shares, each representing a contingent right to one common share (or cash equivalent). The performance shares vest on 12/09/2025 provided the reporting person remains employed on that date. The transaction is reported as direct ownership and the Form 4 was signed by Danielle White on 10/03/2025.
Isaac Woods, Vice President and Treasurer of Rockwell Automation, Inc. (ROK), reported the receipt of 329 performance shares on 10/01/2025. The award reflects the payout of a performance-based grant originally awarded on 12/09/2022, which paid out based on the company’s total shareholder return versus the S&P 500 over a three-year performance period. The performance shares vest on 12/09/2025 provided Mr. Woods remains employed, and each performance share converts to one share of common stock (or cash equivalent). The reported transaction shows 329 shares acquired with a reported price of $0, and the shares are held directly by the reporting person following the transaction.
Rockwell Automation (ROK) reporting person Terry L. Riesterer, Vice President and Controller, received 329 performance shares arising from a grant made on 12/09/2022. The reported acquisition date is 10/01/2025 and the award has a $0 per-share price because these are performance-contingent equity awards. Payout was determined at the end of the three-year performance period based on the company’s total shareholder return versus the S&P 500, with the grant allowing a payout range of 0% to 200% of target. The performance shares vest on 12/09/2025 provided the reporting person remains employed on that date. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Matthew W. Fordenwalt, Senior Vice President, Lifecycle Services at Rockwell Automation, Inc. (ROK), reported a Section 16 insider transaction showing he received 329 performance shares. The award traces to a grant made on December 9, 2022 that paid out based on three-year total shareowner return versus the S&P 500, with payout determined at the end of that performance period. The Form 4 lists a transaction date of October 1, 2025 and shows the performance shares convert to 329 shares of common stock at a price of $0, reported as direct ownership. The filing notes the performance shares vest on December 9, 2025 provided Mr. Fordenwalt remains an employee, and the Form 4 was signed on October 3, 2025.
Rockwell Automation (ROK) executive Robert L. Buttermore, SVP and Chief Supply Chain Officer, reported the acquisition of 329 performance shares on October 1, 2025 on a Form 4.
Each performance share represents a contingent right to receive one share of common stock (or the cash equivalent). The award traces to a grant dated December 9, 2022, with payout based on the Company’s total shareowner return versus the S&P 500 over a three-year period. The payout was calculated at the end of that period, resulting in the 329 units reported.
The performance shares are scheduled to vest on December 9, 2025, provided the executive remains employed on that date, subject to limited exceptions. Following the reported transaction, 329 derivative securities were beneficially owned, held directly.