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[Form 4] ROCKWELL AUTOMATION, INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rockwell Automation (ROK) reporting person Terry L. Riesterer, Vice President and Controller, received 329 performance shares arising from a grant made on 12/09/2022. The reported acquisition date is 10/01/2025 and the award has a $0 per-share price because these are performance-contingent equity awards. Payout was determined at the end of the three-year performance period based on the company’s total shareholder return versus the S&P 500, with the grant allowing a payout range of 0% to 200% of target. The performance shares vest on 12/09/2025 provided the reporting person remains employed on that date. The Form 4 was signed by an attorney-in-fact on 10/03/2025.

Rockwell Automation (ROK) la persona reportante Terry L. Riesterer, Vice President e Controllore, ha ricevuto 329 azioni di performance derivanti da una concessione effettuata il 12/09/2022. La data di acquisizione riportata è 10/01/2025 e l'assegnazione ha un prezzo per azione di $0 poiché si tratta di premi azionari legati alla performance. Il pagamento è stato determinato al termine del periodo di performance di tre anni in base al rendimento totale per azionisti della società rispetto al S&P 500, con l'assegnazione che consente una gamma di pagamento dal 0% al 200% del target. Le azioni di performance vestono il 12/09/2025 a condizione che la persona reportante rimanga impiegata in tale data. Il modulo 4 è stato firmato da un procuratore-in-fatto il 10/03/2025.

Rockwell Automation (ROK) la persona reportante Terry L. Riesterer, Vicepresidente y Contralor, recibió 329 acciones de desempeño derivadas de una concesión realizada el 12/09/2022. La fecha de adquisición reportada es 10/01/2025 y el premio tiene un precio por acción de $0 porque se trata de premios de acciones condicionados al rendimiento. El pago se determinó al final del periodo de desempeño de tres años basado en el rendimiento total para los accionistas de la empresa frente al S&P 500, con la concesión que permite un rango de pago del 0% al 200% del objetivo. Las acciones de desempeño vencen el 12/09/2025 siempre que la persona reportante permanezca empleada en esa fecha. El Formulario 4 fue firmado por un apoderado en fecha 10/03/2025.

Rockwell Automation (ROK) 보고자 Terry L. Riesterer, 부사장 겸 총괄관리자는 보상 주식 329주를 12/09/2022에 부여로 받았으며, 보고된 취득일은 10/01/2025이고 이 보상은 주당 가격이 $0인 성과 의존형 주식 보상이다. 지급은 3년의 성과 기간 종료 시점에 회사의 총주주수익률이 S&P 500 대비로 결정되었고, 부여는 목표의 0%~200%의 지급 범위를 허용한다. 성과 주식은 보고자가 그 날짜에 재직 중인 경우 12/09/2025에 vest한다. Form 4는 10/03/2025에 대리인에 의해 서명되었다.

Rockwell Automation (ROK) la personne déclarant Terry L. Riesterer, Vice-président et Contrôleur, a reçu 329 actions de performance résultant d'une attribution effectuée le 12/09/2022. La date d'acquisition déclarée est le 10/01/2025 et l'attribution a un prix par action de $0 car ce sont des actions liées à la performance. Le paiement a été déterminé à l'issue de la période de performance de trois ans sur la base du rendement total des actionnaires de l'entreprise par rapport au S&P 500, l'attribution permettant une plage de paiement de 0% à 200% de l’objectif. Les actions de performance vestent le 12/09/2025 à condition que la personne déclarante reste employée à cette date. Le formulaire 4 a été signé par un mandataire le 10/03/2025.

Rockwell Automation (ROK) berichtende Person Terry L. Riesterer, Vizepräsident und Controller, erhielt 329 Leistungsaktien aus einer am 12/09/2022 gewährten Zuteilung. Das berichtete Erwerbsdatum ist der 10/01/2025 und der Auszahlungsbetrag liegt bei $0 pro Aktie, da es sich um leistungsabhängige Eigenkapitalzuteilungen handelt. Die Auszahlung wurde am Ende des dreijährigen Leistungszeitraums basierend auf der Gesamtrendite der Aktionäre des Unternehmens im Vergleich zum S&P 500 bestimmt, wobei die Zuteilung eine Auszahlungsspanne von 0% bis 200% des Ziels zulässt. Die Leistungsaktien vesten am 12/09/2025, vorausgesetzt, die meldende Person bleibt an diesem Datum beschäftigt. Das Formular 4 wurde von einem Bevollmächtigten am 10/03/2025 unterschrieben.

Rockwell Automation (ROK) الشخص المُبلغ Tobias L. Riesterer، نائب الرئيس والمراقب، تلقّى 329 من أسهم الأداء نتيجة منح تمّت في 12/09/2022. تاريخ الاستحواذ المبلغ عنه هو 10/01/2025، ولأن هذه مكافآت أسهم مرتبطة بالأداء فإن سعر السهم الواحد $0. تم تحديد الدفع بنهاية فترة الأداء التي تمتد ثلاث سنوات بناءً على عائد المساهمين الإجمالي للشركة مقارنة بـ S&P 500، مع السماح بنطاق دفع من 0% إلى 200% من الهدف. تتحقق أسهم الأداء في 12/09/2025 بشرط أن يبقى الشخص المُبلغ عنه موظفاً في ذلك التاريخ. تم توقيع النموذج 4 من قبل وكيل مفوّض في 10/03/2025.

Rockwell Automation (ROK) 报告人 Terry L. Riesterer,副总裁兼总会计,收到来自 12/09/2022329 份业绩股。披露的取得日期为 10/01/2025,该奖励每股价格为 $0,因为这是基于业绩的股权奖励。在三年业绩期结束时根据公司相对于 S&P 500 的总股东回报来确定支付,授予允许的支付范围为 0% 到 200% 的目标。若报告人在该日仍在职,业绩股将于 12/09/2025 归属。Form 4 由代理人于 10/03/2025 签署。

Positive
  • Performance-based equity delivered: 329 performance shares awarded vesting 12/09/2025
  • Compensation tied to TSR vs S&P 500 with a payout range of 0%–200%, aligning pay with long-term shareholder returns
Negative
  • None.

Insights

Insider received 329 vested performance shares tied to a 3-year TSR metric.

The filing shows a non-cash acquisition of 329 performance shares by the company’s Vice President and Controller, with the payout derived from a target grant dated 12/09/2022. The award was settled at the end of the three-year performance period and is subject to continued employment through 12/09/2025.

This is standard executive compensation disclosure: it documents equity delivery under the company’s performance plan and does not itself indicate additional cash outflow or change company guidance. The metric used—total shareholder return versus the S&P 500 over three years—is explicitly disclosed in the filing.

Rockwell Automation (ROK) la persona reportante Terry L. Riesterer, Vice President e Controllore, ha ricevuto 329 azioni di performance derivanti da una concessione effettuata il 12/09/2022. La data di acquisizione riportata è 10/01/2025 e l'assegnazione ha un prezzo per azione di $0 poiché si tratta di premi azionari legati alla performance. Il pagamento è stato determinato al termine del periodo di performance di tre anni in base al rendimento totale per azionisti della società rispetto al S&P 500, con l'assegnazione che consente una gamma di pagamento dal 0% al 200% del target. Le azioni di performance vestono il 12/09/2025 a condizione che la persona reportante rimanga impiegata in tale data. Il modulo 4 è stato firmato da un procuratore-in-fatto il 10/03/2025.

Rockwell Automation (ROK) la persona reportante Terry L. Riesterer, Vicepresidente y Contralor, recibió 329 acciones de desempeño derivadas de una concesión realizada el 12/09/2022. La fecha de adquisición reportada es 10/01/2025 y el premio tiene un precio por acción de $0 porque se trata de premios de acciones condicionados al rendimiento. El pago se determinó al final del periodo de desempeño de tres años basado en el rendimiento total para los accionistas de la empresa frente al S&P 500, con la concesión que permite un rango de pago del 0% al 200% del objetivo. Las acciones de desempeño vencen el 12/09/2025 siempre que la persona reportante permanezca empleada en esa fecha. El Formulario 4 fue firmado por un apoderado en fecha 10/03/2025.

Rockwell Automation (ROK) 보고자 Terry L. Riesterer, 부사장 겸 총괄관리자는 보상 주식 329주를 12/09/2022에 부여로 받았으며, 보고된 취득일은 10/01/2025이고 이 보상은 주당 가격이 $0인 성과 의존형 주식 보상이다. 지급은 3년의 성과 기간 종료 시점에 회사의 총주주수익률이 S&P 500 대비로 결정되었고, 부여는 목표의 0%~200%의 지급 범위를 허용한다. 성과 주식은 보고자가 그 날짜에 재직 중인 경우 12/09/2025에 vest한다. Form 4는 10/03/2025에 대리인에 의해 서명되었다.

Rockwell Automation (ROK) la personne déclarant Terry L. Riesterer, Vice-président et Contrôleur, a reçu 329 actions de performance résultant d'une attribution effectuée le 12/09/2022. La date d'acquisition déclarée est le 10/01/2025 et l'attribution a un prix par action de $0 car ce sont des actions liées à la performance. Le paiement a été déterminé à l'issue de la période de performance de trois ans sur la base du rendement total des actionnaires de l'entreprise par rapport au S&P 500, l'attribution permettant une plage de paiement de 0% à 200% de l’objectif. Les actions de performance vestent le 12/09/2025 à condition que la personne déclarante reste employée à cette date. Le formulaire 4 a été signé par un mandataire le 10/03/2025.

Rockwell Automation (ROK) berichtende Person Terry L. Riesterer, Vizepräsident und Controller, erhielt 329 Leistungsaktien aus einer am 12/09/2022 gewährten Zuteilung. Das berichtete Erwerbsdatum ist der 10/01/2025 und der Auszahlungsbetrag liegt bei $0 pro Aktie, da es sich um leistungsabhängige Eigenkapitalzuteilungen handelt. Die Auszahlung wurde am Ende des dreijährigen Leistungszeitraums basierend auf der Gesamtrendite der Aktionäre des Unternehmens im Vergleich zum S&P 500 bestimmt, wobei die Zuteilung eine Auszahlungsspanne von 0% bis 200% des Ziels zulässt. Die Leistungsaktien vesten am 12/09/2025, vorausgesetzt, die meldende Person bleibt an diesem Datum beschäftigt. Das Formular 4 wurde von einem Bevollmächtigten am 10/03/2025 unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Riesterer Terry L.

(Last) (First) (Middle)
1201 SOUTH SECOND STREET

(Street)
MILWAUKEE WI 53204

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President and Controller
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Shares (1) 10/01/2025 A 329(2) (3) 12/09/2025 Common Stock 329 $0 329 D
Explanation of Responses:
1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
2. On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
3. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Remarks:
Danielle White, Attorney-in-fact for Terry L. Riesterer 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Terry L. Riesterer report on the Form 4 for ROK?

The Form 4 reports that Terry L. Riesterer, Vice President and Controller, acquired 329 performance shares with an acquisition date of 10/01/2025 and a price of $0 per share.

When do the performance shares vest for ROK insider Riesterer?

The performance shares vest on 12/09/2025 provided the reporting person remains employed on that date.

How was the payout for the performance shares determined?

The payout was calculated at the end of a three-year period and is based on Rockwell Automation’s total shareholder return compared to companies in the S&P 500, with a payout range of 0% to 200% of target.

What is the significance of the reported price of $0?

The $0 price reflects that these were performance-contingent awards (not a cash purchase); each performance share represents a contingent right to receive one share or cash equivalent.

Who signed the Form 4 and when?

The Form 4 was signed by Danielle White, attorney-in-fact for Terry L. Riesterer, on 10/03/2025.
Rockwell Automat

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39.20B
112.18M
0.2%
86.68%
1.97%
Specialty Industrial Machinery
Measuring & Controlling Devices, Nec
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United States
MILWAUKEE