[Form 4] ROCKWELL AUTOMATION, INC Insider Trading Activity

Rhea-AI Filing Summary

Rockwell Automation (ROK): President and CEO Blake D. Moret reported a pre‑planned transaction under a Rule 10b5‑1 trading plan. On 11/06/2025, he exercised employee stock options for 61,700 shares at an exercise price of $136.4 per share and sold the same number of shares in multiple trades.

Weighted average sale prices disclosed include $390.6211 (range $390.00–$390.79), $391.6984 (range $391.36–$391.87), and a trade at $392.4. Following these transactions, indirect holdings by a Family Trust were 83,873 shares. The filing also notes 165.5327 shares represented by company stock fund units in the Savings Plan as of 9/30/2025.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moret Blake D.

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
11/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/06/2025		M		61,700	A	$136.4	145,573	I	By Family Trust
Common Stock	11/06/2025		S(1)		7,873	D	$390.6211(2)	137,700	I	By Family Trust
Common Stock	11/06/2025		S(1)		53,780	D	$391.6984(3)	83,920	I	By Family Trust
Common Stock	11/06/2025		S(1)		47	D	$392.4	83,873	I	By Family Trust
Common Stock								165.5327(4)	I	By Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$136.4	11/06/2025		M			61,700	12/06/2017	12/06/2026	Common Stock	61,700	$0	0	D

Explanation of Responses:

1. Shares exercised and sold pursuant to a Rule 10b5-1 trading plan enter into on 5/30/2025.

2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $390.00 to $390.79. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

3. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $391.36 to $391.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price

4. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Remarks:

	Danielle White, Attorney-in-Fact for Blake D. Moret	11/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ROK’s CEO transact on 11/06/2025?

He exercised employee stock options for 61,700 shares at $136.4 and sold 61,700 shares in multiple trades.

Were the ROK CEO’s trades pre‑planned?

Yes. The trades were made pursuant to a Rule 10b5‑1 trading plan entered into on 5/30/2025.

What sale prices were reported for the ROK CEO’s trades?

Weighted averages were $390.6211 (range $390.00–$390.79), $391.6984 (range $391.36–$391.87), and a trade at $392.4.

How many ROK shares does the Family Trust hold after the transactions?

Indirect holdings by the Family Trust were 83,873 shares following the reported sales.

What option grant was exercised by the ROK CEO?

An employee stock option with an exercise price of $136.4 for 61,700 underlying shares, originally expiring on 12/06/2026.

Does the filing mention plan holdings for the ROK CEO?

Yes. It notes 165.5327 shares represented by company stock fund units in the Savings Plan as of 9/30/2025.