STOCK TITAN

[Form 4] ROCKWELL AUTOMATION, INC Insider Trading Activity

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(Low)
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Form Type
4

Rockwell Automation (ROK) executive Robert L. Buttermore, SVP and Chief Supply Chain Officer, reported the acquisition of 329 performance shares on October 1, 2025 on a Form 4.

Each performance share represents a contingent right to receive one share of common stock (or the cash equivalent). The award traces to a grant dated December 9, 2022, with payout based on the Company’s total shareowner return versus the S&P 500 over a three-year period. The payout was calculated at the end of that period, resulting in the 329 units reported.

The performance shares are scheduled to vest on December 9, 2025, provided the executive remains employed on that date, subject to limited exceptions. Following the reported transaction, 329 derivative securities were beneficially owned, held directly.

Rockwell Automation (ROK) executive Robert L. Buttermore, SVP e Chief Supply Chain Officer, ha comunicato l'acquisizione di 329 azioni di performance il 1 ottobre 2025 tramite un Form 4.

Ogni azione di performance rappresenta un diritto contingente a ricevere una azione ordinaria (o l'equivalente in contanti). Il premio deriva da un grant datato 9 dicembre 2022, con il payout basato sul rendimento totale per gli azionisti della società rispetto all'S&P 500 su un periodo di tre anni. Il pagamento è stato calcolato al termine di quel periodo, risultando nelle 329 unità riportate.

Le azioni di performance sono previste per il 9 dicembre 2025, a condizione che l'esecutivo rimanga impiegato in tale data, soggette a eccezioni limitate. A seguito della transazione riportata, 329 strumenti derivati erano detenuti direttamente a beneficio.

Rockwell Automation (ROK) ejecutivo Robert L. Buttermore, SVP y Chief Supply Chain Officer, informó la adquisición de 329 acciones de rendimiento el 1 de octubre de 2025 mediante un Formulario 4.

Cada acción de rendimiento representa un derecho contingente a recibir una acción común (o su equivalente en efectivo). El premio se remonta a una concesión fechada el 9 de diciembre de 2022, con el pago basado en el rendimiento total para los accionistas de la empresa frente al S&P 500 durante un periodo de tres años. El pago se calculó al final de ese periodo, resultando en las 329 unidades reportadas.

Las acciones de rendimiento están programadas para vestirse el 9 de diciembre de 2025, siempre que el ejecutivo permanezca empleado en esa fecha, sujeto a excepciones limitadas. Tras la transacción reportada, 329 valores derivados eran de propiedad beneficiosa, mantenidos directamente.

Rockwell Automation (ROK)의 임원인 Robert L. Buttermore, SVP 겸 Chief Supply Chain Officer가 329개 성과주2025년 10월 1일에 Form 4를 통해 획득했다고 보고했습니다.

각 성과주는 일반주 1주 보유 권리(또는 현금 등가물)을 받기 위한 조건부 권리입니다. 이 수상은 2022년 12월 9일에 시작된 수여에서 비롯되었으며, 보상은 3년 동안 S&P 500에 비해 회사의 총 주주 수익률을 기준으로 결정됩니다. 그 보상은 그 기간 말에 계산되어 보고된 329단위가 도달했습니다.

성과주식은 2025년 12월 9일에 vest될 예정이지만, 그 날짜에 임원이 계속 고용되어 있어야 하며 제한된 예외가 적용됩니다. 보고된 거래 후, 329개의 파생증권이 직접 보유된 상태로 유익하게 소유되고 있었습니다.

Rockwell Automation (ROK) est l'exécutif Robert L. Buttermore, vice-président senior et directeur de la chaîne d'approvisionnement, a annoncé l'acquisition de 329 actions de performance le 1er octobre 2025 via un Formulaire 4.

Chaque action de performance représente un droit conditionnel de recevoir une action ordinaire (ou l'équivalent en espèces). La récompense remonte à une attribution datée du 9 décembre 2022, dont le versement est basé sur le rendement total des actionnaires de la société par rapport au S&P 500 sur une période de trois ans. Le versement a été calculé à la fin de cette période, aboutissant aux 329 unités rapportées.

Les actions de performance devraient être acquises (vest) le 9 décembre 2025, à condition que l'exécutif reste employé à cette date, sous réserve d'exceptions limitées. Suite à la transaction déclarée, 329 titres dérivés étaient détenus bénéficiairement et détenus directement.

Rockwell Automation (ROK) -Führungskraft Robert L. Buttermore, Senior Vice President und Chief Supply Chain Officer, meldete den Erwerb von 329 Performance-Aktien am 1. Oktober 2025 über ein Form 4.

Jede Performance-Aktie repräsentiert ein bedingtes Recht auf Erhalt einer Stammaktie (oder den entsprechenden Barausgleich). Die Vergabe stammt aus einer Zuwendung vom 9. Dezember 2022, wobei die Auszahlung basierend auf der gesamten Aktionärsrendite des Unternehmens gegenüber dem S&P 500 über einen Zeitraum von drei Jahren erfolgt. Die Auszahlung wurde am Ende dieses Zeitraums berechnet und ergab die berichteten 329 Einheiten.

Die Performance-Aktien sollen am 9. Dezember 2025 vesten, vorausgesetzt der Vorstand hat an diesem Datum weiterhin eine Anstellung, mit begrenzten Ausnahmen. Nach der berichteten Transaktion standen 329 derivative Wertpapiere im wirtschaftlichen Eigentum und wurden direkt gehalten.

روكويل أناليتيكشن (ROK) التنفيذية روبرت ل. بترمور، نائب الرئيس الأول وكبير مسؤولي سلسلة الإمدادات، أبلغت عن استحواذ على 329 أسهم أداء في 1 أكتوبر 2025 من خلال نموذج 4.

كل سهم أداء يمثل حقاً مشروطاً في تلقي سهم عادي واحد (أو ما يعادله من النقد). يعود منح الجائزة إلى منحة مؤرخة في 9 ديسمبر 2022، مع دَفْع يعتمد على عائد المساهمين الإجمالي للشركة مقابل S&P 500 على مدى ثلاث سنوات. تم حساب الدفع في نهاية تلك الفترة، مما أدى إلى وجود 329 وحدة كما وردت.

من المقرر أن تكون أسهم الأداء مُكتَّسبة (vest) في 9 ديسمبر 2025، شريطة أن يظل التنفيذي موظفاً في ذلك التاريخ، وتخضع لاستثناءات محدودة. عقب الصفقة المعلنة، كانت هناك 329 أداة مشتقة مملوكة كإفادة مفيدة، ومُحتفظ بها بشكل مباشر.

Rockwell Automation (ROK) 的高管 Robert L. Buttermore,资深副总裁兼首席供应链官,已在 2025年10月1日 通过 Form 4 报告了获得 329份绩效股

每份绩效股代表在收到 一股普通股(或等值现金)的或有权利。该奖励源自日期为 2022年12月9日 的授予,其支付基于公司在三年内相对于标准普尔500指数的股东总回报。该支付在该期限结束时计算,导致报告的 329单位

绩效股计划在 2025年12月9日归属(vest),前提是该高管在该日期仍然受雇,同时受有限例外的约束。披露交易后,329份衍生证券被直接持有,惠及所有者。

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Rockwell Automation (ROK) executive Robert L. Buttermore, SVP e Chief Supply Chain Officer, ha comunicato l'acquisizione di 329 azioni di performance il 1 ottobre 2025 tramite un Form 4.

Ogni azione di performance rappresenta un diritto contingente a ricevere una azione ordinaria (o l'equivalente in contanti). Il premio deriva da un grant datato 9 dicembre 2022, con il payout basato sul rendimento totale per gli azionisti della società rispetto all'S&P 500 su un periodo di tre anni. Il pagamento è stato calcolato al termine di quel periodo, risultando nelle 329 unità riportate.

Le azioni di performance sono previste per il 9 dicembre 2025, a condizione che l'esecutivo rimanga impiegato in tale data, soggette a eccezioni limitate. A seguito della transazione riportata, 329 strumenti derivati erano detenuti direttamente a beneficio.

Rockwell Automation (ROK) ejecutivo Robert L. Buttermore, SVP y Chief Supply Chain Officer, informó la adquisición de 329 acciones de rendimiento el 1 de octubre de 2025 mediante un Formulario 4.

Cada acción de rendimiento representa un derecho contingente a recibir una acción común (o su equivalente en efectivo). El premio se remonta a una concesión fechada el 9 de diciembre de 2022, con el pago basado en el rendimiento total para los accionistas de la empresa frente al S&P 500 durante un periodo de tres años. El pago se calculó al final de ese periodo, resultando en las 329 unidades reportadas.

Las acciones de rendimiento están programadas para vestirse el 9 de diciembre de 2025, siempre que el ejecutivo permanezca empleado en esa fecha, sujeto a excepciones limitadas. Tras la transacción reportada, 329 valores derivados eran de propiedad beneficiosa, mantenidos directamente.

Rockwell Automation (ROK)의 임원인 Robert L. Buttermore, SVP 겸 Chief Supply Chain Officer가 329개 성과주2025년 10월 1일에 Form 4를 통해 획득했다고 보고했습니다.

각 성과주는 일반주 1주 보유 권리(또는 현금 등가물)을 받기 위한 조건부 권리입니다. 이 수상은 2022년 12월 9일에 시작된 수여에서 비롯되었으며, 보상은 3년 동안 S&P 500에 비해 회사의 총 주주 수익률을 기준으로 결정됩니다. 그 보상은 그 기간 말에 계산되어 보고된 329단위가 도달했습니다.

성과주식은 2025년 12월 9일에 vest될 예정이지만, 그 날짜에 임원이 계속 고용되어 있어야 하며 제한된 예외가 적용됩니다. 보고된 거래 후, 329개의 파생증권이 직접 보유된 상태로 유익하게 소유되고 있었습니다.

Rockwell Automation (ROK) est l'exécutif Robert L. Buttermore, vice-président senior et directeur de la chaîne d'approvisionnement, a annoncé l'acquisition de 329 actions de performance le 1er octobre 2025 via un Formulaire 4.

Chaque action de performance représente un droit conditionnel de recevoir une action ordinaire (ou l'équivalent en espèces). La récompense remonte à une attribution datée du 9 décembre 2022, dont le versement est basé sur le rendement total des actionnaires de la société par rapport au S&P 500 sur une période de trois ans. Le versement a été calculé à la fin de cette période, aboutissant aux 329 unités rapportées.

Les actions de performance devraient être acquises (vest) le 9 décembre 2025, à condition que l'exécutif reste employé à cette date, sous réserve d'exceptions limitées. Suite à la transaction déclarée, 329 titres dérivés étaient détenus bénéficiairement et détenus directement.

Rockwell Automation (ROK) -Führungskraft Robert L. Buttermore, Senior Vice President und Chief Supply Chain Officer, meldete den Erwerb von 329 Performance-Aktien am 1. Oktober 2025 über ein Form 4.

Jede Performance-Aktie repräsentiert ein bedingtes Recht auf Erhalt einer Stammaktie (oder den entsprechenden Barausgleich). Die Vergabe stammt aus einer Zuwendung vom 9. Dezember 2022, wobei die Auszahlung basierend auf der gesamten Aktionärsrendite des Unternehmens gegenüber dem S&P 500 über einen Zeitraum von drei Jahren erfolgt. Die Auszahlung wurde am Ende dieses Zeitraums berechnet und ergab die berichteten 329 Einheiten.

Die Performance-Aktien sollen am 9. Dezember 2025 vesten, vorausgesetzt der Vorstand hat an diesem Datum weiterhin eine Anstellung, mit begrenzten Ausnahmen. Nach der berichteten Transaktion standen 329 derivative Wertpapiere im wirtschaftlichen Eigentum und wurden direkt gehalten.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Buttermore Robert L.

(Last) (First) (Middle)
1201 S 2ND STREET

(Street)
MILWAUKEE WI 53204

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP,Chief Supply Chain Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Shares (1) 10/01/2025 A 329(2) (3) 12/09/2025 Common Stock 329 $0 329 D
Explanation of Responses:
1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
2. On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
3. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Remarks:
Danielle White, Attorney-in-fact for Robert L. Buttermore 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Rockwell Automation (ROK) disclose on this Form 4?

An executive reported acquiring 329 performance shares on October 1, 2025.

Who is the reporting person in ROK’s filing?

It is Robert L. Buttermore, SVP and Chief Supply Chain Officer.

What do the 329 performance shares represent?

Each is a contingent right to receive one share of common stock or the cash equivalent.

When do the performance shares vest?

They vest on December 9, 2025, subject to continued employment, with limited exceptions.

What performance period determined the payout?

A three-year period from a grant dated December 9, 2022, based on TSR versus the S&P 500.

How many derivative securities were beneficially owned after the transaction?

329 derivative securities, held directly.
Rockwell Automat

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