ROK Rule 144 notice for proposed sale of 61,700 shares

Rhea-AI Filing Summary

Rockwell Automation (ROK) received a Form 144 notice for a proposed sale of 61,700 shares of common stock with an aggregate market value of $24,159,343. The filing lists Charles Schwab & Co., Inc. as broker, with an approximate sale date of 11/06/2025 on the NYSE. The shares relate to an employee stock option exercise on 11/06/2025 using a broker payment for cashless exercise.

Shares outstanding were 112,434,397. In the past three months, the filing lists a sale by Blake D. Moret of 24,400 shares on 09/11/2025 for $8,543,197. Form 144 is a notice of a proposed sale by an affiliate or other person under Rule 144 and indicates planned secondary market activity by the seller.

Insights

Capital markets analyst

Routine Rule 144 sale notice; neutral impact.

This Form 144 lists a proposed secondary sale of 61,700 shares of ROK common stock with an $24,159,343 aggregate market value. It cites a same‑day employee stock option exercise via a cashless exercise through Charles Schwab & Co., Inc. on the NYSE.

Rule 144 notices typically reflect liquidity by a selling holder rather than new issuance, so effects on the company’s capital structure are limited. The filing also reports past three‑month sales of 24,400 shares for $8,543,197.

Actual market impact depends on execution method and trading conditions. Subsequent disclosures may detail completed sales.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	61700	24159343.00	112434397	11/06/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/06/2025	Employee Stock Option Exercise	Rockwell Automation, Inc.			61700	11/06/2025	Broker Payment for Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Blake D. Moret 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	09/11/2025	24400	8543197.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the ROK Form 144 filing propose to sell?

It notices a proposed sale of 61,700 shares of Rockwell Automation common stock with an aggregate market value of $24,159,343.

When is the approximate sale date in the ROK Form 144?

The filing lists an approximate sale date of 11/06/2025.

Which broker and exchange are listed for the ROK Form 144 sale?

The broker is Charles Schwab & Co., Inc. and the exchange is the NYSE.

How were the ROK shares acquired for this proposed sale?

They were acquired via an employee stock option exercise on 11/06/2025 using a broker payment for cashless exercise.

How many ROK shares were outstanding?

Shares outstanding were 112,434,397.

Were there ROK shares sold in the past three months by the person filing?

The filing lists a sale by Blake D. Moret of 24,400 shares on 09/11/2025 for $8,543,197.