Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rockwell Automation insider plans small Rule 144 sale. A holder of Rockwell Automation common stock has filed a notice to sell 282 shares under SEC Rule 144. The shares were acquired on 12/05/2025 through a restricted stock lapse classified as equity compensation from Rockwell Automation, Inc. The planned sale has an aggregate market value of $113,607.00, based on the figures provided, and will be executed through Charles Schwab & Co., Inc. on the NYSE. Rockwell Automation had 112,273,567 shares of common stock outstanding at the time referenced, so this filing reflects a very small transaction relative to the total share count.
Rockwell Automation insider plans small Rule 144 stock sale. A person related to Rockwell Automation, Inc. filed a notice to sell 295 shares of common stock through Charles Schwab & Co., Inc. on the NYSE. The filing lists an aggregate market value of about $118,860.00 for these shares and notes that there were 112,273,567 shares of the same class outstanding.
The shares to be sold were acquired as equity compensation via a restricted stock lapse on 12/05/2025, with the same date shown for acquisition and payment. The seller represents that they are not aware of any undisclosed material adverse information about Rockwell Automation’s current or future operations.
Rockwell Automation, Inc. has an affiliated seller filing a notice to sell shares of its common stock. The filing covers the proposed sale of 184 shares of common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $74,127.00 as of the filing details. These shares are part of a larger base of 112,273,567 shares outstanding of the same class.
The 184 shares to be sold were acquired on 12/05/2025 through a restricted stock lapse from Rockwell Automation, Inc., and are characterized as equity compensation. The filing lists an approximate sale date of 12/05/2025 and includes standard representations that the seller does not know any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider plans Rule 144 stock sale. A shareholder intends to sell 2,370 shares of Rockwell Automation common stock through Charles Schwab on or about 12/05/2025, with an aggregate market value of $956,169.00. The shares relate to 2,253 shares acquired via an employee stock option exercise and 117 shares from a restricted stock lapse, both dated 12/05/2025.
Rockwell Automation had 112,273,567 shares of common stock outstanding. The same seller previously disposed of 822 shares for $300,030.00 on 10/29/2025 and 1,164 shares for $468,189.00 on 12/04/2025. The notice states that the seller represents they do not know any undisclosed material adverse information about the issuer’s current or prospective operations.
Rockwell Automation insider Blake D. Moret has filed a Form 144 notice to sell up to 1,762 shares of Rockwell Automation common stock. The planned sale is to be executed through Charles Schwab & Co. on the NYSE, with an indicated aggregate market value of $709,914.00. The filing shows 112,273,567 shares of Rockwell Automation common stock outstanding.
The shares to be sold were acquired on 12/05/2025 through a restricted stock lapse as equity compensation from Rockwell Automation, Inc. The notice also reports that during the past three months, Blake D. Moret sold Rockwell Automation securities on 09/11/2025 and 11/06/2025 in amounts of 24,400 and 61,700 shares, generating gross proceeds of $8,543,197.00 and $24,159,343.00, respectively. By signing the notice, the seller represents that he is not aware of any material adverse, nonpublic information about Rockwell Automation’s current or prospective operations.
An insider of Rockwell Automation, Inc. has filed a notice of intent to sell common stock. The planned sale covers 1,164 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an indicated aggregate market value of $468,189.00. Rockwell Automation had 112,273,567 shares of common stock outstanding.
The shares to be sold were acquired on 12/04/2025 via an employee stock option exercise, using a broker payment in a cashless exercise. Over the prior three months, the same individual sold 822 shares of Rockwell Automation stock for gross proceeds of $300,030.00.
Rockwell Automation director reports stock gift by insider
A director of Rockwell Automation, Inc. reported a transaction in company stock. On 11/28/2025, the reporting person disposed of 2,043 shares of Rockwell Automation common stock in a transaction coded "G," which indicates a gift. The shares were transferred at a reported price of $0 per share, reflecting the non-cash nature of the gift. After this transaction, the director beneficially owns 6,551 shares of Rockwell Automation common stock in direct ownership. The form is filed for one reporting person, and an attached power of attorney authorizes an attorney-in-fact to sign on the insider’s behalf.
Rockwell Automation (ROK) senior vice president, chief legal officer and secretary Rebecca W. House reported an insider transaction involving company stock. On 11/24/2025, an employee stock option with an exercise price of $196.43 was exercised for 500 shares of common stock, recorded with transaction code M (option exercise). After this transaction, she beneficially owns 9,472 shares of common stock directly and 51.0786 shares indirectly through a company savings plan, based on information as of 9/30/2025. Following the exercise, she still holds 12,100 employee stock options with the same exercise price and a stated expiration date of 12/05/2029.
Rockwell Automation, Inc. entered into a new $1,500,000,000 five-year unsecured revolving credit agreement with a bank syndicate led by Bank of America as administrative agent. The company can increase total commitments by up to an additional $750,000,000 and has two options to request one-year extensions of the maturity date, subject to lender consent and other conditions.
This new facility replaces Rockwell’s prior $1,500,000,000 five-year credit agreement from June 2022, which was terminated early with no early termination penalties. Borrowings will bear interest based on a base rate or adjusted term SOFR plus a margin that varies with the company’s senior unsecured credit ratings. The agreement includes customary covenants and events of default, including a requirement that the ratio of Consolidated EBITDA to Consolidated Interest Expense for any four-quarter period remain at least 3.00 to 1.00, but it does not restrict the company’s ability to pay dividends. Proceeds of borrowings are intended for general corporate purposes.
Rockwell Automation (ROK) filed its annual report, outlining operations, risks, and capital plans for the year ended September 30, 2025. The company operates three segments—Intelligent Devices, Software & Control, and Lifecycle Services—serving discrete, hybrid, and process industries in more than 100 countries.
Rockwell plans to invest over $2 billion over the next five years in manufacturing capacity, digital infrastructure, and talent to support growth and margin initiatives. The filing details extensive risk factors, including macroeconomic volatility, tariffs and trade policy shifts, supply chain dependencies, cybersecurity and product security threats (including more sophisticated AI‑driven attacks), and execution risks in cost productivity and integration of acquisitions. Competitive pressures from Siemens, ABB, Schneider Electric, Emerson, Mitsubishi Electric, Honeywell, and Dassault Systèmes are highlighted.
On capital markets context, the aggregate market value of voting stock held by non‑affiliates was $29.1 billion as of March 31, 2025. 112,273,567 common shares were outstanding as of October 31, 2025. The report also notes potential tax impacts from OECD BEPS Pillar Two, which could raise the company’s effective tax rate beginning in fiscal 2026.