Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation is the issuer for a planned insider stock sale disclosed in this notice under Rule 144. The filing covers a proposed sale of 612 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc., with an aggregate market value of $246,079.00, to be sold on the NYSE on 12/10/2025. The shares were acquired on 12/10/2025 via a restricted stock lapse as equity compensation from Rockwell Automation, Inc.
The notice also lists recent sales by Christopher Nardecchia over the prior three months, including 129 shares sold on 12/05/2025 for gross proceeds of $51,981.00 and 480 shares sold on 12/08/2025 for gross proceeds of $192,463.00. The filing states that the seller represents they do not know any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider plans modest stock sale under Rule 144. An affiliate of Rockwell Automation, Inc. (ROK) has filed a notice to sell 1,020 shares of common stock through broker Charles Schwab & Co., Inc. on the NYSE. These shares have an indicated aggregate market value of $410,113.00, compared with 112,273,567 shares outstanding for the company overall.
The seller acquired the 1,020 shares on 12/10/2025 via a restricted stock lapse as part of equity compensation. In the past three months, the same holder sold 371 shares and 351 shares of Rockwell Automation stock on 12/05/2025 and 12/08/2025, generating gross proceeds of $149,486.00 and $140,747.00, respectively.
Rockwell Automation shareholder files notice to sell common stock. A holder of Rockwell Automation, Inc. common shares plans to sell 92 shares through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $36,976.00. The filing states that 112,273,567 shares of Rockwell Automation common stock were outstanding at the time of the notice.
The 92 shares to be sold were acquired on 12/10/2025 through a restricted stock lapse from Rockwell Automation, Inc. as equity compensation. During the prior three months, the same seller disposed of 30 Rockwell Automation shares on 12/05/2025 for gross proceeds of $12,087.00 and 25 shares on 12/08/2025 for gross proceeds of $10,023.00.
Rockwell Automation insider Rebecca W. House filed a notice to sell 1,698 shares of common stock through broker Charles Schwab & Co., Inc. on or about 12/10/2025 on the NYSE. The filing lists an aggregate market value of $682,697.00 for these shares and notes that 112,273,567 shares of Rockwell Automation common stock were outstanding. The shares to be sold arose from a restricted stock lapse on 12/10/2025 received as equity compensation from Rockwell Automation, Inc.
The notice also reports that over the prior three months, Rebecca W. House sold additional Rockwell Automation securities, including 371 shares on 12/05/2025 for gross proceeds of $149,476.00 and 351 shares on 12/08/2025 for gross proceeds of $140,738.00. By signing the notice, the seller represents that she is not aware of any undisclosed material adverse information about the company’s current or prospective operations.
Rockwell Automation insider plans stock sale under Rule 144. A holder of Rockwell Automation, Inc. common stock has filed a notice of intent to sell 1,387 shares through broker Charles Schwab & Co., Inc. on the NYSE. The filing lists an aggregate market value of $557,613.00 for these shares and notes that there were 112,273,567 shares outstanding of this class at the time of the notice.
The shares to be sold are common stock acquired on 12/10/2025 via a restricted stock lapse from Rockwell Automation, Inc. as part of equity compensation. The approximate sale date is also shown as 12/10/2025.
The person filing the notice previously sold Rockwell Automation securities during the past three months, including 282 shares on 12/05/2025 for gross proceeds of $113,607.00 and 267 shares on 12/08/2025 for gross proceeds of $107,027.00.
Rockwell Automation insider Matthew W. Fordenwalt has filed a Form 144 notice to sell 216 shares of the company’s common stock through Charles Schwab on the NYSE, with an aggregate market value of $86,825.00. These shares were acquired on 12/10/2025 via a restricted stock lapse as equity compensation. The filing notes that 112,273,567 shares of this class were outstanding. Over the past three months, Fordenwalt previously sold 295 shares for gross proceeds of $118,860.00 on 12/05/2025 and 359 shares for $143,967.00 on 12/08/2025.
A holder has filed a notice to sell 229 common shares of Rockwell Automation, Inc., to be executed through Charles Schwab & Co., Inc. on or around 12/10/2025 on the NYSE. The filing lists an aggregate market value of 92039.00 for these shares, compared with 112273567 common shares outstanding. The shares were acquired on 12/10/2025 through a restricted stock lapse as part of equity compensation.
Over the prior three months, Robert L. Buttermore reported additional sales of Rockwell Automation securities, including 184 shares on 12/05/2025 for gross proceeds of 74127.00 and 231 shares on 12/08/2025 for gross proceeds of 92637.00. The signer represents that they are not aware of undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider plans additional stock sale under Rule 144. A holder of Rockwell Automation, Inc. common stock has filed a notice to sell 476 shares through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $191,361.00. The shares relate to restricted stock that lapsed and converted into common stock on 12/10/2025 as part of equity compensation from Rockwell Automation.
Rockwell Automation had 112,273,567 shares of common stock outstanding, providing context for the size of this planned sale. The same individual reported several prior sales of Rockwell Automation securities over the past three months, each listed with specific dates, amounts of shares sold, and gross proceeds.
Rockwell Automation insider plans additional share sale under Rule 144. A notice reports a proposed sale of 5,564 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $2,236,851.00. The filing notes 112,273,567 shares of Rockwell Automation common stock outstanding.
The seller, identified as Blake D. Moret, acquired the 5,564 shares on 12/10/2025 through a restricted stock lapse classified as equity compensation. Over the prior three months, the same seller completed multiple sales of Rockwell Automation securities, including 24,400 shares for gross proceeds of $8,543,197.00 on 09/11/2025, 61,700 shares for $24,159,343.00 on 11/06/2025, 1,762 shares for $709,914.00 on 12/05/2025, and 1,667 shares for $668,465.00 on 12/08/2025.
Rockwell Automation, Inc. insider plans additional share sale under Rule 144. A holder has filed notice to sell 1,289 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc. on or around 12/09/2025 on the NYSE, with an aggregate market value of about $519,218. The filing notes that 112,273,567 shares of Rockwell Automation common stock were outstanding.
The seller acquired these 1,289 shares on 12/09/2025 via an employee stock option exercise, using a broker payment for a cashless exercise. Over the prior three months, the same holder reported several sales of Rockwell Automation securities, including 822 shares on 10/29/2025 for gross proceeds of $300,030, 1,164 shares on 12/04/2025 for $468,189, 2,370 shares on 12/05/2025 for $956,169, and 294 shares on 12/08/2025 for $117,896.