Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation, Inc. director Alice L. Jolla reported receiving common stock as compensation for board service. On 12/08/2025, she acquired 498 shares of Rockwell Automation common stock at a reported price of $0 per share, reflecting a grant under the company’s 2020 Long-Term Incentives Plan.
Following this transaction, Jolla beneficially owned 2,341 shares of Rockwell Automation common stock in direct ownership. The filing indicates she serves as a director and that the transaction was a stock-based compensation award rather than an open-market purchase.
Rockwell Automation, Inc. director Pam Murphy reported receiving shares of the company’s common stock as part of her director compensation. On 12/08/2025, she acquired 498 shares of common stock at a price of $0 per share, reflecting shares delivered under the company’s 2020 Long-Term Incentives Plan for service as a director. Following this transaction, she beneficially owned 4,985 shares of Rockwell Automation common stock in direct ownership.
Rockwell Automation, Inc. insider Isaac Woods has filed a Form 144 notice to sell common stock under SEC Rule 144. The planned sale covers 229 common shares through broker Charles Schwab & Co., Inc., listed on the NYSE, with an aggregate market value of $92,040.00. The filing notes that there were 112,273,567 shares outstanding of this class. These 229 shares were acquired on 12/10/2025 through the lapse of restricted stock as equity compensation from Rockwell Automation, Inc.
The filing also lists prior sales by Isaac Woods over the past three months: 250 shares sold on 09/11/2025 for gross proceeds of $87,500.00, 68 shares sold on 12/05/2025 for $27,396.00, and 61 shares sold on 12/08/2025 for $24,460.00. By signing the notice, the seller represents that he is not aware of any material adverse nonpublic information about Rockwell Automation’s current or prospective operations.
Rockwell Automation, Inc. insider plans a small stock sale under Rule 144. A person related to Rockwell Automation filed a notice to sell 225 shares of common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $90,480.00 and 112,273,567 shares of common stock stated as outstanding. The shares come from equity compensation, described as a restricted stock lapse acquired and paid on 12/10/2025.
Over the prior three months, the same seller, listed as Terry L. Riesterer, sold Rockwell Automation securities in two transactions: 60 shares on 12/05/2025 for gross proceeds of $24,173.00 and 61 shares on 12/08/2025 for gross proceeds of $24,454.00. The signer represents they are not aware of any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider files to sell common shares under Rule 144. The notice covers a proposed sale of 804 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc., with an aggregate market value of $323,248.00. These shares were acquired on 12/10/2025 through a restricted stock lapse as part of equity compensation from Rockwell Automation, Inc.
Over the prior three months, the same seller, Cyril Perducat, reported additional Rockwell Automation stock sales of 139 shares for gross proceeds of $56,004.00 on 12/05/2025 and 162 shares for $64,957.00 on 12/08/2025. The seller represents that he is not aware of undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation is the issuer for a planned insider stock sale disclosed in this notice under Rule 144. The filing covers a proposed sale of 612 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc., with an aggregate market value of $246,079.00, to be sold on the NYSE on 12/10/2025. The shares were acquired on 12/10/2025 via a restricted stock lapse as equity compensation from Rockwell Automation, Inc.
The notice also lists recent sales by Christopher Nardecchia over the prior three months, including 129 shares sold on 12/05/2025 for gross proceeds of $51,981.00 and 480 shares sold on 12/08/2025 for gross proceeds of $192,463.00. The filing states that the seller represents they do not know any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider plans modest stock sale under Rule 144. An affiliate of Rockwell Automation, Inc. (ROK) has filed a notice to sell 1,020 shares of common stock through broker Charles Schwab & Co., Inc. on the NYSE. These shares have an indicated aggregate market value of $410,113.00, compared with 112,273,567 shares outstanding for the company overall.
The seller acquired the 1,020 shares on 12/10/2025 via a restricted stock lapse as part of equity compensation. In the past three months, the same holder sold 371 shares and 351 shares of Rockwell Automation stock on 12/05/2025 and 12/08/2025, generating gross proceeds of $149,486.00 and $140,747.00, respectively.
Rockwell Automation shareholder files notice to sell common stock. A holder of Rockwell Automation, Inc. common shares plans to sell 92 shares through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $36,976.00. The filing states that 112,273,567 shares of Rockwell Automation common stock were outstanding at the time of the notice.
The 92 shares to be sold were acquired on 12/10/2025 through a restricted stock lapse from Rockwell Automation, Inc. as equity compensation. During the prior three months, the same seller disposed of 30 Rockwell Automation shares on 12/05/2025 for gross proceeds of $12,087.00 and 25 shares on 12/08/2025 for gross proceeds of $10,023.00.
Rockwell Automation insider Rebecca W. House filed a notice to sell 1,698 shares of common stock through broker Charles Schwab & Co., Inc. on or about 12/10/2025 on the NYSE. The filing lists an aggregate market value of $682,697.00 for these shares and notes that 112,273,567 shares of Rockwell Automation common stock were outstanding. The shares to be sold arose from a restricted stock lapse on 12/10/2025 received as equity compensation from Rockwell Automation, Inc.
The notice also reports that over the prior three months, Rebecca W. House sold additional Rockwell Automation securities, including 371 shares on 12/05/2025 for gross proceeds of $149,476.00 and 351 shares on 12/08/2025 for gross proceeds of $140,738.00. By signing the notice, the seller represents that she is not aware of any undisclosed material adverse information about the company’s current or prospective operations.
Rockwell Automation insider plans stock sale under Rule 144. A holder of Rockwell Automation, Inc. common stock has filed a notice of intent to sell 1,387 shares through broker Charles Schwab & Co., Inc. on the NYSE. The filing lists an aggregate market value of $557,613.00 for these shares and notes that there were 112,273,567 shares outstanding of this class at the time of the notice.
The shares to be sold are common stock acquired on 12/10/2025 via a restricted stock lapse from Rockwell Automation, Inc. as part of equity compensation. The approximate sale date is also shown as 12/10/2025.
The person filing the notice previously sold Rockwell Automation securities during the past three months, including 282 shares on 12/05/2025 for gross proceeds of $113,607.00 and 267 shares on 12/08/2025 for gross proceeds of $107,027.00.