Rockwell Automation (ROK) insider files Form 144 to sell 282 shares

Rhea-AI Filing Summary

Rockwell Automation insider plans small Rule 144 sale. A holder of Rockwell Automation common stock has filed a notice to sell 282 shares under SEC Rule 144. The shares were acquired on 12/05/2025 through a restricted stock lapse classified as equity compensation from Rockwell Automation, Inc. The planned sale has an aggregate market value of $113,607.00, based on the figures provided, and will be executed through Charles Schwab & Co., Inc. on the NYSE. Rockwell Automation had 112,273,567 shares of common stock outstanding at the time referenced, so this filing reflects a very small transaction relative to the total share count.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	282	113607.00	112273567	12/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/05/2025	Restricted Stock Lapse	Rockwell Automation, Inc			282	12/05/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for Rockwell Automation (ROK) disclose?

The notice discloses that a holder of Rockwell Automation common stock intends to sell 282 shares under SEC Rule 144. The shares come from vested restricted stock granted as equity compensation and will be sold through Charles Schwab & Co., Inc. on the NYSE.

How many Rockwell Automation (ROK) shares are planned to be sold and what is their value?

The filing indicates a planned sale of 282 shares of Rockwell Automation common stock with an aggregate market value of $113,607.00, based on the information in the notice.

How significant is this Form 144 sale compared to Rockwell Automation shares outstanding?

Rockwell Automation had 112,273,567 shares of common stock outstanding as referenced in the notice. The 282 shares covered by this Form 144 represent a very small portion of the total shares outstanding.

How were the Rockwell Automation (ROK) shares in this Form 144 acquired?

The shares were acquired on 12/05/2025 through a restricted stock lapse, described as equity compensation from Rockwell Automation, Inc., meaning they came from a compensation-related stock grant that vested.

Which broker and exchange are involved in this Rockwell Automation Form 144 transaction?

The Form 144 states that the sale will be executed through Charles Schwab & Co., Inc., located in Westlake, Texas, and the shares are listed for sale on the New York Stock Exchange (NYSE).

Does this Rockwell Automation (ROK) Form 144 indicate any prior sales in the last three months?

The template calls for disclosure of securities sold during the past 3 months, but the provided content does not list any completed sales, focusing instead on the planned sale of 282 shares.