Rockwell Automation (ROK) director reports Form 4 stock gift of 2,043 shares

Rhea-AI Filing Summary

Rockwell Automation director reports stock gift by insider

A director of Rockwell Automation, Inc. reported a transaction in company stock. On 11/28/2025, the reporting person disposed of 2,043 shares of Rockwell Automation common stock in a transaction coded "G," which indicates a gift. The shares were transferred at a reported price of $0 per share, reflecting the non-cash nature of the gift. After this transaction, the director beneficially owns 6,551 shares of Rockwell Automation common stock in direct ownership. The form is filed for one reporting person, and an attached power of attorney authorizes an attorney-in-fact to sign on the insider’s behalf.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PAYNE LISA A

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/28/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/28/2025		G		2,043	D	$0	6,551	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24-Power of Attorney

	Danielle White, Attorney-in-fact for Lisa A. Payne	12/01/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rockwell Automation (ROK) report in this Form 4?

The filing reports that a director of Rockwell Automation (ROK) disposed of 2,043 shares of common stock on 11/28/2025 in a transaction coded as a gift.

How many Rockwell Automation (ROK) shares does the director own after the reported gift?

Following the reported transaction, the director beneficially owns 6,551 shares of Rockwell Automation common stock held directly.

What does transaction code "G" mean for Rockwell Automation (ROK) in this Form 4?

In this context, transaction code "G" indicates a gift of Rockwell Automation common stock, rather than an open-market purchase or sale.

Was the Rockwell Automation (ROK) Form 4 filed by a single reporting person?

Yes. The filing indicates that the Form 4 was filed by one reporting person, not a group.

What is the relationship of the reporting person to Rockwell Automation (ROK)?

The reporting person is identified as a Director of Rockwell Automation, Inc.

Who signed the Rockwell Automation (ROK) Form 4?

The form was signed by Danielle White as attorney-in-fact for Lisa A. Payne, based on a power of attorney.