Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation, Inc. reported a routine insider equity grant to a director. Director Patricia A. Watson acquired 498 shares of Rockwell Automation common stock on 12/08/2025 as compensation for service under the company’s 2020 Long-Term Incentives Plan. The shares were recorded at a price of $0, reflecting that they were awarded as equity compensation rather than purchased for cash.
Following this transaction, Watson beneficially owns 7,485 shares of Rockwell Automation common stock in direct ownership. The filing notes that this report is made by a single reporting person and that the transaction relates to non-derivative securities only, with no derivative securities reported.
Rockwell Automation, Inc. director Thomas W. Rosamilia reported receiving common stock as part of his director compensation. On 12/08/2025, he acquired 498 shares of Rockwell Automation common stock at a reported price of $0 per share, reflecting shares delivered as compensation for service under the company’s 2020 Long-Term Incentives Plan. Following this transaction, he beneficially owned 7,778 shares of Rockwell Automation common stock in direct ownership.
Rockwell Automation director Lisa A. Payne reported receiving additional company stock as compensation for board service. On 12/08/2025, she acquired 498 shares of Rockwell Automation common stock at a reported price of $0, reflecting an equity grant under the company’s 2020 Long-Term Incentives Plan for directors.
Following this grant, Payne beneficially owns 7,049 shares of Rockwell Automation, held directly. This type of transaction is a routine equity-based compensation event for a board member and does not involve an open-market purchase or sale.
Rockwell Automation director reports stock award under long-term plan
Rockwell Automation director Donald R. Parfet reported receiving 498 shares of common stock on 12/08/2025, delivered as compensation for his service as a director under the company’s 2020 Long-Term Incentives Plan. The filing shows these shares were acquired at a stated price of $0, reflecting a non-cash equity award rather than an open-market purchase.
Following this transaction, Parfet beneficially owns 12,335 shares of Rockwell Automation common stock in a direct capacity and an additional 17 shares held indirectly through the Parfet Family Trust. The report is filed as a Form 4 by a single reporting person, confirming his ongoing equity alignment with Rockwell Automation’s shareholders.
Rockwell Automation, Inc. director equity award reported
A reporting person of Rockwell Automation, Inc. (ROK), identified as a director, reported receiving 498 shares of common stock on 12/08/2025. The transaction is coded as an acquisition and priced at $0 per share, reflecting stock delivered as compensation for service as a director under the company’s 2020 Long-Term Incentives Plan.
Following this grant, the director beneficially owns 9,690 shares of Rockwell Automation common stock in direct ownership. The report is filed on Form 4 for one reporting person and includes a power of attorney authorizing Danielle White to sign on behalf of James P. Keane.
Rockwell Automation, Inc. director Alice L. Jolla reported receiving common stock as compensation for board service. On 12/08/2025, she acquired 498 shares of Rockwell Automation common stock at a reported price of $0 per share, reflecting a grant under the company’s 2020 Long-Term Incentives Plan.
Following this transaction, Jolla beneficially owned 2,341 shares of Rockwell Automation common stock in direct ownership. The filing indicates she serves as a director and that the transaction was a stock-based compensation award rather than an open-market purchase.
Rockwell Automation, Inc. director Pam Murphy reported receiving shares of the company’s common stock as part of her director compensation. On 12/08/2025, she acquired 498 shares of common stock at a price of $0 per share, reflecting shares delivered under the company’s 2020 Long-Term Incentives Plan for service as a director. Following this transaction, she beneficially owned 4,985 shares of Rockwell Automation common stock in direct ownership.
Rockwell Automation, Inc. insider Isaac Woods has filed a Form 144 notice to sell common stock under SEC Rule 144. The planned sale covers 229 common shares through broker Charles Schwab & Co., Inc., listed on the NYSE, with an aggregate market value of $92,040.00. The filing notes that there were 112,273,567 shares outstanding of this class. These 229 shares were acquired on 12/10/2025 through the lapse of restricted stock as equity compensation from Rockwell Automation, Inc.
The filing also lists prior sales by Isaac Woods over the past three months: 250 shares sold on 09/11/2025 for gross proceeds of $87,500.00, 68 shares sold on 12/05/2025 for $27,396.00, and 61 shares sold on 12/08/2025 for $24,460.00. By signing the notice, the seller represents that he is not aware of any material adverse nonpublic information about Rockwell Automation’s current or prospective operations.
Rockwell Automation, Inc. insider plans a small stock sale under Rule 144. A person related to Rockwell Automation filed a notice to sell 225 shares of common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $90,480.00 and 112,273,567 shares of common stock stated as outstanding. The shares come from equity compensation, described as a restricted stock lapse acquired and paid on 12/10/2025.
Over the prior three months, the same seller, listed as Terry L. Riesterer, sold Rockwell Automation securities in two transactions: 60 shares on 12/05/2025 for gross proceeds of $24,173.00 and 61 shares on 12/08/2025 for gross proceeds of $24,454.00. The signer represents they are not aware of any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider files to sell common shares under Rule 144. The notice covers a proposed sale of 804 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc., with an aggregate market value of $323,248.00. These shares were acquired on 12/10/2025 through a restricted stock lapse as part of equity compensation from Rockwell Automation, Inc.
Over the prior three months, the same seller, Cyril Perducat, reported additional Rockwell Automation stock sales of 139 shares for gross proceeds of $56,004.00 on 12/05/2025 and 162 shares for $64,957.00 on 12/08/2025. The seller represents that he is not aware of undisclosed material adverse information about Rockwell Automation’s current or prospective operations.