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Form 144 notice filed for Rockwell Automation, Inc. (ROK) reporting a proposed sale of 103 shares of common stock through Charles Schwab with an aggregate market value of $35,552.00, scheduled for 09/08/2025. The shares were acquired on 09/08/2025 by restricted stock lapse from Rockwell Automation, Inc. and are identified as equity compensation. The filing records that 112,434,397 shares are outstanding. The filer discloses two prior sales in the past three months by Isaac Woods (297 shares on 06/09/2025 for $96,913 and 365 shares on 08/29/2025 for $127,181) and affirms no nonpublic material information is known when signing the notice.
Insider transactions by Cyril Perducat at Rockwell Automation (ROK) show a grant of 581 restricted stock units on 04/09/2025 that convert to common stock and vest in three equal annual installments beginning on the date exercisable. Those 581 RSUs are reported as acquired at $0, increasing his beneficial ownership to 5,222 shares. On 08/29/2025 Perducat sold 1,335 shares at a weighted-average price of $348.0155 and an additional 100 shares at $348.99 under a Rule 10b5-1 plan entered 05/30/2025, reducing his reported beneficial ownership to 3,787 shares. The filer notes availability of share-by-share sale prices upon request.
Donald R. Parfet, a director of Rockwell Automation, Inc. (ROK), reported a non-derivative disposition of 1,070 shares of the issuer's common stock on 08/28/2025 under transaction code G at a reported price of $0. After the reported transaction, the filing shows 11,837 shares beneficially owned. The ownership is listed as indirect through the Parfet Family Trust. The Form 4 was signed by Danielle White, attorney-in-fact for Donald R. Parfet, on 09/02/2025. The filing indicates this was reported by one reporting person and the reporting person is identified as a director.
Isaac Woods, Vice President and Treasurer of Rockwell Automation (ROK), reported transactions dated 08/29/2025. He exercised 365 employee stock options with an exercise price of $196.43 and immediately sold 365 shares at $348.44 under a Rule 10b5-1 trading plan entered on 05/30/2025. After these transactions he beneficially owned 1,691 shares directly; he also holds 460.9468 share equivalents indirectly through the company Nonqualified Savings Plan (plan balances reported as of 06/30/2025). The Form 4 was signed by Danielle White as attorney-in-fact on 09/02/2025.
Form 144 filing for Rockwell Automation (ROK): The notice reports a proposed sale of 365 shares of common stock through Charles Schwab & Co., Inc., with an aggregate market value of $127,181.00. The shares are scheduled for sale on 08/29/2025 on the NYSE. The filing states the 365 shares were acquired on 08/29/2025 by an employee stock option exercise from Rockwell Automation, with payment described as a broker payment for cashless exercise. The filer previously sold 297 shares on 06/09/2025 for $96,913.00. The filer also certifies they are unaware of any material nonpublic information about the issuer.
Rockwell Automation, Inc. (ROK) notice under Rule 144 reports a proposed sale of 1,435 common shares through Charles Schwab & Co., Inc. on 08/29/2025 with an aggregate market value of $499,500.00. The filing states these shares were acquired on 06/01/2023 as the lapse of restricted stock granted by Rockwell Automation and are being sold as equity compensation.
The filer certifies there were no other securities sold in the past three months and attests that they are not aware of any undisclosed material adverse information about the issuer. The notice contains standard Rule 144 information: broker, number of shares, outstanding shares (112,434,397), acquisition details, and the signature/representation language required by the form.
Rockwell Automation director James P. Keane reported selling a total of 3,000 shares of common stock on August 26, 2025, in three open-market transactions priced between $356.0500 and $356.3150 per share. After these sales, he directly holds 9,192 shares.
Form 144 notice for Rockwell Automation (ROK): An individual proposes to sell 3,000 common shares through Fidelity Brokerage Services on the NYSE with an aggregate market value of $1,052,370. The company has 112,896,809 shares outstanding, and the sale is scheduled approximately for 08/26/2025. All 3,000 shares were originally acquired as stock awards from the issuer on eight vesting dates between 2015 and 2019 and were compensated rather than purchased. The filer reports no securities sold in the past three months and affirms they are unaware of any undisclosed material adverse information about the issuer.
Reporting person Christian E. Rothe, Senior Vice President and Chief Financial Officer of Rockwell Automation (ROK), reported receipt of 1,257 restricted stock units (RSUs) on 08/19/2025. Each RSU represents a contingent right to one share of common stock and vests in three substantially equal annual installments beginning on the date exercisable. Following the reported acquisition, Mr. Rothe beneficially owns 8,530 shares of Rockwell Automation common stock. The Form 4 was signed by an attorney-in-fact on 08/21/2025. All holdings and grant details are shown on the filing; no derivative sales or cash purchases were reported.
Rebecca W. House, Senior Vice President, Chief Legal Officer and Secretary of Rockwell Automation (ROK), reported a disposition of company common stock under a trading plan. The Form 4 shows a sale of 815 shares on 08/19/2025 recorded with transaction code G, indicating the sale was made pursuant to a pre-established plan intended to satisfy Rule 10b5-1(c) conditions. After the reported sale, Ms. House beneficially owned 8,972 shares directly. The filing also discloses an indirect interest of 50.907 shares represented by units in the Company Savings Plan as of 06/30/2025, per the plan administrator information.