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Rockwell Automation (ROK) reported an insider equity award. The company’s SVP, Software and Control, filed a Form 4 showing an acquisition of 822 performance shares on 10/01/2025 at a $0 price. These derive from a grant made on December 9, 2022, with payout determined by total shareowner return versus the S&P 500 over a three-year period. The 822 performance shares correspond to 822 shares of common stock and vest on 12/09/2025, provided continued employment, subject to limited exceptions. Ownership is reported as Direct, with 822 derivative securities beneficially owned following the transaction.
Rockwell Automation (ROK) reported an insider equity change for SVP, Intelligent Devices, Tessa M. Myers. On 10/01/2025, she acquired 1,480 performance shares (Transaction Code: A) linked to a 12/09/2022 grant whose payout was based on total shareowner return compared to the S&P 500 over three years.
Each performance share represents the right to receive one share of common stock or the cash equivalent at a $0 price. The performance shares are scheduled to vest on 12/09/2025, contingent on continued employment, subject to limited exceptions. Following the transaction, 1,480 derivative securities were beneficially owned directly.
Rockwell Automation (ROK) officer Rebecca W. House reported an acquisition of 2,466 performance shares on October 1, 2025 (transaction code A) at a reported price of $0. Each performance share represents a contingent right to receive one share of common stock or the cash equivalent.
The award stems from a grant made on December 9, 2022, with payout determined by total shareowner return versus the S&P 500 over three years. The resulting 2,466 performance shares are scheduled to vest on December 9, 2025, provided continued employment. Following the transaction, 2,466 derivative securities were beneficially owned directly.
Rockwell Automation (ROK) reported an executive equity event on a Form 4. President and CEO Blake D. Moret acquired 8,218 performance shares on 10/01/2025, recorded as a derivative security at $0 and held directly.
These shares stem from a 12/09/2022 grant with a payout ranging from 0% to 200% of target based on total shareowner return versus the S&P 500 over a three-year period. The performance shares vest on 12/09/2025, contingent on continued employment, and each represents the right to receive one share of common stock or the cash equivalent.
Rockwell Automation filed a Form 8-K to disclose newly executed Change of Control Agreements dated September 30, 2025. The filing names a specific agreement with CEO Blake D. Moret and a form agreement for other senior officers including Christian E. Rothe, Scott A. Genereux, Tessa M. Myers, and Rebecca W. House. The document is signed on behalf of the company by Rebecca W. House in her role as Senior Vice President, Chief People and Legal Officer and Secretary. The filing also includes a cover page interactive data file formatted in inline XBRL.
Isaac Woods, Vice President and Treasurer of Rockwell Automation (ROK), reported a sale of 250 shares of Rockwell common stock on 09/11/2025 at a price of $350 per share. After the sale he directly beneficially owned 1,662 shares, and indirectly held 462.7408 shares through the Company Savings Plan as of information furnished by the plan administrator on 09/03/2025. The sale was made pursuant to a Rule 10b5-1 trading plan entered on 05/30/2025. The Form 4 was executed by an attorney-in-fact on 09/12/2025.
Blake D. Moret, President and CEO and a director of Rockwell Automation (ROK), reported transactions dated 09/11/2025. He exercised 24,400 employee stock options with an exercise price of $115.89 and acquired 24,400 common shares. The same day 24,400 shares were sold under a Rule 10b5-1 trading plan entered 05/30/2025 at a weighted average price of $350.131 per share. Following the reported transactions his total beneficial ownership is reported as 108,273 shares in one line and 83,873 shares in the sale line; additional holdings include Company stock fund units noted from the Savings Plan as reported by the Plan Administrator.
Rockwell Automation, Inc. (ROK) Form 144 summary — This notice reports a proposed sale of 250 common shares through Charles Schwab & Co., Inc. with an aggregate market value of $87,500, and lists total shares outstanding as 112,434,397. The securities were acquired in late 2023 through restricted stock lapses as equity compensation (42 shares on 10/01/2023, 58 shares on 12/07/2023, and 150 shares on 12/09/2023). The filing also discloses two recent sales by the same person in the past three months: 365 shares sold on 08/29/2025 for $127,181 and 103 shares sold on 09/08/2025 for $35,552. The proposed sale is scheduled approximately 09/11/2025 on the NYSE. The filer certifies no undisclosed material adverse information.
Form 144 filed for Rockwell Automation, Inc. (ROK) shows a proposed sale of 24,400 shares of common stock through Charles Schwab & Co., Inc. on the NYSE. The filing lists an aggregate market value of $8,543,197.00 and reports 112,434,397 shares outstanding for the issuer. The securities were acquired and are to be sold on 09/11/2025 as the result of an employee stock option exercise, with payment described as a broker payment for a cashless exercise. The filer certifies they are not aware of undisclosed material adverse information and has no reported sales in the prior three months.
Isaac Woods, Vice President and Treasurer of Rockwell Automation (ROK), reported changes in his beneficial ownership on Form 4. 324 restricted stock units vested on 09/05/2025 and converted into 324 shares of common stock; those shares have a $0 conversion price and are accounted as 650 restricted stock units originally granted with a vesting schedule over three equal annual installments beginning on the date exercisable.
Following vesting, Woods sold shares under a Rule 10b5-1 plan: on 09/08/2025 he sold 102 shares at $345.16 and 1 share at $345.185 to cover taxes, reducing his direct holdings to 1,912 shares. Additionally, he holds 460.9468 shares indirectly through the Company Savings Plan per the plan administrator as of 06/30/2025.