Every Form 4 that Rockwell Automation, Inc. (ROK) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ROK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ROK filings page.
Rockwell Automation, Inc. director William P. Gipson acquired 75 restricted stock units on October 1, 2026, as compensation for director service under the 2026 Long-Term Incentives Plan. Each unit is a contingent right to receive one share of Rockwell Automation common stock, payable upon retirement, a change of control and certain other circumstances. His reported direct position following the award was 5,737 restricted stock units.
ROCKWELL AUTOMATION, INC (ROK) reported that Vice President and Treasurer Isaac Woods exercised 325 Restricted Stock Units into 325 shares of Common Stock on September 5, 2026, and on September 8, 2026 sold a total of 154 shares of Common Stock at prices between $432.11 and $432.83. The sales were made under a Rule 10b5-1 plan entered into on November 26, 2025 to cover taxes due on restricted stock units that vested on September 5, 2026. In addition, Woods has 479.3094 shares of Common Stock held indirectly through the Company Savings Plan based on information as of June 30, 2026.
ROCKWELL AUTOMATION, INC (ROK) reports that Matheus De A G Viera, SVP Software and Control, sold a total of 867 shares of Common Stock in open-market transactions pursuant to a Rule 10b5-1 trading plan entered into on May 28, 2026. The sales included 467 shares on August 31, 2026 at $426.96 per share and 400 shares on September 2, 2026 at $420.14 per share. The filing also notes an indirect holding of 5.7084 shares represented by company stock fund units in a Company Savings Plan as of June 30, 2026.
ROCKWELL AUTOMATION, INC (ROK) director Patricia A. Watson reported selling 1,100 shares of common stock on August 27, 2026, in an open market or private transaction at a weighted average price of $431.4265 per share, with individual sale prices ranging from $431.30 to $431.4573. Following this sale, she directly holds 6,385 shares of Rockwell Automation common stock.
ROCKWELL AUTOMATION, INC (ROK) reported insider activity by Sr. VP and CFO Christian E. Rothe. On 8/19/2026, he exercised 1,257 Restricted Stock Units, receiving 1,257 shares of common stock at $0.00 per share. On 8/20/2026, he sold 590 shares of common stock at a weighted average price of $434.3008 per share, with individual sale prices ranging from $433.73 to $434.42. The sale was made under a Rule 10b5-1 trading plan adopted on 11/25/2025 to cover taxes due on RSUs that vested on 8/19/2026.
Rockwell Automation vice president and controller Terry L. Riesterer reported an exercise of restricted stock units and a related stock sale dated 2026-07-16.
He exercised 849 restricted stock units into common stock and sold 281 shares at $453.235 per share under a Rule 10b5-1 plan entered on 5/30/2025 to cover taxes due on units that vested on 7/16/2026. After these transactions he holds 1,602 shares of common stock directly, 632.5229 shares indirectly through the Company Savings Plan, and 850 restricted stock units, each representing one share of common stock.
Gipson William P reported acquisition or exercise transactions in this Form 4 filing.
Rockwell Automation director William P. Gipson received a grant of 69 restricted stock units as compensation for his service on the board under the company’s 2026 Long-Term Incentives Plan. Each unit represents a contingent right to receive one share of Rockwell Automation common stock, payable upon retirement, a change of control, or certain other circumstances. Following this award, Gipson directly holds 5,662 restricted stock units in total.
Rockwell Automation SVP Lifecycle Services Matthew W. Fordenwalt reported an open-market sale of company stock. He sold 377 shares of Common Stock at an average price of $460.51 per share in a transaction classified as an open-market sale pursuant to a Rule 10b5-1 plan entered into on 11/26/2025. After this sale, he held 4,437 Common Stock shares directly and 70.0720 shares represented by company stock fund units under the Company Savings Plan based on information from the plan administrator as of 3/31/2026.
Rockwell Automation SVP Matthew W. Fordenwalt reported several equity transactions. He exercised 595 restricted stock units, receiving the same number of common shares, and then sold 218 shares in an open-market trade at a weighted average price of $456.34. The sale was made under a pre-arranged Rule 10b5-1 plan to cover taxes on vested RSUs. After these moves, he holds 4,814 common shares directly and 70.072 shares indirectly through the Company Savings Plan.
Rockwell Automation VP and Chief IP Counsel John M. Miller reported option exercises and share sales. On May 20, 2026, he exercised employee stock options for 700 shares of common stock at $136.40 per share and sold a total of 1,054 shares at $426.02 per share in open-market transactions.
The footnotes state these transactions were carried out under a pre-arranged Rule 10b5-1 trading plan entered into on February 17, 2026. After these trades, Miller holds 5,968.8061 shares of common stock directly and 479.1027 shares indirectly through the company savings plan.
Rockwell Automation Vice President and Controller Terry L. Riesterer reported a mix of stock option exercises and share sales. He exercised employee stock options to acquire 3,824 shares of Common Stock at exercise prices including $196.43, $246.77, $259.81, and $279.50 per share. On the same date range, he executed open-market sales totaling 4,024 shares at prices around $452 per share. After these transactions, he directly holds 1,034 Common shares, and also has 632.6919 shares represented by Company stock fund units in a Company Savings Plan as of March 31, 2026.
Rockwell Automation SVP Matthew W. Fordenwalt exercised stock options and sold shares in a planned transaction. He exercised 600 Employee Stock Options at an exercise price of $246.77 per share, receiving 600 shares of common stock.
On the same date, he sold a total of 600 shares of Rockwell Automation common stock in open-market transactions at weighted average prices of $449.9837 for 460 shares and $448.2571 for 140 shares. The sales were made under a Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, he directly holds 4,897 shares and indirectly holds about 70.072 shares through the Company Savings Plan.
Rockwell Automation SVP and Chief Information Officer Christopher Nardecchia exercised employee stock options and sold the resulting shares. On May 5, 2026, he exercised options for 2,538 shares of Rockwell Automation common stock at $350.76 per share and sold 2,538 shares in multiple open‑market transactions at weighted average prices of about $440.82, $447.37, and $450.04 per share. The filing notes these transactions were carried out under a Rule 10b5‑1 trading plan entered into on November 26, 2025, and that he continues to hold Rockwell Automation stock, including shares held indirectly through the Company Savings Plan.
Rockwell Automation Sr. VP and Chief Revenue Officer Scott Genereux executed an open-market sale of 550 shares of Common Stock at $447.73 per share. The transaction was carried out under a Rule 10b5-1 trading plan entered into on November 26, 2025, leaving him with 2,764 shares held directly.
Rockwell Automation director David A. Zapico received a stock grant as part of his board compensation. He acquired 229 shares of Rockwell Automation common stock on April 16, 2026 at no cash price, delivered as compensation for service under the company’s 2026 Long-Term Incentives Plan. Following this grant, he directly holds 229 shares.
Rockwell Automation senior vice president Matthew W. Fordenwalt exercised employee stock options for 1,200 shares of common stock at an exercise price of $196.43 per share and sold the 1,200 shares at $400.00 per share on the same date.
The filing describes this as an option exercise and open-market sale sequence, carried out under a Rule 10b5-1 trading plan entered into on 11/26/2025. After the transactions, he holds 4,437 shares directly and 70.072 shares indirectly through the Company Savings Plan.
Rockwell Automation executive Cyril Perducat exercised 581 restricted stock units into common shares on April 9, 2026, then sold 198 common shares on April 10, 2026 at a weighted average price of $394.9963.
The sale was made under a pre-arranged Rule 10b5-1 plan to cover taxes due on the vested restricted stock units. Following these transactions, Perducat directly holds 6,241 common shares and 582 restricted stock units.
Rockwell Automation senior vice president of Software and Control, Bulho Matheus De A G Viera, sold 1,250 shares of common stock in an open-market transaction at $387.50 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan entered into on 11/26/2025.
Following the sale, Viera holds 1,734 shares of Rockwell Automation stock directly. In addition, 5.71 shares are held indirectly through units in the Company Savings Plan, based on information from the plan administrator as of 3/31/2026.
Rockwell Automation executive Bulho Matheus De A G Viera exercised restricted stock units and made a small, pre-planned share sale. On April 1, 2026, he converted 882 restricted stock units into the same number of common shares at a stated price of $0.00 per share, reflecting equity compensation rather than a market purchase.
On April 2, 2026, he sold 299 common shares in an open-market transaction at a weighted average price of $359.00 per share, with actual prices ranging from $358.76 to $359.25. A footnote explains this sale was made under a pre-arranged Rule 10b5-1 plan entered on November 26, 2025 to cover taxes due on RSUs that vested on April 1, 2026.
Following these transactions, he holds 2,984 common shares directly and an additional 5.71 shares indirectly through the Company Savings Plan. Footnotes note that each restricted stock unit represents a right to receive one share of Rockwell Automation common stock and that the RSUs vest in three substantially equal annual installments beginning on the exercisable date.
Gipson William P reported acquisition or exercise transactions in this Form 4 filing.
Rockwell Automation director William P. Gipson received a grant of 90 restricted stock units as compensation for his board service. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, generally payable upon retirement, change of control, or certain other circumstances. Following this award, he holds 5,593 shares directly, reflecting a routine, compensation-related equity grant rather than an open-market purchase or sale.
Rockwell Automation senior vice president Robert L. Buttermore exercised employee stock options and sold shares of common stock. On March 2, 2026, he converted multiple Employee Stock Options (Rights to Buy) into common shares, then sold 8,932 shares in open-market transactions at weighted average prices ranging roughly from about $396 to just over $402 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. Following these transactions, he held 2,878 shares of Rockwell Automation common stock directly and 277.9801 shares indirectly through a company savings plan.
Rockwell Automation vice president and treasurer Isaac Woods reported option exercises and share sales in Rockwell Automation, Inc. common stock. On February 25, 2026, he exercised employee stock options and acquired shares, then sold 1,271 common shares in multiple open‑market transactions under a pre‑arranged Rule 10b5‑1 trading plan entered into on November 26, 2025.
The sales were executed at weighted average prices in the low $400 range, with detailed price ranges available on request from the company. Following these transactions, Woods directly owned 1,687 common shares, and also had 468.2288 shares represented by company stock fund units in the Rockwell Automation Savings Plan as of December 31, 2025.
Rockwell Automation senior vice president and chief revenue officer Scott Genereux reported option exercises and share sales in company stock. On February 25, 2026, he exercised employee stock options to acquire 6,844 common shares at $350.76 per share and 9,363 shares at $259.81 per share through derivative conversions. The filing also shows open-market sales totaling 17,407 common shares at weighted average prices ranging from about $401.67 to $409.37, executed under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, his directly held common stock position was 3,314 shares.
Rockwell Automation SVP, CLO and Secretary Rebecca W. House exercised employee stock options and sold shares under a pre-set trading plan. On February 25, 2026, she exercised options for 12,100 shares of common stock and acquired the same number of shares at a reported price of $196.43 per share.
That same day, she executed multiple open-market sales totaling 12,100 shares at weighted average prices ranging from about $401.52 to $408.00, pursuant to a Rule 10b5-1 plan entered into on November 26, 2025. After these transactions, she directly held 12,200 shares of Rockwell Automation common stock and indirectly held 51.2189 shares through the company savings plan as of December 31, 2025.
ROCKWELL AUTOMATION, INC senior vice president Tessa M. Myers reported an open-market sale of common stock. On February 25, 2026, she sold 1,985 shares at an average price of $409.37 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After this transaction, she directly held 4,036 common shares. She also had an additional 8.487 shares indirectly through company stock fund units in the Company Savings Plan, based on information from the plan administrator as of December 31, 2025.
Rockwell Automation SVP Matthew W. Fordenwalt, SVP Lifecycle Services, reported option exercises and share sales in Rockwell Automation, Inc. common stock. On February 25, 2026, he exercised an Employee Stock Option for 1,200 shares at a price of $0.0000 per share, converting into 1,200 shares of common stock at an exercise price of $196.4300 per share.
That same day, he executed open-market sales totaling 1,200 shares of common stock in multiple trades, including 155 shares at $402.1089, 280 shares at $403.2057, 405 shares at $404.1589, 280 shares at $405.6029, and two blocks of 40 shares at $406.4200 and $407.9000. A footnote states the shares were “exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025.” After these transactions, he directly owned 4,437 common shares and indirectly held 68.085 shares through the company savings plan.
Rockwell Automation SVP and CIO Christopher Nardecchia reported option exercises and a share sale in Rockwell Automation common stock. On February 26, 2026, he exercised multiple employee stock options, converting 500, 7,000, 3,400 and 3,565 options into an equal number of common shares at exercise prices ranging from $171.46 to $259.81 per share.
He then sold 14,465 shares of common stock in an open-market transaction at a weighted average price of $410.0108 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, he directly owned 14,232 shares of Rockwell Automation common stock and indirectly held approximately 5.581 stock fund units in the company savings plan.
Rockwell Automation SVP Robert L. Buttermore reported transactions in company stock linked to restricted stock units (RSUs). On 02/13/2026 he exercised 568 RSUs at $0, receiving 568 shares of common stock and bringing his directly held stake to 3,482 shares. On 02/17/2026 he sold 204 shares of common stock in an open-market transaction at a weighted average price of $380.1395 per share under a pre-arranged Rule 10b5-1 trading plan to cover taxes on the vested RSUs, leaving 3,278 shares held directly. He also has 277.9801 shares of common stock held indirectly through the Company Savings Plan based on information as of 12/31/2025.
Rockwell Automation director Donald R. Parfet reported exercising restricted stock units into common stock in connection with his retirement from the company’s board on February 10, 2026. He converted blocks of 1,508, 154, and 500 restricted stock units to common shares at an exercise price of $0 per share.
After these derivative exercises, he directly owned 14,497 shares of Rockwell Automation common stock and indirectly held 17 shares through the Parfet Family Trust. The restricted stock units had been granted as director compensation under the company’s 2003 Directors Stock Plan and were payable upon retirement.
Rockwell Automation officer Terry L. Riesterer, Vice President and Controller, reported a sale of company stock. On 01/02/2026, Riesterer sold 800 shares of Rockwell Automation common stock at a price of $392 per share in a transaction coded "S," which indicates a sale. The filing notes this sale was made under a Rule 10b5-1 trading plan that was entered into on 5/30/2025.
After this transaction, Riesterer beneficially owned 1,234 shares of Rockwell Automation common stock directly. In addition, 628.1656 shares were held indirectly through the company savings plan, represented by stock fund units based on information from the Plan Administrator as of 9/30/2025.
Rockwell Automation, Inc. director equity compensation reported
A director of Rockwell Automation, Inc. reported receiving 84 restricted stock units on 01/02/2026 as compensation for service under the company’s 2020 Long-Term Incentives Plan. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, with the share equivalents payable in cash upon retirement or after termination of employment. Following this transaction, the director beneficially owned 5,503 derivative securities related to Rockwell Automation on a direct basis.
Rockwell Automation, Inc. executive Form 4 activity: The SVP, Software and Control reported multiple transactions in Rockwell Automation common stock in December 2025. On 12/08/2025, the insider sold 279 and 15 shares at weighted average prices of about $400.96 and $401.85, respectively, under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.
On 12/09/2025, stock options were exercised for 385 shares at $0 and 1,289 shares at an exercise price of $259.81, with a portion of the resulting shares sold in several trades between roughly $402.20 and $404.11. Additional restricted stock units were settled for 822 shares on 12/09/2025, again with related sales.
On 12/10/2025, further sales of 108, 200, 132, and 36 shares occurred at prices between about $400.54 and $403.81, also tied to tax obligations under the 10b5-1 plan. After these transactions, the insider directly held 2,401 common shares, plus additional units in the company savings plan. New grants included 11,267 employee stock options at a $402.22 exercise price and 3,282 restricted stock units that vest over time under the 2020 Long-Term Incentive Plan.
Rockwell Automation, Inc. SVP and Chief Supply Chain Officer Robert L. Buttermore reported several equity transactions in company stock. On 12/08/2025, he sold small blocks of common stock, including 206 and 25 shares, at weighted average prices of about $400.94 and $401.69, under a pre-arranged Rule 10b5-1 trading plan to cover taxes on vested restricted stock units. On 12/09/2025, 154 and 329 shares of common stock were acquired at an exercise price of $0 upon the vesting or settlement of equity awards.
Following these transactions, he directly owned several thousand shares of Rockwell common stock and also held an indirect interest through Company Savings Plan stock fund units. In addition, he received a new grant of 9,731 employee stock options with a $402.22 exercise price, vesting in three annual installments from 12/08/2026 to 12/08/2035, plus 2,835 restricted stock units and performance shares, each generally representing the right to receive one share of Rockwell common stock.
Rockwell Automation, Inc. insider activity: A senior vice president, identified as SVP Lifecycle Services, reported several transactions in Rockwell Automation (ROK) common stock. On 12/08/2025 and 12/10/2025, the officer sold small blocks of shares, including 309 shares at a weighted average price of about $400.9185, 50 shares at about $401.66, 70 shares at about $400.9094, 92 shares at about $402.0757, and 54 shares at about $403.1598. These sales were made under a pre-arranged Rule 10b5-1 plan to cover taxes on recently vested restricted stock units.
On 12/09/2025, the officer acquired 154 and 329 shares at a price of $0 upon the vesting and settlement of equity awards, and ended with 4,491 directly owned shares plus 67.8985 stock fund units held indirectly through a company savings plan. The officer also received new long-term incentives: an employee stock option for 11,267 shares at an exercise price of $402.22, vesting in three annual installments starting 12/08/2026, and 3,282 restricted stock units vesting over three years beginning 12/08/2026, along with performance shares that convert into common stock.
Rockwell Automation (ROK) insider activity centers on tax-related sales and new equity awards. Vice President and Treasurer Isaac Woods reported several stock transactions dated 12/08/2025 through 12/10/2025. On multiple dates, he sold small blocks of Rockwell Automation common stock, such as 58 shares at a weighted average price of $400.9516, under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units. Additional sales on 12/10/2025 were executed at weighted average prices between roughly $400.6971 and $402.8842.
On 12/09/2025 he exercised equity awards, including 154 and 329 shares acquired at $0 per share through the vesting of restricted stock units and performance shares. He also received a new grant of 1,025 employee stock options with a $402.22 exercise price expiring in 2035 and 299 restricted stock units vesting in three annual installments beginning in 2026. Following these transactions, Woods directly owned 2,058 shares of common stock and held an additional 465.2217 units in the company stock fund through the company savings plan.
Rockwell Automation reported an equity award for its Senior Vice President and Chief Financial Officer, Christian E. Rothe, in a Form 4 filing. On December 8, 2025, he received employee stock options to buy 11,523 shares of Rockwell Automation common stock at an exercise price of $402.22 per share. These options were granted under the company’s 2020 Long-Term Incentive Plan and are scheduled to vest in three substantially equal annual installments beginning on December 8, 2026, continuing through December 8, 2035 as the option term.
On the same date, Rothe was also granted 3,357 restricted stock units, each representing a contingent right to receive one share of Rockwell Automation common stock. These RSUs were also awarded under the 2020 Long-Term Incentive Plan and vest in three substantially equal annual installments starting on December 8, 2026 and ending on December 8, 2028. Following these awards, the Form 4 shows Rothe holding all of these derivative securities as direct ownership.
Rockwell Automation officer Terry L. Riesterer, Vice President and Controller, reported multiple equity transactions in company stock. On 12/8/2025, she sold 52 and 9 shares of common stock in open-market transactions at weighted average prices of about $400–$402, and on 12/10/2025 sold 51, 94 and 80 shares at weighted average prices around $401–$403, largely under a Rule 10b5‑1 plan to cover taxes on vested restricted stock units.
On 12/9/2025, 154 and 329 shares of common stock were acquired at $0 upon the vesting or settlement of equity awards. She also received an employee stock option for 1,025 shares at an exercise price of $402.22 and a grant of 299 restricted stock units under the 2020 Long‑Term Incentive Plan. After these transactions, she directly held 2,034 shares of common stock and 628.1656 shares indirectly through the company savings plan.
Rockwell Automation (ROK) insider activity: the company’s SVP and Chief Technology Officer, Cyril Perducat, reported multiple equity transactions in early December 2025. On December 8, 2025, he sold 153 and 9 shares of common stock in separate trades around $401 per share, and on December 10, 2025 he sold additional blocks of 185, 363, 246 and 10 shares between roughly $400.36 and $403.62 per share. These sales were executed under Rule 10b5‑1 trading plans to cover taxes on vested restricted stock units.
On December 9, 2025, Perducat acquired 693 and 1,480 shares of common stock at an exercise price of $0 through the vesting or settlement of equity awards, increasing his direct common stock holdings to several thousand shares after the reported transactions. He also received new grants under Rockwell Automation’s 2020 Long‑Term Incentive Plan: 4,610 employee stock options with a $402.22 exercise price that vest in three annual installments beginning December 8, 2026, and 1,343 restricted stock units that vest in three annual installments beginning on the same date.
Rockwell Automation senior vice president and chief information officer Christopher Nardecchia reported several stock transactions in Rockwell Automation, Inc. common stock. On December 8–10, 2025, he sold blocks of 390, 90, 185, 276, and 151 shares at weighted average prices around $400–$403 per share, under a Rule 10b5-1 trading plan entered on November 27, 2024 to cover taxes on recently vested restricted stock units. He also exercised or settled equity awards, acquiring 385 and 822 shares from awards at a price of $0 per share.
Following these transactions, Nardecchia beneficially owns 14,232 shares of Rockwell Automation common stock directly and 5.566 shares indirectly through a company savings plan. In addition, he was granted an employee stock option for 3,329 shares at an exercise price of $402.22 per share and new restricted stock unit awards covering 4,973 and 970 shares, all awarded under the company’s 2020 Long-Term Incentive Plan.
Rockwell Automation, Inc. senior vice president of Intelligent Devices Tessa M. Myers reported multiple stock transactions in December 2025. On December 8 and 10, 2025, she sold several small blocks of Rockwell common stock under a Rule 10b5-1 trading plan established on November 29, 2024, to cover taxes due on restricted stock units that vested on December 5 and December 9, 2025. Sale prices were reported as weighted averages, generally around $400–$403 per share.
On December 9, 2025, previously granted restricted stock units and performance shares for a total of 2,173 shares were settled into common stock at an exercise price of $0, reducing those derivative balances to zero. On December 8, 2025, Myers also received new equity awards under Rockwell’s 2020 Long-Term Incentive Plan: an employee stock option for 11,267 shares at an exercise price of $402.22, vesting in three annual installments starting December 8, 2026, and 3,282 restricted stock units that vest in three annual installments beginning the same date. Following the reported transactions, she continued to hold Rockwell shares directly and through the company savings plan.
Rockwell Automation (ROK) insider John M. Miller, VP and Chief IP Counsel, reported multiple equity transactions in December 2025. On 12/8/2025 and 12/10/2025 he sold small blocks of common stock, including sales of 23, 2, 19, 43, 1 and 29 shares, at weighted average prices around the low $400s per share. These sales were made under a pre-arranged Rule 10b5-1 trading plan to cover taxes due on restricted stock units that vested on December 5 and December 9, 2025.
On 12/9/2025 he acquired 62 and 132 shares of common stock at a price of $0 through the settlement of restricted stock units and performance shares. He also received an employee stock option award for 513 shares at an exercise price of $402.22 per share, vesting over three years starting 12/8/2026, and a grant of 150 restricted stock units vesting over three years starting 12/8/2026. After these transactions, he reported direct ownership of about 5,968.8061 shares and an additional 475.6753 shares indirectly through the company savings plan.
Rockwell Automation, Inc. President and CEO Blake D. Moret reported multiple stock transactions in December 2025. Through a family trust, he sold several blocks of common stock on 12/08/2025 and 12/10/2025 at weighted average prices around $400–$404 per share under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.
On 12/09/2025, previously granted restricted stock units and performance shares converted into common stock, reflected as acquisitions at $0 price in the table. He also received new equity awards: an employee stock option for 35,849 shares of common stock with a $402.22 exercise price, exercisable starting 12/08/2026 and expiring in 2035, and 10,443 restricted stock units scheduled to vest in three annual installments beginning 12/08/2026. The filing also notes additional Company stock fund units held under the Company Savings Plan.
Rockwell Automation, Inc. reported equity transactions by senior vice president, chief legal officer and secretary Rebecca W. House. On 12/08/2025, she sold 289 and 62 shares of common stock at weighted average prices of $400.819 and $401.6387, and on 12/10/2025 sold 502, 562, 553 and 81 shares at weighted average prices between about $400.9253 and $403.7049, all marked as sales under Rule 10b5-1 plans to cover taxes on vesting restricted stock units.
On 12/09/2025, 1,155 and 2,466 common shares were acquired at $0 upon the vesting and settlement of restricted stock units and performance shares. She also received an employee stock option for 11,267 shares at an exercise price of $402.22 and 3,282 restricted stock units, both awarded under the company’s 2020 Long-Term Incentive Plan and scheduled to vest in three annual installments beginning 12/08/2026. After these transactions, she directly owned 12,200 common shares and indirectly held 51.0786 shares through a company savings plan, with additional derivative awards outstanding.
Rockwell Automation senior vice president and chief revenue officer Scott Genereux reported multiple stock transactions in December 2025. On December 8–10, 2025, he sold several small blocks of Rockwell Automation common stock at prices generally around $400–$404 per share, with some sales executed under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.
The filing also shows new equity awards and settlements. On December 8, 2025, he received an employee stock option grant for 6,146 shares at an exercise price of $402.22 and 1,791 restricted stock units, all under the company’s 2020 Long-Term Incentive Plan. On December 9, 2025, 963 restricted stock units and 2,055 performance shares were converted into common stock, reducing those derivative positions to zero.
Rockwell Automation, Inc. director Robert Soderbery reported an equity compensation grant in the form of restricted stock units. On 12/08/2025 he was awarded 498 restricted stock units under the company’s 2020 Long-Term Incentives Plan for service as a director.
Each restricted stock unit represents the right to receive one share of Rockwell Automation common stock, generally payable upon retirement, a change of control, or certain other circumstances. After this grant, Soderbery beneficially owned 1,974 restricted stock units held directly.
Rockwell Automation director reports grant of restricted stock units. A Form 4 filing shows that director Timothy M. Knavish received 498 restricted stock units of Rockwell Automation common stock on 12/08/2025 under the company’s 2020 Long-Term Incentives Plan as compensation for his service as a director.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, but the filing states that the share equivalents are payable in cash upon retirement or after termination of employment. Following this transaction, Knavish beneficially owns 498 derivative securities in the form of these restricted stock units, held directly.
Rockwell Automation, Inc. reported a routine insider equity transaction involving a company director. On 12/08/2025, the director received 498 restricted stock units (RSUs) as compensation for service under the company’s 2020 Long‑Term Incentives Plan. Each RSU represents a contingent right to receive one share of Rockwell Automation common stock.
The RSU grant was recorded at a price of $0, reflecting that it is an equity-based award rather than a market purchase. After this transaction, the director beneficially owned 5,419 derivative securities in the form of RSUs, held directly. The share equivalents tied to these RSUs are payable in cash upon retirement or after termination of employment.
Rockwell Automation, Inc. reported a routine insider equity grant to a director. Director Patricia A. Watson acquired 498 shares of Rockwell Automation common stock on 12/08/2025 as compensation for service under the company’s 2020 Long-Term Incentives Plan. The shares were recorded at a price of $0, reflecting that they were awarded as equity compensation rather than purchased for cash.
Following this transaction, Watson beneficially owns 7,485 shares of Rockwell Automation common stock in direct ownership. The filing notes that this report is made by a single reporting person and that the transaction relates to non-derivative securities only, with no derivative securities reported.
Rockwell Automation, Inc. director Thomas W. Rosamilia reported receiving common stock as part of his director compensation. On 12/08/2025, he acquired 498 shares of Rockwell Automation common stock at a reported price of $0 per share, reflecting shares delivered as compensation for service under the company’s 2020 Long-Term Incentives Plan. Following this transaction, he beneficially owned 7,778 shares of Rockwell Automation common stock in direct ownership.
Rockwell Automation director Lisa A. Payne reported receiving additional company stock as compensation for board service. On 12/08/2025, she acquired 498 shares of Rockwell Automation common stock at a reported price of $0, reflecting an equity grant under the company’s 2020 Long-Term Incentives Plan for directors.
Following this grant, Payne beneficially owns 7,049 shares of Rockwell Automation, held directly. This type of transaction is a routine equity-based compensation event for a board member and does not involve an open-market purchase or sale.