Rockwell Automation (ROK) SVP files Form 4 for stock sales and equity grants

Rhea-AI Filing Summary

Rockwell Automation, Inc. insider activity: A senior vice president, identified as SVP Lifecycle Services, reported several transactions in Rockwell Automation (ROK) common stock. On 12/08/2025 and 12/10/2025, the officer sold small blocks of shares, including 309 shares at a weighted average price of about $400.9185, 50 shares at about $401.66, 70 shares at about $400.9094, 92 shares at about $402.0757, and 54 shares at about $403.1598. These sales were made under a pre-arranged Rule 10b5-1 plan to cover taxes on recently vested restricted stock units.

On 12/09/2025, the officer acquired 154 and 329 shares at a price of $0 upon the vesting and settlement of equity awards, and ended with 4,491 directly owned shares plus 67.8985 stock fund units held indirectly through a company savings plan. The officer also received new long-term incentives: an employee stock option for 11,267 shares at an exercise price of $402.22, vesting in three annual installments starting 12/08/2026, and 3,282 restricted stock units vesting over three years beginning 12/08/2026, along with performance shares that convert into common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fordenwalt Matthew W.

(Last) (First) (Middle)

1201 S 2ND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP Lifecycle Services

3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/08/2025		S(1)		309	D	$400.9185(2)	4,220	D
Common Stock	12/08/2025		S(1)		50	D	$401.66(3)	4,170	D
Common Stock	12/09/2025		M		154	A	$0	4,324	D
Common Stock	12/09/2025		M		329	A	$0	4,653	D
Common Stock	12/09/2025		S(4)		70	D	$400.9094(5)	4,583	D
Common Stock	12/10/2025		S(4)		92	D	$402.0757(6)	4,491	D
Common Stock	12/10/2025		S(4)		54	D	$403.1598(7)	4,437	D
Common Stock								67.8985(8)	I	By Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$402.22	12/08/2025		A(9)		11,267		12/08/2026(10)	12/08/2035	Common Stock	11,267	$0	11,267	D
Restricted Stock Units	(11)	12/08/2025		A(9)		3,282		12/08/2026(12)	12/08/2028	Common Stock	3,282	$0	3,282	D
Restricted Stock Units	(11)	12/09/2025		M			154	12/09/2023(12)	12/09/2025	Common Stock	154	$0	0	D
Performance Shares	(13)	12/09/2025		M			329	12/09/2025	12/09/2025	Common Stock	329	$0	0	D

Explanation of Responses:

1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.

2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.40 to $401.35. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

3. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.58 to $401.78. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

4. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.

5. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.6150 to $401.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

6. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.72 to $402.51. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

7. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.07 to $403.6950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

8. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

9. Awarded under the Company's 2020 Long-Term Incentive Plan.

10. The options vest in three substantially equal annual installments beginning on date exercisable.

11. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

12. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

13. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Remarks:

	Danielle White, By Power of Attorney for Matthew W. Fordenwalt	12/10/2025
	** Signature of Reporting Person	Date
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