Rockwell Automation (ROK) SVP files Form 4 for stock sales and equity grants
Rhea-AI Filing Summary
Rockwell Automation, Inc. insider activity: A senior vice president, identified as SVP Lifecycle Services, reported several transactions in Rockwell Automation (ROK) common stock. On 12/08/2025 and 12/10/2025, the officer sold small blocks of shares, including 309 shares at a weighted average price of about $400.9185, 50 shares at about $401.66, 70 shares at about $400.9094, 92 shares at about $402.0757, and 54 shares at about $403.1598. These sales were made under a pre-arranged Rule 10b5-1 plan to cover taxes on recently vested restricted stock units.
On 12/09/2025, the officer acquired 154 and 329 shares at a price of $0 upon the vesting and settlement of equity awards, and ended with 4,491 directly owned shares plus 67.8985 stock fund units held indirectly through a company savings plan. The officer also received new long-term incentives: an employee stock option for 11,267 shares at an exercise price of $402.22, vesting in three annual installments starting 12/08/2026, and 3,282 restricted stock units vesting over three years beginning 12/08/2026, along with performance shares that convert into common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 92 | $402.0757 | $37K |
| Sale | Common Stock | 54 | $403.1598 | $22K |
| Exercise | Restricted Stock Units | 154 | $0.00 | -- |
| Exercise | Performance Shares | 329 | $0.00 | -- |
| Exercise | Common Stock | 154 | $0.00 | -- |
| Exercise | Common Stock | 329 | $0.00 | -- |
| Sale | Common Stock | 70 | $400.9094 | $28K |
| Grant/Award | Employee Stock Option (Right to Buy) | 11,267 | $0.00 | -- |
| Grant/Award | Restricted Stock Units | 3,282 | $0.00 | -- |
| Sale | Common Stock | 309 | $400.9185 | $124K |
| Sale | Common Stock | 50 | $401.66 | $20K |
| holding | Common Stock | -- | -- | -- |
Footnotes (1)
- Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/5/2025. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.40 to $401.35. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.58 to $401.78. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2025. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.6150 to $401.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.72 to $402.51. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.07 to $403.6950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Awarded under the Company's 2020 Long-Term Incentive Plan. The options vest in three substantially equal annual installments beginning on date exercisable. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
