Rockwell Automation (ROK) director awarded 90 RSUs under 2026 incentive plan

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Gipson William P reported acquisition or exercise transactions in this Form 4 filing.

Rockwell Automation director William P. Gipson received a grant of 90 restricted stock units as compensation for his board service. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, generally payable upon retirement, change of control, or certain other circumstances. Following this award, he holds 5,593 shares directly, reflecting a routine, compensation-related equity grant rather than an open-market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Gipson William P

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	90	$0.00	--

Holdings After Transaction: Restricted Stock Units — 5,593 shares (Direct)

Footnotes (1)

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. Restricted stock units delivered as compensation for service as a director under the 2026 Long-Term Incentives Plan. Payable upon retirement, change of control and certain other circumstances.

Key Figures

Restricted stock units granted: 90 units Shares following transaction: 5,593 shares RSU-to-share ratio: 1 unit = 1 share

3 metrics

Restricted stock units granted 90 units Director equity award on April 1, 2026

Shares following transaction 5,593 shares Total direct holdings after RSU grant

RSU-to-share ratio 1 unit = 1 share Each restricted stock unit equals one common share

Key Terms

Restricted Stock Units, 2026 Long-Term Incentives Plan, change of control

3 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2026 Long-Term Incentives Plan financial

"Restricted stock units delivered as compensation for service as a director under the 2026 Long-Term Incentives Plan"

change of control financial

"Payable upon retirement, change of control and certain other circumstances"

A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

Form 4 Insider Transactions: What Each Field Means →

04/01/2026 - 06:20 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gipson William P

(Last)

(First)

(Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE

WISCONSIN

53204

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/01/2026		A⁽²⁾		90		⁽³⁾	⁽³⁾	Common Stock	90	$0	5,593	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

2. Restricted stock units delivered as compensation for service as a director under the 2026 Long-Term Incentives Plan.

3. Payable upon retirement, change of control and certain other circumstances.

Remarks:

	Danielle White, Attorney-in-fact for William P. Gipson	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Rockwell Automation (ROK) director William P. Gipson report on this Form 4?

He reported receiving a grant of 90 restricted stock units as equity compensation for serving as a director. These units are not an open-market purchase or sale but part of his long-term incentive compensation package from Rockwell Automation.

How many Rockwell Automation (ROK) shares does William P. Gipson hold after this transaction?

After the grant, he holds 5,593 shares directly. This total includes the impact of the 90 newly granted restricted stock units, which each represent a right to receive one share of Rockwell Automation common stock in the future.

What does each restricted stock unit represent for Rockwell Automation (ROK) directors?

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The units convert into shares under specified conditions, offering equity-based compensation that aligns director incentives with long-term shareholder interests.

Under what conditions do William P. Gipson’s Rockwell Automation (ROK) restricted stock units become payable?

The restricted stock units are payable upon retirement, a change of control, and certain other circumstances. These conditions tie the equity award to long-term service and company events, rather than immediate, freely tradable shares at the grant date.

Are William P. Gipson’s Rockwell Automation (ROK) restricted stock units part of a specific compensation plan?

Yes. The restricted stock units were delivered as compensation for service as a director under Rockwell Automation’s 2026 Long-Term Incentives Plan, which provides equity-based awards to align director compensation with the company’s long-term performance.

Does this Rockwell Automation (ROK) Form 4 show any open-market buying or selling by William P. Gipson?

No. The Form 4 shows only a grant of 90 restricted stock units as compensation, with no open-market purchases or sales. The transaction is coded as an award acquisition rather than a discretionary trade in Rockwell Automation shares.