Rockwell Automation VP sells 154 shares at $432

Rockwell Automation’s Vice President and Treasurer exercised RSUs and sold 154 shares under a pre-arranged Rule 10b5-1 tax-cover plan.

Rhea-AI Filing Summary

ROCKWELL AUTOMATION, INC (ROK) reported that Vice President and Treasurer Isaac Woods exercised 325 Restricted Stock Units into 325 shares of Common Stock on September 5, 2026, and on September 8, 2026 sold a total of 154 shares of Common Stock at prices between $432.11 and $432.83. The sales were made under a Rule 10b5-1 plan entered into on November 26, 2025 to cover taxes due on restricted stock units that vested on September 5, 2026. In addition, Woods has 479.3094 shares of Common Stock held indirectly through the Company Savings Plan based on information as of June 30, 2026.

Insider Trade Summary 10b5-1

Exercise and sale activity reported; no spread calculated

Exercise and Sale 5 txns

Insider Woods Isaac

Role Vice President and Treasurer

Sold 154 shs ($67K)

Approx. gross sale proceeds $67K

Type	Security	Shares	Price	Value
Sale	Common Stock F1	44	$432.11	$19K
Sale	Common Stock F1	110	$432.83	$48K
Exercise	Restricted Stock Units F3, F4	325	$0.00	$0.00
Exercise	Common Stock	325	$0.00	$0.00
holding	Common Stock F2	--	--	--

Holdings After Transaction: Restricted Stock Units — 325 contracts (Direct); Common Stock — 1,858 shares (Direct); Common Stock — 479.3094 shares (Indirect, By Savings Plan)

Footnotes (4)

1. F1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock unites that vested on 9/5/2026.
2. F2. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
3. F3. Each restricted stock units vests in three substantially equal annual installments beginning on the date exercisable.
4. F4. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Key Figures

Shares sold at $432.11: 44 shares at $432.11 per share Shares sold at $432.83: 110 shares at $432.83 per share Total shares sold: 154 shares +4 more

7 metrics

Shares sold at $432.11 44 shares at $432.11 per share Open-market or private sale of Common Stock on September 8, 2026

Shares sold at $432.83 110 shares at $432.83 per share Open-market or private sale of Common Stock on September 8, 2026

Total shares sold 154 shares Net shares sold across reported transactions on September 8, 2026

RSUs converted to Common Stock 325 Restricted Stock Units into 325 shares Exercise or conversion on September 5, 2026

Indirect Savings Plan holdings 479.3094 shares Shares represented by Company stock fund units as of June 30, 2026

Rule 10b5-1 plan date November 26, 2025 Date the trading plan covering the reported sales was entered into

RSU vesting start Three substantially equal annual installments Vesting schedule beginning on the date exercisable for the restricted stock units

Key Terms

Rule 10b5-1 plan, Restricted Stock Units, Company Savings Plan, stock fund units, +1 more

5 terms

Rule 10b5-1 plan regulatory

"Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

Restricted Stock Units financial

"Restricted stock units vests in three substantially equal annual installments"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Company Savings Plan financial

"acquired under the Company Savings Plan since the date last reported"

stock fund units financial

"Includes shares represented by Company stock fund units acquired"

pecuniary interest financial

"the participant's Company stock fund account may not exactly equal"

FAQ

What insider transactions did Rockwell Automation (ROK) report for Isaac Woods?

Rockwell Automation reported that Isaac Woods exercised 325 Restricted Stock Units into 325 Common shares on September 5, 2026 and sold 154 Common shares on September 8, 2026 at prices between $432.11 and $432.83.

How many Rockwell Automation (ROK) shares did Isaac Woods sell and at what prices?

Isaac Woods sold 44 shares of Rockwell Automation Common Stock at $432.11 per share and 110 shares at $432.83 per share on September 8, 2026, for a total of 154 shares sold in open-market or private transactions.

Were Isaac Woods’ Rockwell Automation (ROK) stock sales made under a Rule 10b5-1 plan?

Yes. The sales were made pursuant to a Rule 10b5-1 plan entered into on November 26, 2025 to cover taxes due on restricted stock units that vested on September 5, 2026.

What RSU activity did Rockwell Automation (ROK) disclose for Isaac Woods?

Rockwell Automation disclosed that 325 Restricted Stock Units held by Isaac Woods were exercised or converted into 325 shares of Common Stock on September 5, 2026. The RSUs vest in three substantially equal annual installments beginning on the date exercisable.

What indirect Rockwell Automation (ROK) holdings does Isaac Woods have through the Company Savings Plan?

Isaac Woods has 479.3094 shares of Rockwell Automation Common Stock represented by stock fund units in the Company Savings Plan, based on information from the Plan Administrator as of June 30, 2026.

What is the purpose of the reported Rockwell Automation (ROK) stock sales by Isaac Woods?

According to the disclosure, the sales of Rockwell Automation Common Stock were made under a Rule 10b5-1 plan to cover taxes due on restricted stock units that vested on September 5, 2026.

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Available on EDGAR 09/09/2026 - 04:51 PM Accepted by SEC EDGAR 09/09/2026 - 04:50 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Woods Isaac

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WISCONSIN 53204

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President and Treasurer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/05/2026		M		325	A	$0	2,012	D
Common Stock	09/08/2026		S(1)		44	D	$432.11	1,968	D
Common Stock	09/08/2026		S(1)		110	D	$432.83	1,858	D
Common Stock								479.3094(2)	I	By Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(3)	09/05/2026		M			325	09/05/2025(4)	09/05/2027	Common Stock	325	$0	325	D

Explanation of Responses:

1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock unites that vested on 9/5/2026.

2. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

3. Each restricted stock units vests in three substantially equal annual installments beginning on the date exercisable.

4. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Remarks:

	Danielle White, Attorney-in-fact for Isaac Woods	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)