Every Form 4 that Rockwell Automation, Inc. (ROK) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ROK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ROK filings page.
Rockwell Automation director reports stock award under long-term plan
Rockwell Automation director Donald R. Parfet reported receiving 498 shares of common stock on 12/08/2025, delivered as compensation for his service as a director under the company’s 2020 Long-Term Incentives Plan. The filing shows these shares were acquired at a stated price of $0, reflecting a non-cash equity award rather than an open-market purchase.
Following this transaction, Parfet beneficially owns 12,335 shares of Rockwell Automation common stock in a direct capacity and an additional 17 shares held indirectly through the Parfet Family Trust. The report is filed as a Form 4 by a single reporting person, confirming his ongoing equity alignment with Rockwell Automation’s shareholders.
Rockwell Automation, Inc. director equity award reported
A reporting person of Rockwell Automation, Inc. (ROK), identified as a director, reported receiving 498 shares of common stock on 12/08/2025. The transaction is coded as an acquisition and priced at $0 per share, reflecting stock delivered as compensation for service as a director under the company’s 2020 Long-Term Incentives Plan.
Following this grant, the director beneficially owns 9,690 shares of Rockwell Automation common stock in direct ownership. The report is filed on Form 4 for one reporting person and includes a power of attorney authorizing Danielle White to sign on behalf of James P. Keane.
Rockwell Automation, Inc. director Alice L. Jolla reported receiving common stock as compensation for board service. On 12/08/2025, she acquired 498 shares of Rockwell Automation common stock at a reported price of $0 per share, reflecting a grant under the company’s 2020 Long-Term Incentives Plan.
Following this transaction, Jolla beneficially owned 2,341 shares of Rockwell Automation common stock in direct ownership. The filing indicates she serves as a director and that the transaction was a stock-based compensation award rather than an open-market purchase.
Rockwell Automation, Inc. director Pam Murphy reported receiving shares of the company’s common stock as part of her director compensation. On 12/08/2025, she acquired 498 shares of common stock at a price of $0 per share, reflecting shares delivered under the company’s 2020 Long-Term Incentives Plan for service as a director. Following this transaction, she beneficially owned 4,985 shares of Rockwell Automation common stock in direct ownership.
Rockwell Automation, Inc. senior vice president of Software and Control reported multiple equity transactions in company stock. On 12/04/2025 and 12/05/2025, the executive exercised employee stock options at exercise prices of $279.5 and $297.1 per share, and vested restricted stock units with a conversion price of $0, receiving Rockwell Automation common shares.
The filing also reports a series of open‑market sales of common stock on those dates at weighted average prices ranging from about $400.10 to $404.68, including sales made under a Rule 10b5-1 trading plan entered into on May 30, 2025, and sales to cover taxes due on restricted stock units that vested on 12/04/2025. Following these transactions, the executive directly owns 1,964 shares of common stock, plus additional indirect holdings through the company’s savings and nonqualified savings plans.
Rockwell Automation SVP reports equity transactions and holdings. Robert L. Buttermore, Senior Vice President and Chief Supply Chain Officer of Rockwell Automation (ROK), reported the vesting and exercise of restricted stock units and a small share sale. On 12/04/2025 and 12/05/2025, he acquired 573 and 538 shares of common stock, respectively, at an exercise price of $0 as restricted stock units vested. On 12/05/2025, he sold 184 shares of common stock at a weighted average price of $402.8619 per share under a Rule 10b5-1 trading plan entered on 11/27/2024 to cover taxes due on the vesting. After these transactions, he directly held 2,891 shares of common stock, 277.2183 shares indirectly through a company savings plan, 1,078 restricted stock units, and 63.06 common stock share equivalents in a nonqualified savings plan.
Rockwell Automation senior executive Matthew W. Fordenwalt, SVP Lifecycle Services, reported equity transactions in company stock. On December 4 and 5, 2025, he acquired 787 and 841 shares of Rockwell Automation common stock at $0 per share through the vesting and settlement of restricted stock units. On December 5, he then sold 295 shares at a weighted average price of about $402.89 per share under a pre‑arranged Rule 10b5‑1 trading plan to cover taxes due on the vesting.
After these transactions, he directly owned 4,529 shares of common stock and also held additional interests through the company savings plans and restricted stock units, which each represent the right to receive one share of Rockwell Automation common stock as they vest.
Rockwell Automation (ROK) senior vice president and chief revenue officer Scott Genereux reported equity transactions in company stock. On December 4 and 5, 2025, previously granted restricted stock units were converted into 787 and 740 shares of common stock at an exercise price of $0, increasing his directly held shares.
On December 5, he then sold 194 and 88 shares of Rockwell Automation common stock at weighted average prices of $402.6684 and $403.2875, respectively, under a pre-established Rule 10b5-1 trading plan entered into on November 26, 2024 to cover taxes due on vesting. Following these transactions, he directly beneficially owned 3,150 shares of common stock and held additional restricted stock units representing the right to receive common shares in the future.
Rockwell Automation senior executive reports stock transactions and equity awards. SVP, Intelligent Devices Tessa M. Myers exercised restricted stock units into 787 shares of Rockwell Automation common stock on 12/04/2025 and 740 shares on 12/05/2025, both at an exercise price of $0 per share. On 12/05/2025, she sold 336 shares at a weighted average price of $402.8869 and 35 shares at $403.325, pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2024 to cover taxes due on vested restricted stock units. Following these transactions, she directly beneficially owned 5,219 shares of common stock and held 8.464 shares represented by company stock fund units in the company savings plan, as well as 27.08 common stock share equivalents in a nonqualified savings plan.
Rockwell Automation (ROK) disclosed insider stock activity by its SVP and Chief Technology Officer. On December 4 and 5, 2025, the officer exercised restricted stock units, receiving 465 and 538 shares of common stock at an exercise price of $0. On December 5, 139 shares of common stock were sold at a weighted average price of $402.9079 per share under a prearranged Rule 10b5-1 trading plan to cover taxes on vested awards. After these transactions, the officer beneficially owned 4,651 shares of Rockwell Automation common stock directly, along with 466 and 1,078 restricted stock units in separate grants that each convert into one share upon vesting.
Rockwell Automation, Inc. President and CEO Blake D. Moret reported equity transactions involving company stock. On 12/04/2025 and 12/05/2025, a family trust associated with him acquired 3,936 and 3,702 shares of common stock at an exercise price of $0 through the vesting and settlement of restricted stock units. On 12/05/2025, the trust sold 1,660 shares at a weighted average price of $402.873 and 102 shares at a weighted average price of $403.3822 under a Rule 10b5-1 trading plan to cover taxes on vested awards. Following these transactions, the filing reports 89,749 shares of common stock held indirectly through the family trust, plus additional stock fund units held in a company savings plan and nonqualified savings plan that track the value of Rockwell Automation stock.
Rockwell Automation executive John M. Miller reported equity transactions in company stock. As VP and Chief IP Counsel, he exercised restricted stock units into 65 shares of common stock on 12/04/2025 and 54 shares on 12/05/2025, both at an exercise price of $0, reflecting stock-based compensation vesting.
On 12/05/2025, he sold 27 shares at a weighted average price of $402.8326 and 3 shares at $403.43 under a pre-arranged Rule 10b5‑1 trading plan to cover taxes on vested units. After these transactions, he beneficially owned 5,891.8061 shares directly and 475.6753 shares indirectly through a company savings plan, plus 108.0236 common stock share equivalents in a nonqualified savings plan.
Rockwell Automation (ROK) disclosed an insider equity transaction by its Senior Vice President and Chief Financial Officer, Christian E. Rothe. On 12/05/2025, Rothe acquired 1,077 shares of Rockwell Automation common stock at an exercise price of $0 through the vesting and settlement of restricted stock units. Following this transaction, he beneficially owned 9,731.7093 shares of common stock directly.
The filing also shows that 1,077 restricted stock units converted into an equal number of common shares, leaving 2,155 restricted stock units beneficially owned. These units vest in three substantially equal annual installments beginning 12/05/2025. The share count includes stock previously acquired under the company’s dividend reinvestment plan as reported by the plan administrator on 9/12/2025.
Rockwell Automation (ROK) disclosed insider equity activity by its SVP, CLO and Secretary, Rebecca W. House. On 12/04/2025 and 12/05/2025, restricted stock units (RSUs) covering 787 and 740 shares of common stock were converted at an exercise price of $0, increasing her directly owned shares. On 12/05/2025, she sold 313 shares at a weighted average price of $402.816 and 58 shares at a weighted average price of $403.3497 pursuant to a Rule 10b5-1 trading plan entered into on 11/27/2024 to cover taxes on vested RSUs. After these transactions, she directly owned 10,628 common shares and held additional interests through company savings plans and share equivalents, while retaining outstanding RSUs that vest in substantially equal annual installments.
Rockwell Automation, Inc. (ROK) executive Isaac Woods, Vice President and Treasurer, reported routine stock activity involving restricted stock units and related share sales. On 12/04/2025 and 12/05/2025, restricted stock units were converted into a total of 271 shares of common stock at an exercise price of $0, reflecting vesting of equity awards. On 12/05/2025, Woods sold 68 shares of common stock, including a block at a weighted average price of $402.825, under a pre-arranged Rule 10b5-1 trading plan to cover taxes on the vested units.
After these transactions, Woods directly holds 1,865 shares of Rockwell Automation common stock and an additional 465.2217 shares represented by units in the company’s savings plan stock fund. Each restricted stock unit represents the right to receive one share of common stock, and the units vest in three substantially equal annual installments starting on their respective exercisable dates.
Rockwell Automation, Inc. executive Form 4 discloses equity transactions by Vice President and Controller Terry L. Riesterer. On 12/04/2025 and 12/05/2025, restricted stock units were converted into 150 and 134 shares of common stock at an exercise price of $0 per share, reflecting previously granted equity that vested.
On 12/05/2025, Riesterer sold 50 shares at a weighted average price of $402.7998 and 10 shares at a weighted average price of $403.336, in transactions noted as pursuant to a Rule 10b5-1 trading plan entered into on 11/20/2024 to cover taxes due on vested restricted stock units. After these transactions, Riesterer beneficially owns 1,837 shares of Rockwell Automation common stock directly, plus 628.1656 shares through a company savings plan and 28.79 common stock share equivalents through a nonqualified savings plan.
Rockwell Automation senior vice president and chief information officer Christopher Nardecchia reported routine equity transactions in company stock. On December 4 and 5, 2025, previously granted restricted stock units were converted into 358 and 1,177 shares of common stock at an exercise price of $0, increasing his direct holdings. On December 5, a total of 129 shares of common stock were sold under a prearranged Rule 10b5‑1 trading plan entered on November 27, 2024, to cover taxes on the vesting of these units, at weighted average prices around $403 per share.
After these transactions, Nardecchia directly owned 14,117 shares of Rockwell Automation common stock and also had an indirect interest in approximately 5.566 shares through the company savings plan, as reported by the plan administrator as of September 30, 2025.
Rockwell Automation director reports stock gift by insider
A director of Rockwell Automation, Inc. reported a transaction in company stock. On 11/28/2025, the reporting person disposed of 2,043 shares of Rockwell Automation common stock in a transaction coded "G," which indicates a gift. The shares were transferred at a reported price of $0 per share, reflecting the non-cash nature of the gift. After this transaction, the director beneficially owns 6,551 shares of Rockwell Automation common stock in direct ownership. The form is filed for one reporting person, and an attached power of attorney authorizes an attorney-in-fact to sign on the insider’s behalf.
Rockwell Automation (ROK) senior vice president, chief legal officer and secretary Rebecca W. House reported an insider transaction involving company stock. On 11/24/2025, an employee stock option with an exercise price of $196.43 was exercised for 500 shares of common stock, recorded with transaction code M (option exercise). After this transaction, she beneficially owns 9,472 shares of common stock directly and 51.0786 shares indirectly through a company savings plan, based on information as of 9/30/2025. Following the exercise, she still holds 12,100 employee stock options with the same exercise price and a stated expiration date of 12/05/2029.
Rockwell Automation (ROK): President and CEO Blake D. Moret reported a pre‑planned transaction under a Rule 10b5‑1 trading plan. On 11/06/2025, he exercised employee stock options for 61,700 shares at an exercise price of $136.4 per share and sold the same number of shares in multiple trades.
Weighted average sale prices disclosed include $390.6211 (range $390.00–$390.79), $391.6984 (range $391.36–$391.87), and a trade at $392.4. Following these transactions, indirect holdings by a Family Trust were 83,873 shares. The filing also notes 165.5327 shares represented by company stock fund units in the Savings Plan as of 9/30/2025.
Rockwell Automation (ROK): SVP, Software and Control, Matheus De A G Viera Bulho reported an option exercise and sale on 10/29/2025. He exercised 822 employee stock options at $350.76 per share and sold 822 shares at $365 per share pursuant to a Rule 10b5-1 trading plan entered into on 11/25/2024.
Following the transactions, he held 983 shares of common stock directly and 5.6667 shares indirectly through the Company Savings Plan. The reported option grant shows $350.76 exercise price, originally granted 12/07/2022 and expiring 12/07/2031.